EFTA01477029.pdf

Sheetl GMT SUBGMT Submarket Team Location 1.CRM Banker Type 2.CRM 3.CRM Rela tionship Id* relationship reference* client reference* Clientnumber* Mandate Type Prod uct MANAGEMENT TYPE Accountnumber* Account Status OPENDATE Assets MTD NNA Reve nues MTD RoA Americas US Onshore East Coast USO New York Paul Morris Stewart Oldfield Morris/Oldfield Banker LINDEMANN JR GEORGE THE GEORGE LINDEMANN FAMILY LIMITED PART i Classic Advisory Brokerage ABRB1 O 9/28/2015 0:00 345728.634 -3.329975702103E7 144.05359 49.9 Americas US Onshore w York Paul Morris Stewart Oldfield Morris/Oldfield Banker no LINDEMANN JR GEORGE THE GEORGE LINDEMANN FAMILY LIMITED PART Classic Advisory Lending ADVL1 1839Y=BWWPHG C 10/30/2015 0:00 0 -1.000000000008E7 3318.8361 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no ASADI FAREED DOMINIQUE LEIMER Classic Adv sory Depos is ADVD1 1.83935261761E11 0 8/2010 0:00 29.96252 0.01089 0.01248 49.98244473 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Banker Debjani Bagchi ELLIN HOWARD HOWARD ELLIN DPM Invtmt Adv DPBIA 1.839451305E9 0 12/24/2013 0:00 4728653 3414.30009 86.64538108 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker Debjani Bagchi ELLIN HOWARD HOWARD ELLIN Invtmt Adv DPBIA 0 1/31/2014 0:00 151973. .20133 27.79537562 Americas US Onshore East Coast New York Paul Morris Paul Morris is Oldfield Banker no 2CRM BOIES FAMILY CHRISTOPHER BOIES Classic Advisory Depos is ADVD1 1.83935267485E11 0 /2014 0:00 0.40299 0 1.6E-4 47.64386213 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOI DPM Invtmt Adv DPWGP 1.839451287E9 0 11/27/2013 0:00 .4151 0 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOI DPM Invtmt Adv DPWGP 0 1/31/2014 0:00 626.38105 67.86186973 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOI DPM Invtmt Adv DPBIA 1.839451331E9 0 2/12/2014 0:00 72058 0 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker Deb'ani Bagchi BOIES FAMILY DIAMOND B CAPIT NC. DPM DPWGP 1.839451363E9 O 3/17/20 00 104792.75241 248741.00278 0 0 Americas US Onshore East Co Paul Morris Paul Morris is/Oldf ani Bagchi BOIES FAMILY DIAMOND B INVES S, INC. DPM Invtmt Adv DPWGP 1.839451352E9 O 3/3/201 O . 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfilim ilislijani Bagchi BOIES FAMILY DIAMOND B INVES S, INC. DPM xIvtmt ‘. . 1839451352AI O 5/30/20 00 1420972.07273 0 1010.65496 85.34903502 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM Tazia Smith SK FAMILY OFFICE ON TRAIL CAPITAL, LLC C ass A visory Brokerage ABRB1 O 4/16/2014 0:00 3514408.34742 0 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM ELYSIUM MANAGEMENT LEON D. BLACK Classic Advisory Brokerage ABRB1 O 7/2/201 O 182550.0027 0 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM ELYSIUM MANAGEMENT LEON D. BLACK Classic Advisory Deposits ADVD1 1.83935267768E11 0 . 0.05446 0 2.0E-5 44.0690415 Americas US Onshore ew York Paul Morris Paul Morris is/Oldfield Banker no ELYSIUM MANAGEMENT LEON D. BLACK Classic Advisory epos ADVD1 1.83937993552E11 0 /2014 0:00 0.09802 0 4.0E-5 48.96959804 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Daniel SOUTHERN FINANCIAL J. E ABRB1 Americas m PSTEIN VIRGIN ISLANDS FOUNDATION, IN 0 nshore 9/30/2013 0:00 1438785.58931 East Coast USO New York Classic Advisory -196725.23549 Paul Morris 0 Brokerage 0 Paul Morris Morr is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL JEEP ERS INC Classic Advisory Brokerage ABRB1 0 9/23/2013 0:00 1742138.46821 7247.59619 