EFTA01522308.pdf

GHISLAINE MAXWELL- OAP FDC ACCT. For the Period II/1/12 to 11/30/12 Trade Date Type Per Unit Realized Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 11/30 Sale CUFFS NATURAL RESOURCES INC (ID: 18683K-10.1) (23.000) 28.759 661.00 (896.97) (235.97) S 12/5 11/30 Sale CLIFFS NATURAL RESOURCES INC (ID: 18683K-10-1) (5.000) 28.913 144.46 (193.81) (49.35) S 12/5 Total Pending Sales, Maturities, Redemptions $2,813.73 (83,826.75) ($1,113.02) S Trade Date Per Unit Est Settle Date Type Description Quantity Amount Market Cost Pending Securities Purchased 11/28 Purchase XILINX CORP (ID: 983919-10-1) 4.000 34.292 (137.25) 12/3 11/28 Purchase XILINX CORP (ID: 983919-10-1) 3.000 34.388 (103.23) 12/3 11/29 Purchase MC DONALDS CORP (ID: 580135-10-1) 8.000 86.438 (691.65) 12/4 11/29 Purchase XILINX CORP (ID: 983919-10-1) 15.000 34.563 (518.75) 12/4 11/29 Purchase XILINX CORP (ID: 983919-10-1) 3.000 34.471 (103.48) 12/4 11/29 Purchase CHEVRON CORP (ID: 166764-10-0) 7.000 105.824 (740.91) 12/4 11/29 Purchase STAPLES INC (ID: 855030-10-2) 26.000 11.758 (306.24) 12/4 JP Morgan Page 16 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049827 Chase CONFIDENTIAL SDNY_GM_00319025 EFTA01522308