EFTA00196656.pdf

Statements EFTA00196656  CLEARED IHRMIGH ITS vtuDirl Ot1O.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Szewos Seorion Gook Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York Nee York 10179 Cr4 Mettotech Cantor Noah etCCk/01. New root I1201.3559 STEARNS FINANCIAL TRUST COMPANY INC STATEMENT PER•00 November 29.2003 ACCOUNT EXECUTIVE LICHERMAN.IRA TELEPHONE THROUGH December 3 t .2003 VISIT OUR WEBSITE 61A1 near steams.com AcccuNT - What's In This Statement 11111111111111111 II TAXPAYER NAMES OR File LAST STATEMENT Norernber 28. 2003 Financial Summary 3 FINANCIAL TRUST COMPANY INC Your Portfolio Holdings 4 0/0 AMERICAN YACHT HARBOR • Transaction Detail 5 6100 RED HOOK SUITE B•3 Trades Not Yet Settled 7 QUARTERS #2 Your Messages 7 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio Important Message II any information regarding Cash a Egwvalent 1 $672.183 2003interest. dividends. TOTAL VALUE OF SECURITIES THIS PERIOD 39.407,916 8506.975 miscellaneous income. NET CREDIT BALANCE 672,183 539.407.916 gross proceeds or original &wales $39.219.023 issue discount is required to be reported to the IRS for NET EQUITY THIS PERIOD $40,080,099 this account, a Current market yak* Consolidated Form 1099 NET EOUITY LAST STATEMENT 39,725,998 tog Last statements market value will be mailed to you by February 2,2004or a 1042S CHANGE SINCE LAST STATEMENT 354,101 by March 15.2004. There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Roza rood ant dIforonoo a doormat( of chocks or stocks. oltuctdod as doltrotod to too. lo Clem Senior; of 8006144428: a moo to Glom SONIC.. M BOW. Steam &comes Cad.. Co. Llettok•cli Cool, North. Brootlyrt NY 112014059 Sit nos PoomarY for nlenniwnil papaws cely a rot Minded Meta. 0-pond Tres statornord should be retorted to your records Soo mond W. Ice monad tIcentatat 02? D4:12:54 001 010104:12:54 Yale EFTA00196657  CLEARED 1HROUGH RS wilekLY 0"E0 SUBSIDIARY Beer. SZeirns SON, b81 00,8. Ceol.letioloch Cantot Noah Brocklln• New VC* 11201.3859 FINANCIAL TRUST COMPANY INC 2 ol STATEMENT BACKER IS PRINTED ON THIS PAGE 027 01,01,04:12:54 001 Y818 EFTA00196658  CLEARED 1HRWGH ITS vnlOUY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beef. Szeirns Secv,hei Cap. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Cc* Monica Centec HORN eeccidon. New Ts* 11201.3859 STEARNS FINANCIAL TRUST COMPANY INC 3 r:r STATEMENT PERK* November 29.2003 THROUGH December 31.2003 ACCOUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER WESER On Ale DC PERIOD YEAR TO DATE THIS PERIOD LAST STATEMENT November 28.2003 Opening Balance $506,974.66 Dividends 165,063.20 708,950.11 Substitute Payment 0.00 194,747.20 Dividends/Interest 165,274.40 Credit Balance Int. 211.20 1,707.90 Amount Credited $165,274.40 Total $165,274.40 $905,405.21 Funds Withdrawn -66.00 Margin Int. Paid 0.00 -44,988.13 Amount Debited $-66.00 Net Cash Activity 16%208.40 Portfolio Composition Closing Balance $672.183.06 CashiCash Equivalent 672,183 Same Oaf Tannin a eat, bemoan actor. Rpm Ana me maxim in th8 some, such Irani/et as wall m Jowls In al ant transacura ns ponocl Equities 3%407,916 mpaae in Rare-Now Total $40.080.099 Your Portfolio Allocation Cash Balance Summary U.OSeiG Cash 246.53 672,183.06 Cash 8 Equreaert 1% Margin 506.728.13 0.00 Net Cash Balance $506.974.66 $672,183.06 L Equities 99% Un*oded pomons den* debt Wane" 'not, ;hal motet vacs The almaban percenmr is clewed Irvin to ebsokie /whet value el )We 02? 