EFTA01363010.pdf

From: Kimberly Hart Sent: Tuesday, September 26, 2017 6:39 PM To: Keith Buckholz Cc: Nicholas Haigh Subject: Re: Jeffrey Epstein / Southern Financial III Thanks so much for the heads up. Dan Kaiser and Martin Zeman spoke to me about the client yesterday and I am taking a look at the client review process when he was originally onboarded. Kimberly Hart Managing Director I Regional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc On Sep 26, 2017, at 6:12 PM, Keith Buckholz wrote: Classification: For Internal use only Kim, I want to bring this relationship to your attention given his background. KCP would like to re-engage this client from a credit risk (OTC derivatives) standpoint. Prior to providing CRM approval to trade OTC derivatives I wanted to ensure that this client has gone through the high risk KYC process and defer to you in terms of whether this needs to go through Reputational Risk Committee (or if it has already received Reputational Risk approval). Happy to discuss if easier. Regards, Keith Buckholz <image001.gif> Keith Buckholz, CAIA Director I Credit Risk Officer Deutsche Bank Wealth Management Business aligned Risk Management 345 Park Avenue, MS NYC20-1406 New York, NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052811 CONFIDENTIAL SDNY_GM_00198995 EFTA01363010