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr EFTA01477029 is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL JEFF REY EPSTEIN Classic Advisory Brokerage ABRB1 ■ 8 0 9/23/2013 0:00 667183.01163 5.46753 277.99293 50.00000153 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker CIAL LLC isisiassis C ass c A v sory SOUTHERN FINANCIAL Brokerage ABRB1 SOUT O 8/26/2013 0:00 1.0328461780391E8 98251.69871 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Daniel Sabha SOUTHERN FINANCIAL HERN FINANCIAL LLC PasscAl. sory Brokerage ABRB1 0 ......3747.7385 59.42402 1003.60606 14.9165010h Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL SOUT HERN TRUST COMPANY INC. Classic Advisory Brokerage ABRB1 O 8/26/2013 0:00 8206772.6748 101557.69373 2027.9973 29.653511,1 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Daniel Sabba HAZE TRUST Classic Advisory 3 0 : . 64299277607E7 54441.36969 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL JEFFREY EPSTEIN Custody Custody CUSCU 1.839680519E9 0 4/10/2014 0:00 112041.55756 46.68302 49.99896933 Americas US Onshore iS w York Paul Morris Paul Morris Morr is Old£ield Banker no 2CRM SOUTHERN FINANCIAL BUTTERFLY TRUST Classic Advisory Deposits ADVD1 1.83944130552E11 O 1/24 /2014 0:00 2.98427 0.01089 0.00124 49.86144015 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM I SOUTHERN FINANCIAL DARREN K. INDYKE PLL C Classic Advisory Deposits ADVD1 1.83942953707E11 0 11/1/2013 0:00 16609.24343 -60223.62347 26.9173 194.47460166 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL GRATITUDE AMERICA Classic Advisory Deposits ADVD1 1.83942959324E11 0 .82394 -24.91975 0.40659 49.99959316 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL GRATITUDE AMERICA Classic Advisory Deposits ADVD1 1.839441 33251E11 0 3/3/2015 0:00 1.000533106258E7 1699.25916 7699.89046 92.34945345 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr i •1•fi 1• B nker no 2CRM lirl in SOUTHERN FINANCIAL HBRK ASSOCIATES INC Classic A v gory Deposits ADVD1 1.83942953715E11 0 .7761 -55338.97088 46.86677 138.89270715 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is Oldfield Banker no 2CRM SOUTHERN FINANCIAL HYPERION AIR LLC Classic Advisory Deposits ADVD1 1.83942953432E11 0 10/18/2013 0:00 118289.70614 -46499.99584 120.28907 122.0282717 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/oldfield Banker no 2CRM SOUTHERN FINANCIAL JEFFREY EPSTEIN Classic Advisory Deposits ADVD1 1.83935266976E11 O 9/12 4197605.91567 2425657.31394 2297.99942 65.69457351 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL JEGE INC Classic Advisory epos s ADVD1 1.83942953459E11 0 8/2013 0:00 60397.32111 -42049.67448 81.16964 161.27133821 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL JEGE LLC .111.1= Classic Advisory Deposits ADVD1 1.839 113.987079775E11 429534 0 "P I : 341313.2199 -77502.78128 324.21081 Americas US Onshore East Coast USO New York Paul Morris iti.ai rr is/Oldfield Banker no 2CRM IMIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII SOUTHERN FINANCIAL 100.0 . 