01/01.04:12:54 001 Y818 EFTA00196659  CLEARED THROUGH ITS vniCkLY OW,E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SON, bel GO,P. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Ore Mon:tech Contec Noah DeafCon. New VC* 11201.3559 STEARNS FINANCIAL TRUST COMPANY INC 4 STATEMENT PERIOD November 29.2003 THROUGH December 31.2003 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER AVUSER On Foe LAST STATEMENT November 28.2003 IMAXE1 ESTIMAIED buRPENT DESORPTION SYMBOLCUSIP OUNiliTY Pea VALUE ANWOL INCOME VELD IY4 CASH BALANCE 672.183 TOTAL CASH & CASH EQUIVALENTS $672.183 EQUITIES Equities & Options AOCT TWEET MIMED aJVeT DESORPTION SYMBOJOUSIP TYPE OUANTITY PRICE VALUE ANNUAL INCOME YEW N FLEXTRONICS INTERNATIONAL FLEX CASH 100.000 14.8400 1.484.000 LTD GALYANS TRADING INC GLYN CASH 150.000 12.0400 1.806.000 MBNA CORP KRB CASH 1.000.000 24.8500 24.850.000 400.000 1.6097 TYCO INTERNATIONAL LTD TYC CASH 100.000 26.5000 2.650.000 5,000 0.1887 VECTOR GROUP LTD VGR CASH 412.658 16.3200 6.734.579 660.253 9.8039 SENTIGEN HOLDING CP RSID CASH 333.334 5.6500 1.883.337 Total Equities& Options $39,407,916 $1,065.253 TOTAL EQUITIES $39.407.916 $1.065.253 YOUR TOTAL ESTIMATED ANNUAL INCOME 51.065.253 YOUR PRICEDF'ORTFOLIOHOLDINGS $40.080.099 02/ 01 01 04:12:. 001 EFTA00196660  CLEARED THROUGH ITS WIIOUY 0%M.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeinn SON, Pel Dap. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue Cc* Met:aleph Cantet Noah BecdOon. New PC* 1201.3$S9 STEARNS New York, New York 10179 FINANCIAL TRUST COMPANY INC 5 ci STATEMENT PERK* November 29.2003 THROUGH December 31.2003 Transaction Detail AGLOW! NUMBER TAXPAYER NUUSER On File INVESTMENT ACTIVITY LAST STATEMENT November 28, 2003 SETTLEMENT IPADE DATE WE TRANSACTION DESORPTION SYMIXVOUSP GUMMY( pFACE DEBIT AMOUNT OREM MORO 12/05/03 JOURNAL FLEXTRONICS INTERNATIONAL FLEX 100,000 LTD JOURNAL FROM TYPE 2 TO I 12/05/03 JOURNAL GALYANS TRADING INC GLYN 150.000 JOURNAL FROM TYPE 2 TO I 12/06/00 JOURNAL MBNA CARP KRB 1.000.000 JOURNAL FROM TYPE 2 TO I 12/06/03 JOURNAL TYCO INTERNATIONAL LID ITC 100.000 JOURNAL FROM TYPE 2 TO I 12/06/03 JOURNAL VECTOR GROUP LTD VGR 412.658 JOURNAL FROM TYPE 2 TO I 12/06/03 JOURNAL FLEXTRONICS INTERNATIONAL FLEX -100.000 LTD JOURNAL FROM TYPE 2 TO I 12/06/00 JOURNAL GALYANS TRADING INC GLYN 150.000 JOURNAL FROM TYPE 2 TO I 12/06/00 JOURNAL MBNA CORP KRB .1.000.000 JOURNAL FROM TYPE 2 TO I 12/06/00 JOURNAL TYCO INTERNATIONAL LID ITC 100.000 JOURNAL FROM TYPE 2 TO I 12/05/03 JOURNAL VECTOR GROUP LTD VGR .412.658 JOURNAL FROM TYPE 2 TO I TOTAL 027 DI 0' D4:12:S4 001 .818 EFTA00196661  CLEARED THROUGH ITS 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SOC,r,PO COO Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York, Nee York 10179 Ore Mem:tech Contec Noah Beccioon. New re* 1201.3$S9 STEARNS FINANCIAL TRUST COMPANY INC 6 I STATEMENT PERK* November 29.2003 THROUGH December 31.2003 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER MAPPER Co File DEPOSITS AND WITHDRAWALS LAST STATEMENT November 28.2003 EWE TRANSACTCt. DESCAP'ICH DEBIT AMOUNT CREDIT AMOUNT 