EFTA01362323.pdf

KYC Case Representative Deutsche 08 Centre Private Limited - Deutsche Bank Group Wealth Management Bt, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore 3, India Tel. h From: Vanessa Thompson Sent: Wednesday, July 11, 2018 10:54 PM To: Moran Triche ijay-A Sawant Cc: Bradley Gillin Subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with under the CEREBERUS CAPITAL RELATIONSHIP / query Ili Classification: For Internal use only Hi all, I have an inquiry out to Compliance for clarification on what exactly is required for Guarantors. For now, I can confirm that GBSA is required for guarantors, and FinCen is not. I will follow up asap. Kind regards, Vanessa Thompson, Esq. Assistont Vice President AML Business Risk Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400 Jacksonville, FL 32256 USA From: Morgan Trichel Sent: Wednesday, Jul 11, 2018 9:18 AM To: Vijay-A Sawant inita Advan Cc: Vanessa Thompson Bradley Gillin Subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with under the CEREBERUS CAPITAL RELATIONSHIP / query III Dear Vijay, When my colleague Vanessa comes into the office shortly I will ask her an update as she had been having that conversation and might have the answers to this at this time to this inquiry. Kind Regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051696 CONFIDENTIAL SDNY_GM_00197880 EFTA01362323