EFTA01370311.pdf

Deutsche Bank US PWM Prime Alert Volumes Total number of alerts Us PWM Prime Alerts generated in December 2013 is 1,000 862. 900 • Total number of alerts to be 800 700 • researched for December 2013 600 is 609, which is 70.65% of the 500 total number generated that 400 • month. 300 I I I 200 • Alert reviews for December 100 2013 is 51% more than the 0 December 2012 volume. Dee idit. Feb- 1,1m- .446- Hay un lurk Sryt• 111I• 12 B 15 15 15 IS 15 13 13 13 13 15 II4141.tlei O./ 055 4:0 534 543 569 529 668 511 512 755 595 362 Ale Is Petraithetl 404 469 192 324 35o 549 155 415 544 351 502 441 W. US PWM Actimize Alert Volumes Total number of alerts US PWM Actimize Alerts generated in December 2013 is 600 447. SOO • Total number of alerts to be 100 researched for December 2013 is 379, which is 85% of the total 500 number generated that month. 200 • Alert reviews for December 100 2013 is 15% less than 0 December 2012 volume. Der law ht. Mau Ala • Ma,'• Nn- ;,u;• 1(v• lid 1ln.- 14< n 13 IS n n It 15 13 it Total A1411‘ SIR) VA 111 12'. 1.50 /92 261 308 114 17: 15) 141 417 -kits Pesitai(haA 417 134 295 21". '.09 251 222 no 237 144 149 300 3/9 6 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063006 CONFIDENTIAL SDNY_GM_00209190 EFTA01370311