12,03103 CHECK 66.00 HYPERION PARTNERS II L.P. TOTAL $.66.00 DIVIDENDS DATE OESCRPTION STMEICVOUSIP WARM RATE CS) DEBIT AMOUNT CREPT AMOUNT 12/30/03 VECTOR GROUP LTD VGR 412.658 0.4000 165.063.20 REC 12/19103 PAY 12/30/03 TOTAL $165.063.20 INTEREST DATE DESCRPTKIN STAIDOUCLISIP OUNYTITY RATE Dre CENT AMOUNT CREDIT AMOUNT 12/22/03 INTEREST ON CREDIT BALANCE 211.20 ACCT 038£6056 AT 00.50000% 11/21 12.'20 TOTAL $211.20 MISCELLANEOUS cry moarN TONSACT ON DESCRIPTOR DEBT AMOWIT CREPT MOUNT 12,05,03 JOURNAL JOURNAL FROM TYPE 2 TO 1 506.728.13 12;05/03 JOURNAL JOURNAL FROM TYPE 2 TO 1 506.728.13 TOTAL $.506,728.13 9506.728.13 027 01.01,04:I2S: 001 Y8I8 EFTA00196662  CLEARED THROUGH ITS YiHMV ChMR0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beet Saea•ns SON, bel Cap. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New YOrk Non York 10179 Ore Momloch Cantof Noah 0eock11n. New Tuk 11201.3959 STEARNS FINANCIAL TRUST COMPANY INC 7 vi STATEMENT PERK* November 29.2003 TRRouoR December 31.2003 ACCCUNT NUMBER Trades Executed Pending Settlement TAXPAYER MaER On File LAST STATEMENT November 28.2003 SETTLEMENT TRADE DATE DATE TRANSACTION DESCRIRK*1 SMA301)CUSIP MITT PRICE DEW AMOUNT CR= AMOUNT 01/05/04 12/29/03 BOUGHT IFIL(IST FIN ITAL) 100,000.00 3.2300 323,000.00 EURI INVST CL TOTAL $323.000.00 $0.00 The chow Peon Eo eel (ppm in Any Ow sedge of mhi Ralowet Your messages As part of the National Association of Securities Dealers (NASD) Investor la" Education Program, you may obtain information on the NASD's Public fa" Excess SIPC Account Protection Update Bear, Steams Securities Corp, (BSSC'), a member of the Securities Investor Disclosure Program by contacting the NASD at telephone number (800) Protection Corporation (SIPC"), provides account protection for the net equity 289.9999 or via the intemet address which is wvm,nasdr,com, In addition, a of a customer's funds and securities positions. SIPC provides $500,000 of brochure explaining the Public Disclosure Program is available from the NASD primary net equity protection, including $100,000 for claims for cash ("SIPC upon request. Coverage"). Visit mvw.sipc.org for more information about SIPC Coverage. BSSC provides the additional protection ("Excess SIPC') through a commercial insurer, Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company ("CAPCO"), a licensed New York insurance company. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC ineligible assets such as options, futures, foreign exchange transactions, or any investment contracts that are not registered as securities. 027 01101104;12:64 001 VaIa EFTA00196663  CLEARED THROUGH ITS WitCkLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. &retro& SOC‘ribtf COO. BEAR Bear. Stearns & Co. Inc. Cc* Metrolech Corder North 383 Madison Avenue Becck/on. New Tuft 11201.3859 STEARNS New York New York 10179 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD November 1.2003 ACCOUNT EXECUTIVE ZICHaRMAN.IRA TELEPHONE THROUGH November 28.2003 VISIT OUR WEBSITE Aww.uearsIearns.com ACCCUNT muesli What's In This Statement 11111111111111111 II TAXPAYER KINSER On Fee LAST STATEMENT October 31.2003 Financial Summary 3 FINANCIAL TRUST COMPANY INC Your Portfolio Holdings 4 C/0 AMERICAN YACHT HARBOR • Transaction Detail 5 6100 RED HOOK SUITE B•3 