EFTA01521834.pdf

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield US Large Cap Equity BANK OF AMERICA CORP 13.97 944.000 13,187.68 10,148.85 3,038.83 37.76 0.29% 050505-10-4 BAC CMGROUP INC NEW 48.78 358.000 17,463.24 14,048.52 3,414.72 14.32 0.08% 172967-42-4 C 3.58 GENERAL MOTORS CO 51.32 1,000.000 51,320.00 50,000.00 1,320.00 2,375.00 4.63% CV PFD B 37045V-20-9 GM PB SCHLUMBERGER LTD 93.72 113.000 10,590 36 9,524.04 1,066.32 141.25 1.33% 806857.10.8 SLB SPDR S&P 500 ETF TRUST 175 79 1.495 000 262 806 05 250,407 85 12,398 20 5,072 53 1.93% 78462F-10-3 SPY Total US Large Cap Equity $363.803.33 5346.632.66 018,270.77 07,716.88 2.12% 522.62 US Small/Mid Cap Equity GERON CORP 3.95 3,000 000 11.850.00 18,129.32 (6,279.32) 374163-10-3 GERN Non-US Equity RIO TINTO PLC 50.74 3.000 152.21 212.23 (60.02) ISIN 680007188757 SED0L 0718875 766994-904 BP JP Morgan Page 6 of 31 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049269 Chase CONFIDENTIAL SDNY_GM_00318467 EFTA01521834