EFTA01370312.pdf

Deutsche Bank US PWM Work Completed December 2013 700 • Total number of Prime cases 400 and alerts reviewed in 500 December 2013 is 451. 400 • Total number of Actimize alerts 100 reviewed in December 2013 is 204 282. 100 0 £ 1 a 5 lat Feb Me 4w 41.4 Jun Rol Atn! I Sep Oil 114 DC. 1/ 13 It 13 13 13 H 14 13 13 13 11 P. -4,411130€. .13,5. 0340041(49" r tits .I nts re ed &mini 112 )R7 443 461 5. .4 575 557 577 5.4 lit 444 •34.• 451 month —Atilen1:444esh re,w,4,54doint 44S 475 374. 344 351 349 161 29) 151 140 107 150 181 martyr US PWM Prime Maintenance December 2013 • Total number of Prime account US PWM Prime Maintenance profiles set up or modified in 000 November 2013 is 396 and 50(7 December 2013 is 225. 400 • Total number of Prime customer :00 3 11 I I I II I I I and related parties information added in November 2013 is 223 0 and December 2013 is 226. 0 Vet Mn Felt AIN 43.. i3, itm kJ! 5eV 141 (47 It 11 li 14 13 11 13 14 It 1. It 14 it a t tut., vim Fl Ito I, I') I)'. 144 •-l{. 140 260 3% 125 ill 00 1 42 104 15 2 149 151 1/4 223 21'. 7 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063007 CONFIDENTIAL SDNY_GM_00209191 EFTA01370312