EFTA01363009.pdf

Cc: Joe A lion , tan Salters , Nina Tona Pankaj-A Chopra , NCAOTC Derivatives Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Classification For Internal use only Approved as one-off, but let's get the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CMS - Markets Winchester House, 1 Great Winchester Street, EC2N 2DB London, United Kingdom From: Xavier Avila Sent: 16 April 2018 17:55 To: Mathew Negus ; Akash Malhotra Cc: Joe Aglione ; Ian Salters M~~; Nina Tona <~~,; Pankaj-A Chopra NCAOTC Derivatives >, Martin Zeman c ill~»; Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Shawn, MO, is it ok to move this trade to London pls? From: Mathew Negus Sent: Monday, April 16 2018 9.03 AM To: Xavier Avila ; Akash Maihotra Cc: Shawn Staker ; NCAOTC Derivatives ; Panki-A Chopra ; Alka Gopala ; Nina Tona Ian Salters >; Martin Zeman Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] aassification: For Internal use only I would re-book to London if the desk agrees. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052807 CONFIDENTIAL SONY GM_00198991 EFTA01363009