EFTA01407076.pdf

Subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I] From: Cynthia Rodriguez < Date: Wed, 10 May 2017 10:35:40 -0400 To: Stewart Oldfield Danya Friedman < Cc: Amlcompliance Inquiries < Andrew Gallivan < Classification: For internal use only Hi Danya, The client has been out of town as well. We will follow up today and revert back as soon as the client provides the necessary details. Thanks. Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Tel. Fax Emai From: Stewart Oldfield Sent: Wednesday, May 10, 2017 10:35 AM To: Danya Friedman Cc: Amlcompliance Inquiries; Andrew Gallivan; Cynthia Rodriguez Subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account EFTA01407076 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I] Classification: For internal use only Sorry, I have been out of the office. Will follow up with the client today. Thanks From: Danya Friedman Sent: Friday, May 05, 2017 7:41 AM To: Stewart Oldfield Cc: Amlcompliance Inquiries; Andrew Gallivan Subject: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I] Importance: High Classification: For internal use only Good Morning: I am writing to follow up on the request below. Please note that the deadline for a response has passed. Please respond with an answer to the inquiry or a status update as soon as possible. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York. NY 10005 - 2836 Fax: From: Danya Friedman On Behalf Of Amlcompliance Inquiries Sent: Friday, April 28, 2017 1:57 PM To: Stewart Oldfield Cc: Amlcompliance Inquiries < Subject: Inquiry Regarding Account , lent: H I SSOCIATES, INC; EFTA01407077 Case No. 141374 - DUE MAY 5 [I] Importance: High Classification: For internal use only Good Afternoon: The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 5 business days. 3/16/2017, $40,000.00, ACHRAYUT LEUMIT LTD at BANK LEUMI LE ISRAEL B.M. 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the Client and Counterparty. 3. Please explain the business activities of the Counterparty. Please provide any additional pertinent information. Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 EFTA01407078 Fax: PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO THE APPROPRIATE PARTY. Do not forward this e-mail or any attachment directly to the client. EFTA01407079