EFTA01407080.pdf

Subject: RE: KYC Remediation I From: Cynthia Rodriguez < Date: Mon, 12 Jun 2017 12:13:29 -0400 To: Daphne Cales Classification: For internal use only Same to you oxoxo Kind regards, Cynthia Rodriguez fcid:[email protected] Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email From: Daphne Cales Sent: Monday, June 12, 2017 11:48 AM To: Cynthia Rodriguez; Stewart Oldfield Cc: Sheffali Welch Subject: RE: KYC Remediation [I] Classification: For internal use only Thank you Cynthia. I'll make a note of this. Enjoy the rest of your day. EFTA01407080 Kind regards, Daphne Cates {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cates Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email {https://brandportal.intranet.db.com/img/modules/claim.gif} From: Cynthia Rodriguez Sent: Monday, June 12, 2017 10:12 AM To: Daphne Cales ; Stewart Oldfield Cc: Sheffali Welch ‹ > Subject: RE: KYC Remediation [I] Classification: For internal use only Hi Daphne, Thank you so much for the list. After reviewing, I noticed the following entities have been recently KYC'd as of March 2017 (case 01751337): Wanek Trust of 2000 SSW 2007 LLC EFTA01407081  KWF 2007 LLC Todd R. Wanek I just wanted to confirm that the only ones that would need to be completed for 2017 would be: Howard Ellin Gratitude America Jeffrey Epstein LSJE LLC The National Organization of the New Apostolic Church of North America JSC Interiors LLC Christopher Boies CRW 2007 LLC GEW 2007 LLC Thank you again for your help on this! Kind regards, Cynthia Rodriguez fcid:[email protected] EFTA01407082 Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email From: Daphne Cates Sent: Friday, June 09, 2017 10:54 AM To: Stewart Oldfield Cc: Cynthia Rodriguez; Sheffali Welch Subject: KYC Remediation [I] Classification: For internal use only Good morning. Per the new global KYC policy a remediation project has been initiated to update KYCs for all clients identified as "High and Moderate" risk, and will eventually include "Low" risk as well. Attached you will find a list of your clients that are either due or coming due this year. My team will be assisting with the initial task of confirming that we have the basic information, including IDs, SSN, TINs and launching research requests on the last known parties. Once that is complete we will forward directly to the RCs/ROs for their review. They will need to reach out to the client for any missing information and confirmation that there has not been any material changes. It is imperative that this is done as quickly as possible. If there are any on the list that you have already done or would like to complete yourself due to any sensitive information please let me know. EFTA01407083 Feel free to contact me with any questions or concerns. Kind regards, Daphne Cates {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cates Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email {https://brandportal.intranet.db.com/img/modules/claim.gif} EFTA01407084