EFTA01372916.pdf

7/1512019 KYC Print DB PWM GLOBAL KYC/NCA: US/LatAm/Int'I PART B VA Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rang Comments: Booking Center se. NY ....,. NY/Offshore ::.,: offshore RiskModerate :". _., High Risk :i.. Yoonsun Chung (Compliance Signature) ....; DB Employee 1..i DB Managed PIC ,,,. DB is Trustee/Co-Trustee ....i Bearer Shares 4. Attachments A. Type of Photo ID Provided t Driven License Passport L National/State ID '...j Other B. Checklist of names (Individuals and/or entitles) that were submitted for database searches is attached ": Yes 1,.i No C. Please Indicate the results of the database searches performed RDC searches complete A Yes No negative results found Yrs V No PCR checks complete A yes No negative results found OFAC checks complete A Yes : : No negative results found ye, I '.... , . BLS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) if , Yes No negative results found ' Yes ' No Denial Orders checks complete A yes No negative results found ....; Yes No Martindale-Hubbell searched (Lawyers/Law Firms only) .....i Yes A No negative results found — Yes -...: No Please summarize any negative results from the database searches indicated above: BUTTERRY TRUST: Negative Media: All negative media pertains to a company called the Butterfly Trust in Europe. This Is not our client. Our client Is an actual trust created by a Grantor and not a company. No court cases JEFFREY EPSTEIN: Previously approved KYC 11:01082293 & 01121718 All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been closed RDC alas for Richard Kahn came up but they were an fake positives as the age and locations of the alerts did not match the age and address on file. D. HARRY BELLER: No negative media Court case lists him as a defendant for being chief of medical staff for Jackson Memorial Hospital. The court concluded that the plaintiff had no cognizable claim that his civi rights has been violated, but refused to dismiss his complaint as to his antitrust claim Defendants' motion was thus granted in part and denied in part. The defendants listed in this case have not committed any illegal acts of conduct in any way. The case was settled on 6/30/1987. ERIKA KELLERHtd_S: No negative media Erika is an attorney and listed as legal counsel for several court case. Court case to appeal from a decision of the bankruptcy court. Appellee trustee moved to dismiss the appeal for failure to prosecute under Fed R. of the six Poulis factors, five weighed in favor of dismissal and it was granted. Another court case for dissolving of marriage and property settlement. The case was concluded. Civil court case 1:15cv7433 WM closed in May 2017. She was no is v Ghislaine Maxwell for assault, libel & slander. was listed as a miscellaneous party but the case was as a plaintiff nor a defendant. and was not charged with anything. She does not pose a risk to the bank. , . E. To the best of your knowledge, has the client ever been convicted of a criminal offense? A Yes l...1 No To the best of your knowledge, has the customer ever been involved in any past Itigation against its F. Deutsche Bank AG or any of subsidiaries or is the customer threatening litigation against Deutsche , ,_. J Yes IT' No Bank AG or any of its subsidiaries/ (ifYes prods* details betw am/ coral Quality Ngt (Lablinantl) or theRegulatory Cot Group andnob), Conciliate Immelebary) party have any financial or other *Satiation / interactions within countries or G. Does the client or related Yes [4: No regimes sanctioned by the Office of Foreign Assets Control (OFAC)? H. ye. I No Does the dent or related party have any financial or other association/ interactions within high risk httpe:Rdbforcepb.my.salesforce.com/seivlet/seMett.Integration7lideOIN30C00000D9Di&eld•5003200001EHPpb&M418.linkToken=VmpFPSKNakF4T.. 40:43 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0066826 CONFIDENTIAL SDNY_GM_00213010 EFTA01372916