EFTA01356161.pdf

OxetsPi00,0,00. 000 Orarrr Corow00“0.0 ,49,00 '1,11101:ar. irm• Cirrik. 0 Dad..a0 • CP', •*(004e0art 1.4,•. I> • Pays. e.n O • nal r,H tknir 30 Swim F kurc .01 00,o,thineon fistes9000wirstWe :AS Cearafnotisson %.0. 2 ••• 0421:•=0 P•70 From: Teresa Metallo Sent: Thursday, January 11, 2018 10:04 AM To: Paolo De-Leon Cc: Diana Canter Keith Buckholz Subject: RE: New Derivatives account. tij Classification: For internal use only Hi Paolo, Can you provide the client's account number Teresa Metallo Vice President WM OPS Regulatory - Risk & Control 60 Wall Street New York. NY 10005 From: Paolo De-Leon Sent: Thursday, January 11, 2018 9:57 AM To: Teresa Metallo Cc: Diana Canter Keith Buckholz Subject: RE: New Derivatives account. jlj Hello Teresa, Can you kindly provide the below documents for Southern Financial LLC? KYC Document PCR Document RDC Document Thank you, Paolo Paolo De Leon CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041774 CONFIDENTIAL SDNY_GM_00187958 EFTA01356161