EFTA01370260.pdf

Deutsche Bank Compliance PWM US AML Compliance & DB US AML Compliance Approval AML Compliance Management has reviewed the above documentation regarding the PCS AML Monitoring Program. The program is deemed to be sufficient as is and no residual risks are anticipated. OR AML Compliance Management has reviewed the above documentation regarding the PCS AML Monitoring Program. The program is deemed to be sufficient, except for the area of The residual risk is limited to As such, no action items are recommended at that time. OR AK. Compliance Management has reviewed the above documentation regarding the PCS AML Monitoring Program. The program is deemed to be sufficient, but I recommend the following action items: A. B. C. 'Signature — Head of PWM US AML Compliance Date Signature — Head of DB US AML Compliance Date ' Electronic Signatures are acceptable and attached http://complianceintranet.db.comll 40 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062925 CONFIDENTIAL SDNY_GM_00209109 EFTA01370260