6.185C61assic 3 Advisory Deposits ADVD1 1.83935267258E11 0 101. Americas US Onshore -371.11697 East Coast 6.36857 94.39363608 USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM IIIIIIIIIIIII SOUTHERN FINANCIAL JSC INTERIORS LLC Classic sory ADVD1 1.83942957978E11 0 44.5649 -6733.57185 21.93767 110.40337331 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL LSJE, LLC Classic Advisory Deposits ADVD1 1.83942959295E11 0 2/25 /2015 0:00 200262.64221 -74677.75491 203.44532 121.90710225 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM IMIl l SOUTHERN FINANCIAL MORT, INC Classic Advisory Deposits ADVD1 1.83942959017E11 0 3.11497 0 0.0013 50.08073914 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is Oldfield Banker no 2CRM SOUTHERN FINANCIAL NEPTUNE LLC Classic Advisory Deposits ADVD1 1.83942953424E11 0 10/1 8/2013 0:00 120227.94659 -28127.7453 110.09625 109.88751264 EFTA01477030 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is O1dfield Banker no 2CRM SOUTHERN FINANCIAL NES LLC Classic Advisory Deposits ADVD1 1.83942953758E11 0 11/8/2013 0: 00 191036.38721 -91174.90301 201.59418 126.63190481 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfiim1 OUP LLC O l uikr no2CRM 11/1/2013 0:00 6256.36078 Ia....A, I , SOUTHERN FINANCIAL Deposits 1.05648 4.61086 88.43850594 ADVD1 NEW YORK STRATEGY GR 1.83944129914E11 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL PLAN D LLC Classic Advisory Deposits ADVD1 1.83942953467E11 0 10/1 8/2013 0:00 10099.93845 0 8.20549 97.49156442 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldf 2CRMILIIIMMER SOUTHERN FINANCIAL SOUTHERN FINANCIAL L LC assic v sory Deposits ADVD1 1.83942952771E11 0 470.1352 0 409.69814 106.30692245 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM ■ SOUTHERN FINANCIAL SOUTHERN TRUST COMPA NY INC. Classic Advisory Deposits ADVD1 1.83942952763E11 O 8/27/2013 0:00 139471.98546 0 123.1138 105.92561618 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldf 2CRM SOUTHERN FINANCIAL SOUTHERN TRUST COMPA NY INC. Classic Advisory Deposits ADVD1 1.83944129244E11 O 8/27/2013 0:00 1.0999156410935E8 3.655962479438E7 81741.81676 89.1797302 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL THE 2007 JEFFREY E. EPSTEIN INSURANCE TR Classic Advisory Deposits ADVD1 1.83 0 : .45366 17.60067 0.1006 49.9971713 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldf 2CRM ILIII=Mpp l SOUTHERN FINANCIAL ZORRO DEVELOPMENT CO RP. assic v sory Deposits ADVD1 1.83942955542E11 O : 260.85295 -24108.77091 215.28073 108.42606866 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/oldfield Banker no 2CRM THIRD LAKE CAPITAL CRW 2007 LLC Classic Advisory Deposits ADVD1 1.83944135767E11 0 /2015 0:00 0 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is Oldfield Banker no 2CRM THIRD LAKE CAPITAL CRW 2007 LLC Classic Advisory Deposits ADVD1 1.83998005913E11 0 5000000.00549 5000000.00549 2083.33334 50.00000011 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL CRW 2009 LLC Classic Advisory Depos is ADVD1 1.83944135783E11 0 /2015 0:00 0 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM IMIIIIII THIRD LAKE CAPITAL CRW 2009 LLC Classic Advisory epos ADVD1 1.83988005948E11 0 2000000.00219 2000000.00219 833.33333 49.99999975 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL GEW 2007 LLC Classic Advisory Deposits ADVD1 1.83944135759E11 0 /2015 0:00 0 0 0 Americas US Onshore East Coast US0,,New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM I THIRD LAKE CAPITAL GEW 2007 LLC Classic Advisory Deposits ADVD1 1.83988005905E11 0 5000000.00549 5000000.00549 2083.33334 50.00000011 Americas US Onshore ew York Paul Morris Paul Morris is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL GEW 2009 LLC Classic Advisory epos]. s ADVD1 1.83944135775E11 0 /2015 0:00 0 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL GEW 2009 LLC Classic Advisory ADVD1 1.83988005921E11 0 /2015 0:00 2000000.00219 2000000.00219 833.33333 