EFTA00196567.pdf

Statements EFTA00196567  CLEARED THROUGH ITS niaLY OnnE0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Shan" SeCnita 000. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Cam Mantech Confer North Beano. Hew VC* 11201.3559 STEARNS FINANCIAL TRUST COMPANY INC STATEMENT PEMOO November 30.2002 ACCOUNT EXECUTIVE ZICHERMAN.IRA TELEPHONE mmouom December 31.2002 VISIT OUR WEBSITE ;in xearstearns.com ACCOUNT NUMBER What's In This Statement U111111111II I II I II TAXPAYER NOS3ER OO Fda LAST STATEMENT November 29.2002 Financial Summary 3 FINANCIAL TRUST COMPANY INC C/O AMERICAN YACHT HARBOR • Your Portfolio Holdings 4 6100 RED HOOK SUITE 6-3 Transaction Detail 5 QUARTERS #2 Fund Activity 5 ST THOMAS VI 00802 Your Messages 7 Your Portfolio at a Glance Market Value of Your Portfolio Important Message II any information regarding TOTAL VALUE OF SECURMES THIS PERIOD 9,756,423 Cash & Egiavalent —MilleSa NSW evnee eivni=miene., $23.285.100 2002interest. dividends. miscellaneous income, NET CREDIT BALANCE 877,181 Eagles •010•423 $-254.000 ill $10$11.007.884 gross proceeds or original MONEY MARKET RIO BALANCE 2,331,232 r : 4489$00 issue discount is required to be reported to the IRS for this account, a MO Current market value Consolidated Form 1099 NET EQUITY 111113 PEFt101) $12,964,836 (M Last statements market value will be mailed to you by C Short market value January 31.2003or a NET EQUITY LAST STATEMENT 33,803,464 1042Sby March 17,2003. CHANGE SINCE LAST STATEMENT -20,838,628 There are no 'Stop loss' orders or other pending buy or sell open orders on tile for your account. Roza roan any Manx, a nonroodet of teas or stocks. alicalal as *aroma to au. b Ow Sawa 01 900611.1128: a veto to Clom SONIC.). at Bow. SWUM SI:CLITOS Can.. Ono Meinaten Cato Nosh. °roans NY Ittnatee Sit tie SoYounI a nfOroatsmal papaws only b ts notsanded natal dCOXiled The stand should b retailed for yow records See reverser.* for iTmodare formation 027 01.01.03:09:30 001 VS39 EFTA00196568  CLEARED 1HROUGH RS wilekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, b81 CotD Ceol.letioloch Cantot Noah Broeklln• New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC 2 ol STATEMENT BACKER IS PRINTED ON THIS PAGE 027 01,01,03:09:30 001 VS39 EFTA00196569  CLEARED THROUGH ITS wooCkLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Best Szea•ns SOCoothel GNP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Cc* Mon:Itch Cantot Noah Beccflon. New Teo* 11201.3559 STEARNS FINANCIAL TRUST COMPANY INC 3 STATEMENT PERK* NOveffilloN 30.2002 THROUGH December 31.2002 ACCOUNT NUMBER Cash Flow Analysis Cash Balance Summary TAXPAYER MaCR On File THIS PEPo00 CPENIN3 CLOSING LAST STATEMENT November 29.2OO2 Opening Balance $1,474,539.19 Cash 791.335.43 448.954.71 Money Fund 19,520,670.97 Margin 191.204.00 166.977.00 Funds Deposited 10,000,000.00 Short 491,999.76 261,249.26 Dividends Interest 157.619.28 Net Cash Balance $1,474.539.19 $877.180.97 Amount Credited $29.678.290.25 Securities Bought -254.977.50 Money Fund -20.670.97 Income Summary 1115PERCO YEAFI TO DATE Funds Withdrawn -30,000.000.00 Dividends 177,874.17 1.122.184.41 Amount Debited $-30.275.648.47 Credit Balance Int. 