EFTA01372917.pdf

7P15(2019 KYC Print countries' I. Corporate Documentation Attached (Legal Entities Only) 1 Yes No Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Yes No I Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature:contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries' Yes 1 No Is the account structure unusually complex' Yes I No Is there any indication the client set up a non operating company expressly for the purpose of transferring shares to third parties" Yes I No Is there any indication this could be a prohibited business relationship' Are the bearer shares identified subject to acceptable controls' Yes I No https://clbforcepb.my saleslorce comservletiservlet Integration?lid=01N 30000000D9Di&eic1.5003200001EHPpb&Ic=1&hnkToken=VmpFPSxNakF4T.. 41:43 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066827 CONFIDENTIAL SDNY_GM_00213011 EFTA01372917