49.99999975 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL KATI FORSYTHE 2 RAT V SOry Deposits ADVD1 1.83944135716E1 O 12/3/2015 0:00 0 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL KATI FORSYTHE 2 RAT Classic Advisory Deposits ADVD1 1.83988005825E1 O 12/3/2015 0:00 7499999.99734 7499999.99734 3125 50.00000002 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL KWF 2007 LLC Classic Advisory Deposits ADVD1 1.83944132291E11 0 /2014 0:00 2009990.85138 -1.249904321722E7 1563.49091 93.34316575 Americas US Onshore York Paul Morris Paul Morris is/Oldfield Banker no THIRD LAKE CAPITAL KWF 2007 LLC Classic Advisory Deposits ADVD1 1.83988005817E11 0 EFTA01477031 /2015 0:00 1.250000000282E7 1.250000000282E7 5208.33334 50.00000005 Americas US Onshore ew York Paul Morris Paul Morris Morr is/Oldf THIRD LAKE CAPITAL SHARI WAGNER 2014 GR AT Classic Advisory Deposits ADVD1 1.83944135724E11 O 12/3/2015 0:00 215.74972 215.74972 163.09209 90711.82479403 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL SHARI WAGNER 2014 GR AT I MIII v ' Deposits ADVD1 1.83988005833E11 O 12/3/2015 0:00 7499999.99734 7499999.99734 3125 50.00000002 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL SSW 2007 LLC FINIII. Classic Advisory epos ADVD1 1.83944132312E11 0 11/1 2004363.10442 -7499260.56251 1396.15067 83.58669147 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is Oldfield Banker no 2CRM THIRD LAKE CAPITAL SSW 2007 LLC Classic Advisory Deposits ADVD1 1.83988005809E11 0 /2015 0:00 7499999.99734 7499999.99734 3125 50.00000002 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr Banker no 2CRM =MIIIIMM THIRD LAKE CAPITAL TODD R. WANEK Classic Advisory ADVD1 1.83937993894E11 0 10/6 2014264.17498 -3.499873038357E7 1802.28139 107.3711033 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is Oldfield Banker no 2CRM THIRD LAKE CAPITAL TODD R. WANEK Classic Advisory Deposits ADVD1 1.83988005796E11 0 12/2 /2015 0:00 3.499999999483E7 3.499999999483E7 14583.33333 50 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM =i l THIRD LAKE CAPITAL WANEK TRUST OF 2000 Classic Advisory Deposits ADVD1 1.83944132072E11 0 10/9/2014 0:00 2010427.54608 -1.499911496227E7 1508.68168 90.05139327 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL WANEK TRUST OF 2000 1111111.11..1 9999C 9l 9a9s 46 sl ic E its ADVD1 1.83988005788E11 0 1.499999999467E7 6250 50.00000002 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Joseph Cothron DZIALGA KIRSTEN S M MARK F. DZIALGA Americas 0 4. 1.111.1 US Onshore Classic Advisory 3413.36084 East Coast -2.00404 USO New York Brokerage ABRB1 0.08838 0.00750354 Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM Tazia Smith GENERAL ATLANTIC FA MADI SON PARK CAPITAL, LLC Classic Advisory Brokerage ABRB1 O 0673.10226 0 9.8E-4 2.496E-5 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker THE NATIONAL ORGANI THE NATIONAL ORGANIZ ATION OF THE NEW APO 'c Advisory Brokerage ABRB1 O ST 33475.66785 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker THE NATIONAL ORGANI THE NATIONAL ORGANIZ ATION OF THE NEW APO c Advisory Brokerage ABRB1 O 6/1/2015 0:00 1684837.13221 41161.70138 1.36528 0.09724002 iMizil US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no THE NATIONAL ORGANI THE NATIONAL ORGANIZ ATION OF THE NEW APO Custody Custody CUSCU 1.83968069E9 0 5/21 /2015 0:00 6.389364230727E7 4792094.25315 13093.5654 24.59130191 Confidential EFTA01477032 Sheet2 Confidential EFTA01477033 Sheet3 Confidential EFTA01477034