EFTA00197217.pdf

CLEARED IHRCOGH ITS wuCkLY CAW.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Best. Rea'n5 GOO. Bear. Steams & Co. Inc. BffiR 383 Madison Avenue New York. Nell York 10179 CC* MCCOICCh Cord NOM Beecidon. New Yak 11201.1859 STffiRNS FINANCIAL TRUST CO INC STATEMENT PERIOD September 1.2005 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WERSITE www.bearsteams.corn THROUGH September 30.2005 ACCOMT NUMBER What's In This Statement II TAXPAYER NUMBER Not Available LAST STATEMENT January 30.2004 Your Messages 2 FINANCIAL TRUST CO INC CIO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Stearns& Co.Inc.outstanding as of date of statement PUPCH4SE neetiackASB PURCFMSE PRICE! PRCN3 REPO, ACCRUED START DATE EAODATE PRP.CIPM PATE MEREST' NET AMOUNT 09:28:05 OPEN 19,100.000 3.937 10.312 19,110,312.67 TOTAL REPURCHASE TRANSACTIONS $10,312 $19.110.312.67 AD cl etorerl <Ise Tro mare Nabors do no: appear n wry nor soma+ of Te slalomni. O%T~ pappan Cny I IS la «ended as More 'awl an/ Mtn«, a ~ea« of ~Os or ;Wks. edicelal ad delkered lo yeas. b Gent Some« DI 8C004.1.128: a wee to Clem Samos M Bow. &corm Stwunles Cap.. Con Macomb Cam« North. BtooN)n. N.Y. 11201-3NA Sit fln ~Nan,N lln cuteenern ~ clocumers be retained 1« your record; See renew code for ~an rIcernam 027 1,201t06:17:48 001 1296 EFTA00197217  CLEARED THROUGH ITS YrisekLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SON, 14,1 Carp. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Ore Momloch Contof North Beccidon. New Tuft 11201.3859 STEARNS FINANCIAL TRUST CO INC 2 STATEMENT PERIOD September 1.2005 THROUGH September 30.2005 ACCOUNT NUMBER TAXPAYER AILIUSER Not Your messages LAST STATEMENT January 30.2004 Bear, Stearns Securities Corp, Net Capital and Net Capital Requirements: Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account At May 31, 2005 and July 31, 2005, the Company's net capital of decline in value, so does the value of the collateral supporting your loan, and, approximately $4,1 billion and $3,9 billion was approximately 6% and 7% of as a result, the firm can take action, such as issue a margin call and/or sell aggregate debit items and exceeded the minimum regulatory net capital securities or other assets in any of your accounts held with the member, in requirement of approximately $1.3 billion and $1.1 billion by approximately order to maintain the required equity in the account. it is important that you $2,8 billion and $2,8 billion, all respectively, fully understand the risks involved in trading securities on margin, These risks include the following: A complete copy of the Bear, Stearns Securities Corp, Statement of Financial Condition is available on the web site wtvw,bearsteams,com, Alternatively, to - You can lose more funds than you deposit in the margin account, request a free printed copy please call • toll free 1.866.299.9331. - The firm can force the sale of securities or other assets in your account(s). • The firm can sell your securities or other assets without contacting you. • You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. • The firm can increase its 'house" maintenance margin requirements at any time and is not required to provide you advance written notice. • You are not entitled to an extension of time on a margin call, 027 100MS:17:45 001 Y896 EFTA00197218  CLEARED THROUGH ITS vn1OLLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SON, t4,1 GOrP Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Ore Mevolech Contof North Beccidon. New Tuft 11201.3859 STEARNS FINANCIAL TRUST CO INC 3 STATEMENT PERIOD September 1.2005 THROUGH September 30.2005 ACCOUNT NUMBER TAXPAYER m..6PER Not Available LAST STATEMENT January 30.2004 This statement is provided to explain Bear, Stearns & Co. Inc.'s ("BSC) Bar payment for order flow practices. Ear Pursuant to SEC Rule 11Ac1.6, please note the following: BSC routes a majority of orders for customer securities transactions to the Bear, Steams & Co. Inc. will post its quarterly routing statistics at the following primary market for such securities. Orders may also be routed to other market web link: http://www.bearsteams.com/. Click on Individual Investor, Click on service vendors that assure executions pursuant to complex mathematical Equities, Click on Order Routing Practices. formulas at better than the national best bid or best offer (NBBO), BSC receives no cash payment or other consideration for such order routing other Customers of Bear, Steams & Co. Inc. may request information on any order than favorable executions or executions of limit orders at no additional charge. executed within the prior six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders. End of Statement 021 t0,01.D5:O:45 001 Y896 EFTA00197219  CLEARED 'THROUGH ns OW,;(0 SUBSIDIARY Beer. Szee•ns Secoalkl COO. Otto Momloch Cantot North Broeklln• New Tuft 11201.3859 FINANCIAL TRUST CO INC 4 el.1 STATEMENT BACKER IS PRINTED ON THIS PAGE 021 1001GS:17:45 001 1/898 EFTA00197220