416.08 17,865.78 Net Cash Activity -597.358.22 Total $178.290.25 $1.140.050.19 ClosingBalance $877,180.97 Foreign Tax Withheld 0.00 -4.500.00 Your Portfolio Allocation Same On tanslons ot cash balsam accost lypes we not Included on Pe section. such Ironton, as wet, as nIals Ict a NW SanasIxas Ins penod. Won on Trareschon Ootal. Portfolio Composition St.On LONG Cash 8 Equivalent 24% CashCash Equivalent 3.208,413 Equities 254.000 10.010,423 Short Equ' 1% Total 8,254.000 $13,218,836 - Equities 75% U.•Jyoed Frown conose oat Olsoopt *NW shoo, male wive, The olopshm ;events,' to Oe•se0 Icon to '0191A* motet rat), 01 scot patio" 027 01,01,03:09:30 001 V639 EFTA00196570  CLEARED THROUGH ITS CAM,E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SOC,nt.el GNP. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Mevolech Contec Noah Beccidon. New VC* 112014859 STEARNS FINANCIAL TRUST COMPANY INC 4 STATEMENT PERM November 30.2002 THROUGH December 31.2002 Your Portfolio Holdings ACCOUNT NUMBER TAXPAYER MAWR On File CASH & CASH EQUIVALENTS LAST STATEMENT NOverntet 29.2002 IMAMS ESTIMATED CURRENT COMMON SIMBOLCUSiP QUANTITY PRICE VALUE ASS INCOSE yea iv CASH BALANCE 877.181 DREYFUS CASH MANAGEMENT-CL A DICXX 2,331,231.89 1.0000 2.331,232 32,637 1.4000 INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 1.2200% TOTAL CASH & CASH EQUIVALENTS $3,208,413 $32,637 EQUITIES Equities & Options ADC! MARKET ESTRAME0 COMM DESCROION SIMBOLCUSIP TYPE 0114)411W PACE VALIE ANNUAL INCOME YELD FLEXTRONICS INTERNATIONAL FLEX CASH 100,000 8.1900 819.000 LTD GALYANS TRADING INC GLYN CASH 150,000 10.0000 1.500.000 HCALINGER INTERNATIONAL INC HLR SHRT -25,000 10.1600 -254.000 -5,000 1.9685 CL A TYCO INTERNATIONAL LTD TYC CASH 100,000 17.0800 1.708.000 5.000 0.2927 VECTOR GROUP LTD VGA CASH 393,008 11.6200 4.566.753 628,813 13.7694 SENTIGEN HOLDING CP RSTD CASH 333,334 4.2500 1.416.670 Total Equities& Options $9,756,423 $628,813 TOTAL EQUITIES $9,756,423 $628,813 YOUR TOTAL ESTIMATED ANNUAL INCOME $661,450 YOUR PRICEDPORTFOLIOHOLDINGS $12,964,836 027 01,01,03:09:30 001 VS39 EFTA00196571  CLEARED THRWGH nS O%M.EO SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT 808f. SZeirhs S0NN*1 GOP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 O-4MP:elect+ Centec Noah Beccidon. New VC* T12O1.3869 STEARNS FINANCIAL TRUST COMPANY INC 5 o STATEMENT PERIOD November 30.2002 THROUGH December 31.2002 Transaction Detail ACCCUNT NUMBER TAXPAYER KINSER On FIIB INVESTMENT ACTIVITY LAST STATEMENT November 29.2002 SETTLEMENT TRADE DATE DATE TRANSACOON DESORPTION SYEIBOLICUSIP CIJWTTTY PAIGE DEBIT AMOUNT GRECO MONO 12/24/02 12119/02 BOUGHT HOWNGER INTERNATIONAL INC HUI 25.000 1013900 254,977.50 CL A UNSOUCITF_D COVER SHORT, TOTAL $-254.977.50 DEPOSITS AND WITHDRAWALS DATE TRANSACTION DESCRFAION DENT AMOUNT CREDIT READERET 12/02/02 FND WIRED DS WIRED TO 30.000.000.00 12/02/02 FUNDS AEC F Int FROM 10,000.000.00 TOTAL $-30.000.000.00 S10.000.000.00 MONEY FUND ACTIVITY DATE MOMAT TRANSACTION O65cAimoN 5^4.03Drum, Cowin PRICE DEBIT AMOUNT CREDIT AMOUNT 11/30/02 OPENINGBALANCE 21.810.560.92 12/02/02 SOLD INDREYFUS CASH MANAGEMENT-CA. A DICXX -19.500.000 1.0000 19,500,000.00 STITUT SHARES 12/02/02 DIVIDEND laYrtilfaSMGEMENT-CA. A DICXX 20.670.97 MONTHLY DIVIDEND 12/02/02 REINVEST RaMaSUMGEMENT-CL A DICXX 20.67097 20.670.97 DIVIDEND REINVESTED CV! 01O1O3:c.9cr O: E,639 EFTA00196572  CLEARED THROUGH ITS 0‘1h.