QUARTERS #2 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PERIOD 39.219,023 Cash & Equvalent 4 $5°6.975 3898.233 NET CREDIT BALANCE 506,975 Equnies — $39.219,023 $38,570,534 : $-335,750 NET EQUITY THIS PERIOD $39,725,998 Current market yak* NET EOUITY LAST STATEMENT 39,133,017 tag Last statements market value Short market value CHANGE SINCE LAST STATEMENT 592,981 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Roza ropNi ant drforonoo a nustoctio of charm or socks. °Moog0 as doltrogoa lo p5u. 10 Cleni Sonic*. 018006114428: a wwto 10 Choi SONICOS a Boot Room &comes Ca,. One lArhokwh Coolly Not. BrooNri, NY. II2914859 Sit TME MernMY a for niOnnibeaal poposes coly els roe MOM as a tat document less stateenorc should be Maned for your records Ste revers* sole for wooden Scemaeco 027 11,29QT:06:43 001 V818 EFTA00196664  CLEARED 1HROUGH RS wilekLY 0"E0 SUBSIDIARY Beer. SZeirns SON, b81 00,8. Ceol.levelea Cantet Noah Broeklln• New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC 2 ele STATEMENT BACKER IS PRINTED ON THIS PAGE 027 Ilt2803:08:43 001 Y818 EFTA00196665  CLEARED 1HRWGH ITS ?RIMY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beef. SZeirns SON, bel GNP Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Cc* Mebalech Cella Noah ettd001. New Ye* 11201.3859 STEARNS FINANCIAL TRUST COMPANY INC 3 STATEMENT PERIOD NOYeriltel 1.2003 THROUGH Novernter 28.2003 ACCOUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER AMBER OR PIM DC PERIOD YEAR TO DATE THIS PERICO LAST STATEMENT OC1009I 31.2003 Opening Balance $898,233.13 Dividends 1.250.00 543,886.91 Substitute Payment 0.00 194.747.20 Dividends/Interest 1.496.53 Credit Balance Int. 246.53 1.496.70 Amount Credited $1,496.53 Total 31.496.53 $740,130.81 Securities Bought -392.755.00 Margin Int. Paid 0.00 -44,988.13 Amount Debited $-392,755.00 Net Cash Activity -391.258.47 Portfolio Composition Closing Balance $506.974.66 Cash/Cash Equivalent 506,975 Sam* Oaf nasioto a cash bemoan atectal Rpm No na inclaglod in Mu section: sod% MINIM. as wall m Mails lot al one transacbra ns poesod. Equities 39.219,023 await in Rare-Now Total $39,725,998 Your Portfolio Allocation Cash Balance Summary OFEN14 CLOSING Cash 47,808.28 246.53 Cash 8 Equireeet 1% Margin 547,924.59 506/28.13 Short 302,500.26 0.00 Net Cash Balance $898,233.13 8506.974.66 — Equities 99% UnsPadatl podions den* debt OVUM, andt• Shrl menet yews he almabon percenmoe is clewed Item te absolute marital value of Iw palkno 027 114903:08:43 001 Y818 EFTA00196666  CLEARED THROUGH ITS wilekLY ChM,E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SON, b81 Cat. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Otto/kenloch Ow:tog Noah Beccidon. New Year 11201.3859 STEARNS FINANCIAL TRUST COMPANY INC 4 STATEMENT PERK* NOYerTiCet 1.2003 THROUGH November 28.2003 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER nx.m3ER On PIM LAST STATEMENT WOW! 31.2003 IMPILE1 ESTIMAIED CURPENT DESCRPTION SYEIBOLOUSIP DUMMY PRICE VALUE NtNJM. INCOME YIELD IN.) CASH BALANCE 506.975 TOTAL CASH & CASH EQUIVALENTS $506.975 EQUITIES Equities & Options ADC! MANCE1 MIMED CVRBJT DESORPTION SYMBOUOUSIP TYPE OUANTITY PACE VALUE ANNUAL INCOME YEW IIM FLEXTRONICS INTERNATIONAL FLEX MRGN 100.000 16.0300 1.603.000 LTD GALYANS TRADING INC GLYN MRGN 150.0