EFTA01362322.pdf

Classification: For Internal use only Hi Vijay, Yes, all guarantors need to be added to the KYC as related parties. They should each have their own GCIS number generated if they do not each have one yet. All information and documentation that is required for account holders will be required for guarantors (including the GBSA form). The only exceptions are that we do not require the FinCen/COD form for guarantors, and you also do not need to provide a document evidencing signing authority since a guarantor does not have signing authority on the loan. Please ensure you attach evidence of legal existence, ownership, and entity powers/structure; these would typically be satisfied by each guarantor's company document (operating agreement or articles of incorporation, etc.) PLUS the secretary of state printout. I am happy to clarify if any of the above didn't make sense. Please don't hesitate to let me know if you need anything else. Kind regards, Vanessa Thompson, Esq. Assistant Vice President AML Business Risk Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400 Jacksonville, FL 32256 USA From: Vijay-A Sawant Sent: Monday, July 16, • To: Vanessa Thompson ; Morgan Trichel Vinita Advani Cc: Bradley Gillin Subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIStI547540 under the CEREBERUS CAPITAL RELATIONSHIP / query III Importance: High Hi Vanessa, Thanks for the GBSA & Fincen confirmation. Could you advise on any further updates on Guarantors? Also advise whether all the 62 guarantors needs to be added to the KYC case as RP's? Thanks in advance. Kind Regards, <image001.gif> Vijay Sawant CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051695 CONFIDENTIAL SDNY_GM_00197879 EFTA01362322