EFTA01491805.pdf

J.P.Morgan FINANCIAL TRUST COMPANY INC ACCT. For the Period 10/1/10 to 10/31/10 Trade Settlement Per Unit Date Date Type Description Quantity Amount Market Cost Settled Securities Purchased 9 30 10.5 Purchase ELSTER GROUP SE 5,000.000 13.00 (85,000.00) • 13.00 J.P. MORGAN SECURITIES LLC TRADE DATE 09/30/10 9..'9 10.5 Purchase ENTROPIC COMMUNICATIONS INC 6,000.000 9.70 (58,200.00) • © 9 70 J.P. MORGAN SECURITIES LLC TRADE DATE 09/29/10 9 30 10/5 Purchase CMGROUP CAPITAL XII 30,000.000 25.00 (750,000.00) • 7 7/8% PFD 2560 J.P. MORGAN SECURITIES LLC TRADE DATE 09/30/10 10/1 10/8 Purchase TEEKAY TANKERS LTD - CLASS A 3,500.000 12.15 (42,525.00) Q 12.15 J.P. MORGAN SECURITIES LW TRADE DATE 10/01/10 10.6 10/13 Purchase CHESAPEAKE LODGING TRUST 4,000.000 16.25 (85,000.00) 16.25 J.P. MORGAN SECURITIES LLC TRADE DATE 10/06/10 10.8 10/14 Purchase NAVIOS MARTME PARTNERS LP 2,500.000 17.65 (44,125.00) 17.65 J.P. MORGAN SECURMES LLC TRADE DATE 10/08/10 Account Page 29 of 39 Page 33 of 53 Confidential Treatment Requested by JPMorgan JPM-SDNY-00014104 Chase CONFIDENTIAL SDNY_GM_00283302 EFTA01491805