EFTA00196477.pdf

Statements EFTA00196477  0 -EARED THROUGH its WHOLLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bee,. SIABmS SO•unlie1 fern. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York. Nell York 10179 Ono Movotech Center North Enteklgn. New Yen( 1120/3859 STEARNS FINANCIAL TRUST COMPANY INC STATEMENT PER100 December 1.2001 ACCOUNT EXECUTIVE ZICHERNIAN.IRA TELEPHONE THROUGH December 31.2001 VISIT OUR WEBSITE iVIA1 uearstearns.com *COMM NUMBER What's In This Statement 11111111111111111 II TAXPAYER NUMBER On File LAST STATEMENT November 30. 2001 Financial Summary 3 FINANCIAL TRUST COMPANY INC CIO AMERICAN YACHT HARBOR • Your Portfolio Holdings 4 6100 RED HOOK SUITE 8-3 Transaction Detail 5 QUARTERS #2 Fund Activity 7 ST THOMAS VI 00802 Your Messages 9 Your Portfolio at a Glance Market Value of Your Portfolio Important Message II any information regarding Cash S Egwvalent x;cucc ccib, 26.677.2 37534.293 880 2001interest. dividends. TOTAL VALUE OF SECURITIES THIS PERIOD 29.406.395 miscellaneous income. NET CREDIT BALANCE 11.290 gross proceeds or original Equities -I MIR_ 'S $30.526.395 : 5.1.120.000 563.792.058 $-530.000 issue discount is required MONEY MARKET FUND BALANCE 37.523.003 lo be reported to the IRS for this account. a MI Current market value Consolidated Form 1099 NET EQUITY THIS PERIOD $66.940.688 mu Last statements market value will be mailed to you by C Short market value January 31.2002or 1042S NET EQUITY LAST STATEMENT 89.939.338 by March 15.2002. CHANGE SINCE LAST STATEMENT -22.998.650 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Memo rood ant Offoronoo a rcorocoirt of ctocks or sKKks. calcoKKI as doltrorod to p5u. aissu•norY a for netOMOOMI pwposes otitis rue INOrldid as a lit Oocrame b ClOol Sonic°. of 80061.14428: a vat to ChM SoNkos a Bow. Steam SKKuMos On it.twnn shoted be retaned for your records See reverse ode for eTpcdaet Sibmalkol Ono . One lAeholedi Cool.' North. BrooMm, NY 112014859 027 D1.010208:34 001 V519 EFTA00196478  CLEARED 'THROUGH nS WHOLLY OWNED SUBSIDIARY 1308i. SOMAS SOhnIORT CO( .0 Ono Llevotech Confer North Steck'tn. Hew York 11201.3859 FINANCIAL TRUST COMPANY INC 2 01 9 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 D1.0102:08:34 001 Y519 EFTA00196479  CLEARED 1HRWGH ITS niCkLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Szea•ns SON, b81 CPIS Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York, New York 10179 CeoLlevolech Contof Noah Beccidon. New Tuft 11201.3859 STEARNS FINANCIAL TRUST COMPANY INC 3 al .r STATEMENT PERO) December 1.2001 THROUGH December 31.2001 ACCCUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER WESER On Ale SAS PERIOD YEAR TO DATE THIS PEFICO LAST STATEMENT NOVerilbN 30. 2001 Opening Balance $3,002.139.76 Dividends 197.58093 1.286.480.16 Substitute Payment 0.00 76.725.66 Securities Sold 22,427,836.16 Credit Balance Int. 2.111.83 38.425.74 Money Fund 4,047,863.33 Total $199,692.76 $1.401.631.56 Dividends Interest 151.829.43 Miscellaneous 13,518,953.25 Foreign Tax Withheld 0.00 -150.00 Margin Int. Paid 0.00 -48,516.34 Amount Credited $40,146.482.17 Securities Bough! -18,289,468.42 Money Fund -17,847,863.33 Portfolio Composition Funds Withdrawn -6,000.000.00 SICAT LONG Miscellaneous -1.000.000.00 Cash,Cash Equivalent 37,534,293 Amount Debited $.43.137.331.75 Equities 1,120.000 30,526,395 Your Portfolio Net Cash Activity -2.990.849.58 Total $1,120,000 $68,060,688 Allocation Closing Balance $11290.18 Cash Balance Summary CLOSPIC, Equities OPEN NO 44% Cash 3,002,139.76 11.290.18 Cash & Equivalent 55% Net Cash Balance 83.002.139.76 $11.290.18 - Short Equities 1% Unitocie0 crown ono* oar Dana arnIbr shot male aye, Tho olorahr mama," is (*SS Iron Va obsol.te market rat), alms palloio. 