EFTA01522307.pdf

GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 11/1/12 to 11/30/12 Trade Date Per Unit Sett '.e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 11/8 Purchase PEPSICO INC @ 69.0683 138.14 BROKERAGE 0.04 2.000 69.09 (138.18) 11/14 DEUTSCHE BANC ALEX BROWN INC (ID: 713448-10-8) 11/8 Purchase XILINX CORP @ 34.0114 136.05 BROKERAGE 0.08 4.000 34.033 (136.13) 11/14 DEUTSCHE BANC ALEX BROWN INC (ID: 983919-10-1) Total Settled Securities Purchased (96.892.71) Trade Date Type Per Unit Realized Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales. Maturities. Redemptions 11/28 Sale CLIFFS NATURAL RESOURCES INC (ID: 18683K-10-1) (2.000) 29.265 58.48 (91.90) (33.42) S 1213 11/28 Sale CLIFFS NATURAL RESOURCES INC (ID: 18583K-10-1) (4.000) 29.408 117.54 (183.80) (66.26) S 12/3 1128 Sale CLIFFS NATURAL RESOURCES INC (ID: 186433K-10-1) (1.000) 29.602 29.57 (45.95) (16.38) S 12/3 11/28 Sale CLIFFS NATURAL RESOURCES INC (ID: 18663K-10-1) (2.000) 29.155 58.26 (91.90) (33.500 S 12/3 11/29 Sale CUFFS NATURAL RESOURCES INC (ID: 18693K-10-1) (19.000) 29.35 557.27 (791.94) (234.67) S 12/4 11/29 Sale CUFFS NATURAL RESOURCES INC (ID: 18683K-10-1) (5.000) 29.051 145.15 (202.43) (57.28) S 12/4 11/29 Sale CUFFS NATURAL RESOURCES INC (ID: 18653K-10-1) (2.000) 29.185 58.32 (80.97) (22.05) S 12/4 11130 Sale CLIFFS NATURAL RESOURCES INC (ID: 18663K-10-1) (34.000) 28.952 983.68 (1.347.08) (363.40) S 12/5 JP Morgan Page 15 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049826 Chase CONFIDENTIAL SDNY_GM_00319024 EFTA01522307