EFTA00197201.pdf

Statements EFTA00197201  CLEARED IIIRCOGH LIS YilleklY 0"ED SUBSIDMAY OFFICE SEI:n/ICING YOUR ACCOUNT Best. SZBIrn5 SOC.rilt Ø. Bear. Slearns & Co. Inc. BUtIZ 383 Madison Avenue New Verk Neve York 10179 er.* Metsoleeh Center North Beecidp. New Tuk 112013959 STffiRNS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND STATEMENT PERM November 30.2002 VISIT OUR WEBSITE wyny.bearsteams.corn THROUGH December 31.2002 ACCOUNT NUMBER Important Messaga 11111111111111111 II TAXPAYER AMMER Not Available II any information regarding 2002interest. LAST STATEMENT November 29.2002 dividends. miscellaneous income, gross proceeds FINANCIAL TRUST CO INC or original issue discounl is reguired to be CIO JEFFREY EPSTEIN reposed lo the IRS lor this account. a Consolidated Form 1099wi11 be mailed 6100 RED HOOK OUARTER to you by January 31.2003 ora 1042Sby SUITE B3 March 17.2003. ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co.Inc. outstanding as of date of statement PURCHASS REN/KNASE, PUREMASE PRIM/ poCiN.T. RUG. ACCFre0 START DATE EMDOME PRINCIPAL PACE RrEFIEST' NET AMCVNT 12/17;02 OPEN 4,557,000 0.800 1.913 4.558.913.94 TOTAL REPURCHASETRANSACTIONS $1,913 $4.558.913.94 'As of tUlteonl erme llp obo.. ombot,' clo MI ~tv n Dry ore sechs ol To siolt.r.eni. Rome forma arg Ortofont» or noestoeoled PI ~as or slak.. eia/colod ii daherod lo >to. TIR sunImPl IS for tvormaticeal memo only O Is ret reente0 mala. doens lo GOM SohIcoo Al 800(34.1428: IX V.IM lo Mani Savle.* at Boar. Stoorrn Securnos Mos statene« ~ Etmanna for yter mord; See renn. fra for ~art ~ai Co,. One Mflolech Gimlet North. BrotAbn, NY 112014859 027 01.01.'03:12:12 001 Vr7:19 EFTA00197202  CLEARED THROUGH ITS wilekLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SON, t4,1 GOrP Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ore Mevolech CarrIN North Beccidon. New Ye* 11201.3859 STEARNS FINANCIAL TRUST CO INC 2 o STATEMENT PERIOD NOveMINN 30.2002 THROUGH December 31.2002 ACCOUNT NUMBER TAXPAYER AMMER Not Available Your messages LAST STATEMENT Novena:sr 29.2002 As part of the National Association of Securities Dealers (NASD) OW' Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the intemet address which is mvw,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statement 027 01,171033:12:13 001 V839 EFTA00197203  CLEARED 1HROUGH RS vnlOLLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letioloch Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 3 ol 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 01,171f03:12:13 001 V2:39 EFTA00197204  CLEARED THRCOGH ITS YIIIC(LY 0"ED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirnt. SOC‘rititi Corp. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ce4 kletsolech Conte North Brockton. Hew York 11201.3859 STEARNS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND STATEMENT PERIOD °claw 26.2002 VISIT OUR WEBSITE vomv.bearsteams.com THROUGH Novernter 29.2002 ACCOUNT NUMBER U 11111111111111111 II TAXPAYER PRIM3ER Not Attittable LAST STATEMENT October 25.2002 FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co.Inc. outstanding as of date of statement PURCHASE' REPURCHASE PURCHASE PRICE/ PP CI% REPO ACCRcE0 START DATE ENODATE PRIVCIPAL RICE MEREST' NET WONT 11/29/02 OPEN 3,574,000 1.000 297 3,574,297.83 TOTAL REPURCHASE TRANSACTIONS $297 53,574,297.83 'AS of tileMeenl dare lb, oboe, pot600 Oo not appear el sr/ flier sKKIKK el Pio slokaient End of Statement ketrninnSfer semnenn ptposn pay Roza rope on/ Offoronoo a reefoctiol of twits or sKKks. eidicolo:1 as clottrogo, to p,u. 10 Gent Sonic*. 01804634.1428: a vat to Gloat Smokes a SOM. Steam SccuMos Ca,.. One lActok91, Cooler Hoch. 898089, NY. 1'204859 SILK ecoonclord as a tar ckocuverC The tRaticrwrC snout too ritann1to your words Soo feint ode to nocciare rionnatoon 027 11/30.02:17:00 001 vtsa EFTA00197205  CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 11,3002:17:00 001 V638 EFTA00197206  CLEARED THROWN nS VittCkLY CAMEO SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Steirn5 SON•Ititt Corp. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York, New York 10179 Dec Mem:tech Canter NOM en:Ck/011. New Volt 11201.3859 STEARNS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND STATEMENT PERK* September 28.2002 VISIT OUR WEBSITE vAvw.bearsteams.com THROUGH October 25.2002 ACCOLM NUMBER IIIIIIII111111111 II TAXPAYER NUMBER Nor Ararlable LAST STATEMENT September 27.2002 FINANCIAL TRUST CO INC C/O JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearnsand Co.Inc. outstanding as of date of statement PuPC,t4SE REPURCHASE, PURENMSE PRICE/ RP CP* REPO( ACCRUED START DATE ENDEAR PFRoCIPM. PA"E MEREST' NET AMOUNT 08'30102 OPEN 9,400,000 1.430 22.040 9.422.040.39 10,07/02 OPEN 1,000,000 1.430 832 1.000.832.50 10/18/02 OPEN 1,000,000 1.430 392 1.000.392.22 TOTAL REPURCHASE TRANSACTIONS $23.264 $11,423,265.11 'Ay ot ilax,ent dSe In* a0.* 0:dbons do no: ][Pow A itry MN SKOP:0 01 OM SlaXtraCill. End of Statement P1050 rood any Mame a nor.roctiot of ctorAs or Mocks, nelicolod as dcOrogott lo p5u. Tin kw/murk la of001MtIORM proposos *ism flerldIld as &and Cleni Sone°. el 800611.1128: a yet to Clam SON1COS M Bow. Steam SccuMos On. One lActoINI, Coolly North. 8roollys, NY 112014059. glIK Dos matornoro should b rita010 for your records Soo mom Worse mortars stemma% 027 1086/0212:66 001 V637 EFTA00197207  CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saee•ns SON, t4,1 COO. 0 -41.1evolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 102602:12:46 001 V637 EFTA00197208  CLEARED THRIXIGH WHOLLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT BRO. SOMAS SOPullit4 CPO Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Ono Mottotoch Center Noah Brecklgn. New Ywk 1120/3669 STEARNS FINANCIAL TRUST CO INC STATEMENT PERK* August 31.2002 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE mvw.bearstearns.com THROUGH September 27.2002 ACCOUNT NUMBER Important Message IIIIIIIII11111111 II TAXPAYER NUMBER Not Available Confirmation: Unless we hear from you to the contrary. it is LAST STATEMENT August 30.2002 our understanding that any free credit balances in your FINANCIAL TRUST CO INC account are being maintained to facilitate your intention to CIO JEFFREY EPSTEIN invest such amounts through us. 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements OuPtuASS REPURCHASE) PLIONASE PRIM PPCING Rotor ACCRUED START DATE EsODATE PRINCIPAL RATE MEREST' NET AMOUNT 08,30102 OPEN 9.400.000 1.460 11.551 9.411.551.56 09/18J02 OPEN 1.190.000 1.460 557 1,190,557.32 TOTAL REPURCHASE TRANSACTIONS 612.108 $10.602.108.88 As cl Hammon, dm Tie abuts mobons do PM owns in any an section of eta slokawnl Rose tenon oaf Offoronoo a nonroctIM el teen or Mocks. odicolal as doltrogoti to you. ems. i TIN monruni N Sto rlioemborel 'Reposes ra blended as a law &covert lo Cleni Sonic*. of 800E31-1428: or nnto lo Clod Santos a Bow. Stow@ SecuMos The Ustornere 0002 be retained for your records See mem tele for mortar< oton1MKa On. One LIttolech Carlo, North. BrooN>n, NY 112014559 027 09.28/02:16:33 001 V836 EFTA00197209  CLEARED THROUGH RS vngX1Y OME0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saee•ns S0N, t4,1 Dap. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Mevolech Contof North Becck/on. New Tuft 11201.3859 STEARNS FINANCIAL TRUST CO INC 2 STATEMENT Remo August 31.2002 THROUGH Septemter 27.2002 ACCCUNT NUMBER TAXPAYER WESER Not Available Your messages UST STATEMENT August 30.2002 Bear, Stearns Securities Corp. Net Capital and Net Capital Securities and other assets in your account are the firm's collateral Requirements: for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral At May 31, 2002 and July 31, 2002, the Company's net supporting your loan, and, as a result, the firm can take action, such capital of approximately $2.5 billion and $2.0 billion was as issue a margin call and/or sell securities or other assets in any of approximately 7% and 6% of aggregate debit items and exceeded your accounts held with the member, in order to maintain the required the minimum regulatory net capital requirement of approximately equity in the account. It is important that you fully understand the $679.9 million and $644.8 million by approximately $1.8 billion and risks involved in trading securities on margin. These risks include $1.3 billion, all respectively. the following: A complete copy of the Bear, Steams Securities Corp. Statement You can lose more funds than you deposit in the margin account. of Financial Condition is available on the web site mvw.bearstearns.com Alternatively, to request a free printed copy The firm can force the sale of securities or other assets in your please call -toll free 1.866.299.9331, account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its "house" maintenance margin requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. 