📄 Extracted Text (157 words)
Out-of-Scope Identified* 143 152 18 10 323
with Banker Team" 312 98 1 7 418
with Manager Director (MD) 4 6 10
with ABR/AFC 6 3 9
# of Downgrades (No longer HR) 24 9 1 34
* Includes Inactive/closed KYC cases and small relationships with CBV < $2 mm.
`• Includes all KYC cases submitted to FO plus KYC cases Rejected by ABR/AFC.
Week over week
HR Client Remediation Progress
• arn i 2,17
•53/.1017
•5'522017
WIV:027
• WZEIZZII
is 4.(0:317
• 67:017
• 6:W2.7a
• 6'2i/2'.27
• fann27
1171?)2011
• 7nzt2017
Regards,
Rodrigo
Rodrigo Quintero
Vice President
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
5022 Gate Parkw , Suite 400, 32256 Jacksonville. USA
From: Rodrigo Quintero
Sent: Monday, Jul 10 2017 8:34 AM
To: Patrick Harris
Cc: Emily Craig Daphne Cales ; Janice Franklin
Armen Brash ea] ech < 1 Vaishali-P
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042240
CONFIDENTIAL SDNY_GM_00188424
EFTA01356394
ℹ️ Document Details
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EFTA01356394
Dataset
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