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SOC.r.t.81 Gap. Bear. Stearns 8 Co. Inc. BUR 383 Madison Avenue New Y New York 10179 0-4 Mem:tech Gantec Noah Beccmon. Nev. Ye* 11201.3859 STEARNS FINANCIAL TRUST COMPANY INC 6 STATEMENT PERK* NOvernter 30.2002 THROUGH December 31.2002 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER AVUEER OR File MONEY FUND ACTIVITY (continued) LAST STATEMENT November 29.2002 DATE MORAY TRANSACTOR DESCRIPTOR STMECIAUSIP °WARM' PFOCE DEBIT AMOUNT CREDIT AMOUNT 12/31/02 CLOSINGBALANCE 2,331,231.89 TOTAL $-20,670.97 $19,520,670.97 DIVIDENDS 1-14-E DESORPTION STMEICUGUSIP CCARTNY RATE /Si CEBU AMOUNT CREDIT AMOUNT 12/30/02 VECTOR GROUP LTD VGR 393.008 0.4000 157,203.20 REC 12/20/02 PAY 12+3002 TOTAL $157,203.20 INTEREST DATE DESORPTION STROP-C(41P GUMMY RATE I%4 CERT AMOUNT CREDIT AMOUNT 12/23/02 INTEREST ON CREDIT BALANCE 0.7500 416.08 AT 0 3/4% 11/21 THEM 12/20 TOTAL $416.08 MISCELLANEOUS DATE MORAY TRANSACTOR DESCRIPTOR DEBT AMOUNT GREW AT/OUNT 12/02/02 JOURNAL MARK TO MARKET 2,499.00 12/02/02 JOURNAL MARK TO MARKET SHORT P06 2,499.00 12/09/02 JOURNAL MARK TO MARKET 28,499.00 12/09/02 JOURNAL MARK TO MARKET SHORT P06 28.499.00 027 DIGIV309:30 001 EFTA00196573  CLEARED THROUGH ITS niCkLY CAM•E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SOC,M*1 GNP Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 CeoLlevetech CarrIN Noah BecciCon. New Year I I2O1.38S9 STEARNS FINANCIAL TRUST COMPANY INC 7 STATEMENT PERIOD November 30.2002 THROUGH December 31.2002 Transaction Detail (continued) ACCCUNT NUMBER TAXPAYER WESER On File MISCELLANEOUS (continued) LAST STATEMENT November 29.2002 DATE 113FDAT TRANSACTW DESCRIPTOR DEBIT AMOUNT CREW ATACVNT 1016/02 JOURNAL MARK TO MARKET 26,999.00 12/16/02 JOURNAL MARK TO MARKET SHORT POS 26,999.00 12/23/02 JOURNAL MARK TO MARKET 22,999.00 12/23/02 JOURNAL MARK TO MARKET SHORT P08 22,999.00 12/30/02 JOURNAL MARK TO MARKET 2,227.00 12/30/02 JOURNAL MARK TO MARKET SHORT POS 2,227.00 TOTAL $43,223.00 $83223.00 Your messages irw• Investor As pail of the National Association of Securities Dealers (NASD) Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (S00) 289.9999 or via the intemet address which is Wbvw.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statement 027 01101/0300:30 001 VMEI EFTA00196574  CUMUL) IHFIC0314 IIS WHOLLY One.ED SUBSIDIARY OFFICE SERVICING YOUR ACCOIFIT Boer. ReMme Ø. Bear. Stearns 8 Co. Inc. BMR 383 Madison Avenue New York, New York 10179 Olo Metroleoh Cent« NorUi Boxidon, Ner, Vca 1120/.3859 STMRNS FINANCIAL TRUST COMPANY INC ACCOUNT EXECUTIVE ZI:HERIvIAN.IRA STATE1ACNT eER100 Octoter 26.2002 TELEPIONE THNOUGH November 29.2002 VISIT OUR WEEISITE amv.uea'stearns.com *CLOU'« NVIABER What's In This Statement IIII Il 1111111U II TAXPAYER NUMBER OnFlk LAST STATEMENT Datée( 25.2002 Financial Summary 3 FINANCIAL TRUST COMPANY INC CIO AMERICAN YACHT HARBOR • Your Portfolio Holdings 4 6100 RED HOOK SUITE B-3 Transaction Detail 5 OUARTERS #2 Fund Activity 5 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio Cash 8 EqSvalent — $23.285,100 TOTAL VALUE OF SECURITIES THIS PEROD 10.518.364 eeckbige. 