EFTA01383459.pdf

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LW Portfolio Holdings (continued) U.S DOLLARS (continued) Adjusted Unrealized Accrued Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Marbit Price Musket Value Win Loa Interest Annual Income Yield FIXED INCOME (continued) Corporate Bonds (continued) PM ORGAN CHASES CO DEP SHS REPSTG Security Ident(er: 46625HHA1 YD TH PFD SER1FIXED TO FLTG RT BD 5.990% 04/23158 B/E DTD 04/23/08M oody Rating Baa3 58 P Rating BBB- 06115/11 "• 32 1,100,000.000 107.2500 1,179,750.41 100.6000 1,106,600.02 -73,150.39 183.04 65,894.18 5.95% Original Cost Basis: 31192500.00 06/15/11 " 32 2,500,000 000 106.7680 2669,212 15 100.6000 2,514,999.98 -154,212.17 416.00 149,759.50 5.95% Original Cost Basis. 32,675.000 .00 Total Noncoyered 3,600.000 000 3,848,962.56 3,621,600.00 -227,362.56 599.04 215.653 68 Total 3,600,000.000 $3,848,962.56 $3,621,600.00 4227,362.56 $599.04 6215,653.68 SOUTHERN CALIF EDISON CO PREF SER E Security Identifier: 842400 FU2 6250% 0117162 WE DTD 0/1712 CALLABLE 02/0122 1)0.000Moody Rating Beat Sd P Rating 880 01130112 ' •x° 3,000,000.000 99.9090 2,997,261.33 94.0000 2,820,000.00 -177,261.33 93.750.00 187,500 00 6.64% Original Cost Basis: $2,992,564.97 GENERAL ELEC CO GTD FXD-TO-FITGRT Security Identifier. 369604864 NON•CUM ULATIY E PERPETUAL PREFERRED 4.000% 1UO3/65 REG DTD12/03/Siloody Rating A3 S8 P Rating BBB. 12/03/15 2.469.000 000 88.0930 2,175,016.17 67.9000 1,676,451.00 498,565.17 12,619.33 98,760.00 5.89% Original Cost Basis:1217561.17 LLOYDS BANKING GROUP PLC FXD RATE RESET Security Identifier:539439AG4 ADDL TIER 1SECSISINB US539439AG42 7,500%04127188 WE DTD 04/0711181 P Rating 88- 04/10114'A° 1,903,000.000 1023910 1,948,500,00 101.7500 1,936,302.50 -12,197.50 13,479.58 142.725 00 7.37% Original Cost Basis:11,948,500.00 Page 5 of 15 Account Number: Rated ntefiere Cleats Reach Penabos UM. • wholly ~id s;c:sixtnout Go paperless Every Year Since 2007 OMAR MITOCOMPAVNICA71075 subsifurey of The Bakal Ni. Yort Melba Comeration (617 Mellen) AtOUT t.CCIVUrf EXCELIDICE PCISrat LLC. motto( AURA. NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083167 CONFIDENTIAL SDNY_GM_00229351 EFTA01383459