027 01,0102:0B:34 001 V519 EFTA00196480  CLEARED THROUGH ITS OW,E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SOC,r4.81 Cory. Bear. Stearns & Co. Inc. BUR 383 Madison Avenue New YY New York 10179 Ore Metsolech CarrIN Noah Beccidon. New Year 11201.3859 STEARNS FINANCIAL TRUST COMPANY INC 4 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER MISER 011FIle LAST STATEMENT NOveMbN 30. 2001 MARKET ESTIMATED CURPENT DESCROION SYMBOUDISIP OUANTITY PRICE VALUE ANNUAL INCOME 10.0 i%) CASH BALANCE 11,290 DREYFUS CASH MANAGEMENT-CL A DICCX 37,523,003.02 1.0000 37,523,003 863.029 2.3000 INSTITUTIONAL SHARES EST, 30 DAY AVG VIEW 2.1000% TOTAL CASH & CASH EQUIVALENTS $37,534,293 $863.029 EQUITIES Equities & Options ACC WINS ESTIMATED OJRAENT DESCRPRON WEIBOLTUSIP TIM OUANRTY PRCE VALLE ANNUAL INCOIAE YIELD IVI CNH GLOBAL CNH CASH 250,000 6.0900 1,522.500 138.000 9.0640 TOO INC TOO CASH 550,000 27.5000 15,125.000 CALL TOO INC JAN 025CBOE TOOAE CASH -3,000 2.6500 -795.000 ET 01/19/2002 CALL TOO INC FEB 025CBOE TOOBE CASH -500 3.3000 -165.000 ET 02/16/2002 CALL TOO INC FEB 030CBOE TOOBF CASH -2.000 0.8000 -160.000 ET 0'2116,2002 VECTOR GROUP LTD VGR CASH 374,294 32.8500 12.295.558 598,870 4.8706 SENTIGEN HOLDING CP RSTD CASH 333,334 43500 1.563.337 Total Equities& Options $29.406,395 $736,870 TOTAL EQUITIES $29.406,395 $736,870 027 DI0102:08:34 001 V519 EFTA00196481  CLEARED IHRCOGH ITS wiseklY ONnED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeIrns SOC,,,I*1 CND Bear. Stearns 8 Co. Inc. BffiR 383 Madison Avenue New York New York 10179 Cr.* Mon:Icon Conte< Noah Beecidp. New Yak 112014859 STffiRNS FINANCIAL TRUST COMPANY INC 5 STATEMENT PENN) December 1.2001 THROUGH December 31.2001 ACCCUNT NUMBER TAXPAYER AAMMER On File Nosenter 30.2001 Your Portfolio Holdings (continued) LAST STATEMENT YOUR TOTAL ESTIMATED ANNUAL INCOME $1.599.899 YOUR PRICED PORTFOLIO HOLDINGS $66.940.688 Transaction Detail INVESTMENT ACTIVITY sertmea TRADE DATE DATE TRANSACTIDN CESCRIPTHIN SYMBOL:CUSP GUANNT, PRICE DEE« AMOUNT CREPT A/cure 12/18/01 12/13/01 SOLD LADENBURG THALMANN FINL SVCS ITS -130.254 1.00370 127,993.75 NC AVG PRICE SHOWN-DETALS ON ÆO ACTUAL =FIRM TO YOUR AGENT UNSOUCITE0 12/18/01 JOURNAL TOO -1.000.000 12/20/01 12/17/01 BOUGHT AT&T CORP T 1.102.200 16.53360 18.289.468.42 UNSOUCITF_D 12/20/01 12/17/01 SOLD AT&T CORP T -1.102.200 16.53360 18,222,723.97 AS OF TRADE AS OF 12117/01 027 01,03.02:06:04 001 Vf..19 EFTA00196482  CLEARED IHRCOGH ITS ~GUY OWCO SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZPA•ns COP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Cr.