53.836,868 NET cREorr BALANCE 1.474.539 811.007.864 : S-489.500 Beugle MONO( MARKET FUND BALANCE 21.810.561 OOMM,:YO-- -:=MY.MOO 89.434.566 MM Current market value NET EOUITY THIS PERIOC $33.803,464 Ia Last statementS market value Short merket value NET EOUITY LAST STATEMENT 13.271.434 CHANGE SINGE LAST STATEINSH 20.532.031 There are no Stop Lose orders or other pending buy or seil open orders on file for your account. Mao tapon ami Merano* or renroctee ol tees or mes. natale! as Mena io leu. i1u BaTenani a ler nrsnasesrel pyposss caly t k ra elencled osa la. damnes b axe Sema» al 80004-1428: Of Net Ica Clam Somas a BO«. Searra Seumos Car . One MeYoloch Cale. Harth. Orodbn. NY I120141e4 t Teva Mimer., allold be retend lor your records Seva reveroe S. fa Øra rdonmaeon 027 11,30,02:14:25 001 VS38 EFTA00196575  CLEARED 1HROUGH NS wilekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, b81 00,8. Ore Metioloch Cantot Noah Brocklln• New VC* 11201.3859 FINANCIAL TRUST COMPANY INC 2 ol STATEMENT BACKER IS PRINTED ON THIS PAGE 027 11,3002:14:25 001 VS38 EFTA00196576  CLEARED THROUGH ITS wisekLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Steirns SOCoohet GNP. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New YY New York 10179 Ore Moo:Itch Contot NOM ettdOon. New Tuft 11201.3859 STEARNS FINANCIAL TRUST COMPANY INC 3 STATEMENT PERKIO October 26.2002 THROUGH Novernter 29.2002 ACCOUNT NUMBER Cash Flow Analysis Cash Balance Summary TAXPAYER WEISER ON PIM THIS PERMO CPENN3 CLOSNO LAST STATEMENT October 25.2002 Opening Balance $21,673.62 Cash 21,673.62 791,335.43 Securities Sold 453,203.76 Margin 0.00 191,204.00 Money Fund 15,366.68 Short 0.00 491,999.76 Funds Deposited 19,041,875.00 Net Cash Balance $21,673.62 $1,474,539.19 Dividends/Interest 1,786.81 Amount Credited $19,512,232.25 Money Fund -18,005,366.68 Income Summary THB PETODO YEM TO DATE Funds Withdrawn -54.000.00 Divweaw 6,616.68 944,310.24 Amount Debited $-18,059.366.68 Credit Balance Int. 536.81 17,449.70 Net Cash Activity 1,452,865.57 Total $7,153.49 $961.759.94 ClosingBalance $1 474 539.19 Foreign Tax Withheld 0.00 -4.500k0 Your Portfolio Allocation Same dat tensions ot cash balsam accost baa are not .ncbdod on cab eaten. MCP, Ironton. as wen as 6Mals Ict aM1 elms Irantmclatt Pus penott apes on Twain-boo Detal Portfolio Composition SHOAT LONG 7 / Equities Cash/Cash Equivalent 23.285.100 32% Equities 489.500 11.007.864 Total $489,500 $34,292,964 Short Equities Cash & Equivalent \ 1% 67% Unstated prow,' Oen,* Oat Dionot *mkt ;hal male *Vets MO 010Cahri recenmot is noted ham Va 00191.te market rat), pi >CV POrIkalk 027 11/3002:14:25 001 VE38 EFTA00196577  CLEARED THRWGH ITS niCkLY OHnEO SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SOC.r.t.el GNP. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Cc* Mem:tech CarrIN Noah Beccidon. New Ye* 11201.3859 STEARNS FINANCIAL TRUST COMPANY INC 4 STATEMENT PERK* October 26.2002 THROUGH Noverncer 29.2002 Your Portfolio Holdings ACCCUNT NUMBER TAXPAYER PUSHER On PIM CASH & CASH EQUIVALENTS LAST