EFTA01356162.pdf

Kindly just following up. Can you please confirm if you are in agreement with the below proposal as we have a couple of clients that we are eager to get set up on the DDR. Thanks, Paolo From: Paolo De-Leon Sent: Tuesday, February 06, 2018 5:22 PM To: Teresa Metallo Cc: Keith Buckholz Jason Wang < Subject: RE: New Derivatives account. [I] Hi Teresa, Fortunate news- we here at risk have identified a process where we can provide the 1.52 team the SIC Code and NACE code. However, we ask that your team help out by acting as the point of contact for retrieving the KYC, PCR and RDC documents. Are you in agreement with this proposal? Regards, Paolo From: Teresa Metallo Sent: Thursday, January 18, 2018 12:11PM To: Paolo De-Leon < >; Surendra Singh Abhijit Mukherjee < :.; Debra Jasper Halina Laczny Cc: Keith Buckholz ; Srikanta Gouda .: 1>; Subject: RE: New Derivatives account. [I] Classification: For Internal use only Paolo, I will set up a call with all to discuss how we can support these requests. Thanks, Teresa Metallo Vice President WM OPS Regulatory - Risk & Control 60 Wall Street New York, NY 10005 From: Paolo De-Leon Sent: Thursday, January 18, 2018 11:07 AM To: Surendra Singh ; Abhijit Mukherjee <a>; Debra Jasper CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041787 CONFIDENTIAL SDNY_GM_00187971 EFTA01356162