027 092602:15:33 001 VS36 EFTA00197210  CLEARED THRWGH ns YrisekLY CAM•E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saes•ns S0N, t4,1 Gap. Bear. Stearns 8 Co. Inc. BUR 383 Madison Avenue New Y New York 10179 Ore Metsolech Contof North Becck/on. New Tuft 11201.3859 STEARNS FINANCIAL TRUST CO INC 3 STATEMENT PERK* August 31.2002 THROUGH Seawater 27.2002 ACCCUNT NUMBER TAXPAYER KAMER Not RAISINS LAST STATEMENT August 30. 2002 This statement is provided to explain Bear, Steams & Co. Inc.'s Pursuant to SEC Rule 11Acl -6. please note the following: (BSC') payment for order flow practices. Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the BSC routes a majority of orders for customer securities transactions following web link: to the primary market for such securities. Orders may also be routed http://wwwbearstearns.comthearsteamsfindividualinvestoriequititesord to other market service vendors that assure executions pursuant to erroutingpractices.htm complex mathematical formulas at better than the national best bid or best offer (NBBO). BSC receives no cash payment or other Customers of Bear, Stearns & Co. Inc. may request information on consideration for such order routing other than favorable executions or any order executed within the prior six months from the time of the executions of limit orders at no additional charge. request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders, End of Statement 027 092802:15:33 001 VEJG EFTA00197211  CLEARED 1NROUON RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 4 el 4 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 OS2802:15:33 001 VG3G EFTA00197212  CLEARED THRWOH ITS niCkLY 0M.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beef. Szturns Soc.r.t.ti Cat. Bear. Stearns & Co. Inc. BUR 383 Madison Avenue Cc* Mevolech Coma HORN RtCCk/01. New To* 112014859 STEARNS New York. New Volk 10179 FINANCIAL TRUST CO INC STATEMENT PERO) Jul/ 27.2002 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE vevAv.bearstearns.com THROUGH August 30.2002 ACCCUNT NUMBER 11.,.11...1,.1.11.i.,.1,1 TAXPAYER NULI3ER Not Available LAST STATEMENT Jul/ 26.2002 FINANCIAL TRUST CO INC 0/0 JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearns& Co.Inc. outstanding as of date of statement REPURCHASE/ PLIAD4ASE PRIM PRONG REPO/ ACCFIUED START 0A-: EMDDATE PRCICIPAL PATE MEREST' NET AMOUNT 08/30102 OPEN 9.400.000.00 1.520000 1.587.56 9.401.587.56 TOTAL REPURCHASE AGREEMENTS $9,401,587.56 'As of Ottika.t01 dee The there mattes Cb eel appal. in ony other section et Ihe ROIOTKet End of Statement R050 room ant diNconoo a nor.roctiot of &SS or MOCI,S. oldicaiod as doltrogott Ip 'on. namayABTYR T0/ ITTOTRUtiORN wpm.; cely 11 N not needed as a ie. cbtemers le Clem Semen of 800614.142B: a eau to Clam SONIC.). M Bow. SWIM Sccumos Tin stateenne shoed be nonce to your woos Soo fawn. we to inward rienn.tan Ca,.. One 1.Ittotedi Coolly North. BrooNyn. NY. II8014859 027 06/31e02:16:64 001 V566 EFTA00197213  CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0831,02:15:54 001 Y586 EFTA00197214  CLEARED THRCOGH ITS wisp_AY OTM.ED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZetrn5 Off. Bear. Stearns & Co. Inc. BffiR 383 Madison Avenue New York. New York 10179 Coo Metrolesh Cent« North ectCiOM. Hew Yak 11201.3859 STffiRNS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND STATEMENT PERO) June 29.2002 VISIT OUR V/EBSITE inivny.bearsteams.com THROUGH ..109 26.2002 ACCOUNT NUMBER 11111111111111111 II TAXPAYER NUMBER NO1 ATaOlble LAST STATEMENT FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearns& Co.Inc.outstanding as of date of statement PUACINSS REPURCHASE/ PLIADUSE PRICE/ PP C REPS At3CP8ED START DATE ENDDATE PRIOCIPAL P.4"E WERF.ST' HET AMCUHT 07/26/02 OPEN 24,769,345.91 1.380000 2.848.47 24,772,194.38 TOTAL REPURCHASE AGREEMENTS $24.772.194.38 'As ct Haranoni daro The *bone poreons cio not ~OW In timy OliMr secton el Oro SbilemMt End of Statement Plows ropon an dribronoo a nArTrocare ol ~Os or ~Its. orficaial as dcliroma lo ,cu. to Ohm Samos; al BOOS31.14211: a ono To Mont SONIM» X Boat. SOM.TG SCCuMei Calf . One MenroINIT Cooler Honh. Broalyn. NY II20141,59. Sit nn ~Yon a damns:RH puTrons otitis not «ended as dcanwr lbs staternerC should barium; fa your records Sea rows* ra for ITUM"Mit ~KM 027 07,27/02:19:47 001 EFTA00197215  CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 FINANCIAL TRUST CO INC 2 el 2 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 DP2742:19:47 001 V585 EFTA00197216