EFTA01518971.pdf

I ✓ ft CHISLAINE MAXWELL - TAP ARM ACCT. For the Period 9/1/13 to 9/30/13 INFLOWS & OUTFLOWS Type Quantity Per UnN Settle Date Selection Method Description Cost Amount Amount 914 Div Domest RBC FDS TR BLUBAY ABRTR 10830/13 INCOME 12.911 799 0.01 128 18 DIVIDEND 0.010 PER SHARE AS OF 08/30113 (ID: Total Inflows & Outflows $1,920.83 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Coat GaInkoss Settled Sales/Maturities/Redemptions 913 Sale PIMCO UNCONSTRAINED BOND-P (ID: 72201M-45-3) (1 801 971) 11.16 20,110.00 (20,758.71) (648.71) S 914 High Cost Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 9/3 Purchase GOLDMAN SACHS TR STRG INCM INST 1374.976 10.47 (19,631.00) 9/4 (ID 9/24 Purchase RBC FDS TR BLUBAY ABRTR I (ID: 74926P-34-0) 1361.968 10.16 (19,121.00) 9/25 Total Settled Securities Purchased ($38,752.00) J.P, Morgan Account Page 9 of 9 Consolidated Statement Page 79 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046230 Chase CONFIDENTIAL SDNY_GM_00315428 EFTA01518971