EFTA01383460.pdf

Portfolio Holdings (continued) U.S. DOLLARS (continued) Adjusted Unmated Accrued Estimated Estimated Date Acquired Quantity Unit Cost Cost Bass Market Price Market Value Galroloss Interest Annual Income Yield FIXED IN COME(continued) Corporate Bonds (continued) CITIGROUP INC FAD RT SR NT PERP DEP RECPT Securrly Identifier. 17296725 5.950%081S/88 WEDTD08/12/Ei CALLABLE 0818120 Q 90.000M oody Raling BA2 68 P Rating BB- 08106/15 3,000,000.000 100.0000 3,000,005.99 100.8750 3.026.250.00 26.244 01 82.308.33 178,500 00 5.89% Original Cost Basis. 53.000.006.00 Tot al Corporate Bonds $23,743,529.53 $22,794,683.50 -$948,846.03 $354,473 83 $1,571,098.68 23.972.000 000_ TOTAL FIXED INCOM E $23,743.529.53 $22,794,683.50 4948,84643 $354,473.83 $1,571.098.68 23,972,000.000 Unrealized Estimated Estimated Date Acquired Quantity Unit Cosi Cost Bats Market Rice Market Value Gain Los Annual Income Yield EQUITIES Common Stocks ALIBABA GROUP HLDG LTD SPONSORED ADR Security Identifier: MBA MINA USO tO9W 1327 CUSP 0E09W02 Dividend Oplion: Cash 06110115 5,000 000 88.9500 444,749 00 168.4900 842,450 00 397,701 00 AMAZON COM INC Security Identifier AM ZN Dividend Option: Cash CUSP. 023135106 03/29/18 500.000 1.423.8620 711,930.80 1.718.7300 859.365.00 147,434 20 04102118 500.000 1..367.0210 683,510.38 1.718.7300 859.365.00 175.854 62 Total Covered 1,000 000 1,395.441.18 1,718,730.00 323.288 82 Total 1,000.000 $1,395,441.18 $1,718,730.00 $323,288.82 $0.00 APOLLO GLOBAL MGM T LLC CI. A 91$ Security Identifier APO Dividend Option: Cash CUSP:037612306 263,167.00 of these shares are in your margin account 03129111 ' 1° 263,157.000 19 0000 4,999,983.00 29.2800 7.705 236 96 2.705,253 96 481,577 31 6.25% APPLE INC COM Security Identifier. AAP1. Dividend Option: Cash CUSP: 03783300 12107/17 214.000 000 169 8140 36.340,223 40 166.4400 35.618.160 08 -722,063.32 624.880 00 1.75% 06120118 50,000 000 186 7940 9,339,697 00 166.4400 8.321.999.79 -1,017,697.21 146,000.00 1.75% 10115/18 40.000.000 219 0180 8,760,702.00 166.4400 6.657.600.13 -2.103.101.87 116.800 00 1.75% Total Covered 304,000.000 54,440,622.40 50,597,760.00 -3,842,862 40 887,680 00 Total 304,000.000 $54,440,622.40 $50,597,760.00 43,842,862.40 $887,680.00 Page 6 of 15 Account Number: Ravadt.tollore Cleats Ihrtwgh Pena LLC. • wholly {waled smisiscmt:2: Go papetiess MX MOW t.DItivtorr 4 EmyYesSimeNCI7 040ARMIOCOMMUNCATIONS EXCLUENCE sulnliary of The Bakal New Yeti Mellon Corporation (WY Mellon) Pershrtz LLC. mart& 'URA NYSE Si PC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083168 CONFIDENTIAL SDNY_GM_00229352 EFTA01383460