EFTA01491804.pdf

J.P.Morgan FINANCIAL TRUST COMPANY INC ACCT. For the Period 10/1/10 to 10/31/10 Trade Settlement Per Unit Realized Date Date Type Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 10/20 10/25 Sale AMR CORP (1,000,000.000) 108.30 1,082,500.00 (1,001,250.00) 81,250.00 S CV 6 1/4% OCT 152014 OM 09/28/2009 0 108.25 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 10/20/10 10/25 10/28 Sale SHANOPHARMA CORPORATION (2,500.000) 13.55 33,874.40 (37,500.00) (3,825.80) S A/D/R 13.59999 33,999.98 BROKERAGE 125.00 TAX 8/OR SEC .58 J.P. MORGAN SECURITIES LLC TRADE DATE 10/25/10 Total Settled Sales/Maturities/Redemptions S1,962,113.81 (S1,878,010.00) $84,103.81 S Trade Settlement Per Unit Date Date Type Description Quantity Amount Market Cost Settled Securities Purchased 9/27 10/1 Purchase AMYRIS INC 2,500.000 16.00 (40.000 00) 18.00 J.P. MORGAN SECURITIES LLC TRADE DATE 09/27/10 9/27 10/1 Purchase VERISK ANALYTICS INC 6,000.000 27.25 (163,500.00) • CLASS A 27.25 J.P. MORGAN SECURITIES LLC TRADE DATE 09/27/10 Account Page 28 of 39 Page 32 of 53 Confidential Treatment Requested by JPMorgan JPM-SDNY-00014103 Chase CONFIDENTIAL SDNY_GM_00283301 EFTA01491804