EFTA01356393.pdf

Regards, Rodrigo -11 Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway. Suite 400. 32256 Jacksonville. USA From: Rodrigo Quintero Sent: Monday, July 17 2017 7:27 AM To: Patrick Harri Cc: Emily Craig < Daphne Cales 41.1111111111111111111111111k>; Janice Franklin Armen Brash ; Sheffali Welch < ; Vaishali-P e a Subject: KYC HR Clients Remediation - Status (7/14/17) (I) Classification: For Internal use only All, Below is the Monday morning deliverable (as of 7/14/17). Let me know if you have any question. Summar Submitted to KYC Update Steps Front Office FO Approved MD Approved Fully Approved (FO) Owner Di FO FO N/A Total In Scope (Clients)* 996 996 996 996 # Completed (Clients) 555 211 176 100 # Remaining (Clients) 441 785 820 896 % Completed 55.72% 21.18% 17.67% 10.04% DT: Daphne's Team • Initial pop 1,319. Items may be determined out-of-scope during FO: Front Office review. Details High Risk Remediation Data USO LatAm MEA-NY GAT Total Initial In Scope Clients 821 417 61 20 1,319 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042239 CONFIDENTIAL SDNY_GM_00188423 EFTA01356393