EFTA01370259.pdf

Deutsche Bank Compliance Population: 3+ out Population: 4+ out Population: 5+ out Population: 6+ out Population: 8+ out total "customers 147 86 59 41 28 sum 0 cust 94 to total "oust %to total "aunt %to total "oust %to total "oust %to total $5K4258 17 12% 6 7% 0 0% 0 0% 0 0% • n $54(4308 1334 8 9% 2 3% 2 5% 1 4% $5914508 29 20% r 10 12% 3 5% • 2 5% • t 4% $50K-525[4( 39 27% 22 26% 15 25% 8 20% 5 1.8% 5100K-5250K 27 18% 14 16% 11 19% 5 12% 3 11% WOK-5400K r 42 29% 23 27% 18 31% 11 27% 5 k r $10M-SSOOK r 47 32% 27 31% t 21 P 13 32% 6 21% $100K-51MM 54 37% 30 35% 23 39% 15 37% 8 29% The orange highlights current parameters, while the green shows proposed recommendation. RECOMMENDATION For the HubMOrgM rule, recommend lowering minimum transaction count from 8 to 5 and increasing the maximum aggregate transaction amount from $400,000 to $500,000. For the HubMOrgLow rule, recommend maintaining the minimum transaction count of 3 or more wires, while increasing the maximum aggregate transaction amount from $25,000 to $30,000. http:/ db.com// 38 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062923 CONFIDENTIAL SDNY_GM_00209107 EFTA01370259