* Metsoleeh Conte< Noah Beeciam. New Yak 11201.0859 STD;RNS FINANCIAL TRUST COMPANY INC 6 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Transaction Detail (continued) ACCCUNT NUMBER TAXPAYER WEBER On file INVESTMENT ACTIVITY (continued) LAST STATEMENT November 30.2001 SCTTUIÆNT TRADE DATE DATE TRANSACT/ON DESCRIPTION SYMI3OUCUSIP GUANTITT PRCE DEW AMOUNT CREW ~UHT 1220/01 12/11/01 BOUGHT LADENBURG THALMANN FINL SVCS LTS 130254 eC SPINOFF ON VECTOR GROUP gm SHS SPINOFF VS V002114 REC 12/10101 PAY 12i20/01 AS OF 12/11/01 1220/01 DELIVERED ESTEE LAUDER COMPANIES INC EL -100,000 3.196.753.23 Cl. A DEL TO 00005 12/21/01 12/18/01 SOLD TELIGENT INC-CL A TGN70 -60,000 0.00550 152.48 12/21/01 12/20/01 SOLD CALL TOO INC JAN 025CBOE OTOOAE -2,500 2.35000 578,727.91 EXP 01119/2002 UNSOLICITED OPEN CONTRACT 12/21/01 JOURNAL TOO IN TOO 100.000 JRL FM PER INTXS 12/26/01 12/24/01 SOLD CALL TOO INC JAN 025CBOE OTOOAE -500 2.75000 135,742.91 EXP 01/1912002 UNSOUCITEID OPEN CONTRACT 12/26/01 12/24/01 SOLD CALL TOO INC FEB 025C80E OTOOBE -500 335000 165,741.91 EXP 02/16/2002 UNSOUCHED OPEN CONTRACT AS OF 12/24/01 12/26/01 JOURNAL TOO INC 100 50.000 JRL FM PER Nix S TOTAL $-18,289,468.42 $22,427,836.16 027 010002:0B:34 001 VS19 EFTA00196483  CLEARED THRWGH ITS niCkLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns S0N, bel GNP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Mon:tech Contec Noah BecciCon. New Ye* I I201.38S9 STEARNS FINANCIAL TRUST COMPANY INC 7 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Transaction Detail (continued) ACCCUNIT NUMBER TAXPAYER WESER On PIM DEPOSITS AND WITHDRAWALS LAST STATEMENT NOYerntoN ao. 2007 D4'E TPANSACT Cf. DESCRP-ICH CEBIT AMOUNT CREDIT AMOUNT 100001 FND WIRED FNDS WIRED TO 2.000.000.00 1014/01 FND WIRED D TO 1.000.000.00 12 i3 *******MUNK) 1:11:1rWigittrY6 2.000.000.00 $ COMING FROM DREYFUS TODAY 1227/01 FND WIRED fl D TO 1.000.000.00 TOTAL $-6.000.000.00 MONEY FUND ACTIVITY DATE MORAY TRANSACTION DESCRIPTCPI SYMBOUCVSIP DUMMY PUCE DEBIT AMOUNT CREDIT AMOUNT 12/01/01 OPENINGBALANCE 23,675.139.69 MUM**************** 151ktYPire:NATUARMUADIrei A 151661Z 47.863.33 INSTITUTIONAL SHARES MONTHLY DIVIDEND ?HMI''""ilitilliVtgY bllitYRIMATATAIMIlfflret A Ned 47.863.33 47.863_33 INSTITUTIONAL SHARES DIVIDEND REINVESTED 12/05/01 BOUGHT DREYFUS CASH MANAGEMENT-CA. A DNDCX 11.400.000 1.0000 11.400.000.00 1014/01 SOLD DREYFUS CASH MANAGEMENT-CL A DICCX -1.000.000 1.0000 1.000.000.00 INSTITUTIONAL SHARES 12/19/01 SOLD RECtSThisMGEMENT-CL A D/CCX -2.000.000 1.0000 2.000.000.00 027 DID102:06:34 001 VSI9 EFTA00196484  CLEARED THROUGH ITS 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SON, bel GNP. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue Dec Montech Contec Noah Beccidon. New Ye* 112013959 STEARNS New Y New York 10179 FINANCIAL TRUST COMPANY INC 8 STATEMENT Perim December 1.2001 THROUGH December 31.2001 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER AVEMER On PIM MONEY FUND ACTIVITY (continued) LAST STATEMENT NOYeMINN 30.2001 DATE ICIDAT TRINSAGTION DESCRIPTION SYMEWCUSIP OWNTITY PRICE Seen AMOUNT MON AMOUNT 12/20/01 BOUGHT RAN4kiasMIGEMENT-CLA DIOCX 3.400.000 1.0000 3.400.000.00 12/21/01 SOLD DREYFUS CASH MANAGEMENT-CL A DICCX -1.000.000 1.0000 1.000.000.00 INSTITUTIONAL SHARES 12/31/01 BOUGHT GEMENT-CL A DICCX 3.000.000 1.0000 3.000.000.00 RaCtRaSON 12/31/01 CLOSINGBALANCE 37.523.003.02 TOTAL $-17,847,863.33 $4.047.863.33 DIVIDENDS DATE DESCRIPTION STAIDOLCUSIP OUNNTRY RATE (s) CENT AMOUNT CREDIT AMOUNT 12/20/01 VECTOR GROUP LTD VGA 374,294 0.4000 149,717.60 AEC 12/10/01 PAY 12120101 TOTAL $149,717.60 INTEREST DATE DESORPTION STAIDOLCVSiP OUOMMT RATE IM DEBIT AMOUNT CREDIT AMOUNT 12/21/01 INTEREST ON CREDIT BALANCE 1.2500 28.64 AT 1 114% 12/11 THRU 12120 12/21/01 INTEREST ON CREDIT BALANCE 1.5000 2.083.19 AT 1 1/2% 11/19 THRU 12110 TOTAL $2.111.83 027 010102M:34 001 v!,19 EFTA00196485  CLEARED THROUGH ITS wilekLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns Sec , b81 Cory. