EFTA01521835.pdf

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield Preferred Stocks CITIGROUP CAPITAL XIII 27 50 10,000.000 275600.00 261.300.00 13,700.00 19690.00 7.16% 7 7,6% PFD 173080-20-1 C PN NA IBAI COUNTRYWIDE CAPITAL V 25.05 4,200.000 105210.00 98,778.96 6,431.04 7,350.00 6.99% 7% PFD 1,837.50 222388-20-9 CFC PEI JPM CHASE CAPITAL XXUf 25.70 2,500.000 64,250.00 62,500.00 1,750.00 4,187.50 6.52% 61% PFD 48125E-20.7 JPM PC Total Preferred Stocks 8444.480.00 3422.578.96 $21.881.04 $31.227.50 7.03% S1.837.50 Concentrated & Other Equity JPMORGAN CHASE & CO 11090 150000030 166 353.00 157,909.17 8,443.83 11,850.00 7.06% VAR RT PFD STK 04/30/2049 32.85 DID 04/2312008 46625N-HA-1 8BB43A1 JP Morgan Page 7 of 31 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049270 Chase CONFIDENTIAL SDNY_GM_00318468 EFTA01521835