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Cc* Mon:tech CarrIN Noah Beccidon. New Ye* 11201.3859 STEARNS FINANCIAL TRUST COMPANY INC 9 ol STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER MAWR OR PIM MISCELLANEOUS LAST STATEMENT NOYerTitoN 30. 2001 DATE MOON TRANSACTCN DESCRIPTION DEBIT AMCWIT MAT Wail 12/04/01 JOURNAL COL REC LOA FROM 10,479,583.05 12121/01 JOURNAL TO 353-01417 1.000.000.00 12/24/01 CASH-LIEU LADENBURG THALMANN FINL SVCS 0.31 INC CASH Rd LEU OF .31200 VECTOR GROUP LTD REC 12/10/01 PAY 122001 SP1NCFF VS V002110 122601 JOURNAL BSIL-FINANCIAL TRUST CO., INC 3.039.369.89 NY16418 EQUITY SWAP DUE 01/23103 AT&T CORP DERIVATIVE SETTLEMENT TOTAL $S-1,000.000.00 $13,518.953.25 Your messages As part of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the intemet address which is www,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statement 027 01.0102:06:34 001 V519 EFTA00196486  CLEARED IHRWOH ITS YiHMV OME0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Stea•as SON, t4,1 COO. BEAR Bear. Stearns & Inc. Cc* Mos oI ccII Gorda Noah 383 Madison Avenue etCCk/01. New VC* 11201.3859 STEARNS New York. New York 10179 FINANCIAL TRUST COMPANY INC STATEMENT PER100 Octoter 27.2001 ACCOUNT EXECUTIVE LICHERMAN.IRA TELEPHONE THROUGH November 30.2001 VISIT OUR WESSITE 67A1bearstearns.com ACCCUNT NUMBER What's In This Statement 11111111111111111 II TAAPREER NUMBER On File LAST STATEMENT OCIODer 26.2001 Financial Summary 3 FINANCIAL TRUST COMPANY INC 4 C/O AMERICAN YACHT HARBOR • Your Portfolio Holdings 6100 RED HOOK SUITE 6-3 Transaction Detail 5 QUARTERS #2 Fund Activity 7 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio 826.677.280 Cash & Equvalent TOTAL VALUE OF SECURMES THIS PERIOD 63,262,058 $28.224245 NET CREDIT BALANCE 3,002,140 863.792.058 $-530.000 Egon* $34.495.728 S-2.030.500 MONEY MARKET FUND BALANCE 23,675,140 Current market value NET EQUITY TIPS PERIOD $89,939,338 IM Last statements market value C Short market value NET EOUITY LAST STATEMENT 60,689,473 CHANGE SINCE LAST STATEMENT 29,249,865 There are no 'Stop loss' orders or other pending buy or sell open orders on tile for your account. Roza coon oaf Mapco a nonroctiot ol dude or stocks. 0:Wolof as &Orate to 'au. Thee emTnITY is for ml0TmetoMel peptises cmly. IN not Pleaded as a MT 000ATert lo Cleat Senior: of 800614.1428: a yeito to ChM SONIC.). a Bow. Steam &conies Ile staternorg should be ritane0 for mg records. Ste Erma S. f r irrocelart obrmatat Cap.. One lArOokwl, Coolly North. BrooN)w, NY. II2014,50 027 1201,01:10:4S 001 v513 EFTA00196487  CLEARED 1HROUGH ns wilekLY 0"E0 SUBSIDIARY Beer. SZeirns SBN•Ilkl Cap. Ceol.levalech Cantet Noah Brocklln• New VC* 11201.3859 FINANCIAL TRUST COMPANY INC 2 ale STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1201.'01:10:44 001 V513 EFTA00196488  CLEARED THROUGH nS vnlOUv 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beef. Steams GNP. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 0 -4 Mevolech Cola Noah etCd001. New VC* 11201.3859 STEARNS FINANCIAL TRUST COMPANY INC 3