EFTA01370230.pdf

Deutsche Bank Compliance Rules List Itanarby, 12 July, 2012 Role bye l.:serDefosed Scheduled :Scheduled Alert: Cnse : PreRest end of day : Pak Cede 'Dee f Description Parameters RAC S3 Newts RACS3 mamma% - u least cox of at least 11.000, Actvrty Period Week, Mauna Qucter. Semi-Ammal. if Alert or Cale Alert momilanve arram at Inst 510.» BlaaRlis• Date Parameter a WHY Schldsk Weekly Stan Date for Lockhart MADDCCrr. (Leave Period Deports miroactims. bar whxh any of na country peaty !fald s from Blank. Disable Me or Reset panmaur after ride Evil Tim Post-13OD tto hat of LACS3 commas and mates :dentate at Ms CIISICCUIT means) a" Wattle Friq WS . level A nntarnon is included to the evalustra basedons End 1>391, for Lookbark ~en -V.(1w. Period qualtåranas srah spouted flans:coon types (all). a spectf.ed woe Blank Disable niece Resat parameter after nile period (week). ia amount ninny...ailed nap (mown SI.000). «KOMI) =" and On timsalatne amount of all the r anmesom (mammas Min= =start= cams • 7: 210,000) memo; these cons:mum is in a weaned range and the Minor uni sontridtml transaction =Out: a '1030 Off timadame count is Dot Iss than the speaded coo= (2). Maxim= natividnal transaction stocam. Por no mum= me -2 • '4' Mama= appapted tramaction matt • '100D3.00. Maximum amgegated tramactica imams. For no mxianm ose •1 * 14 La: of Rs* Classes smarm.: by cam* Use -ALL- for All •'all:: Liu of Conoroar Types separated by comm. es. -ALL- for AIL me *.A1.1.-' Lim of Arcane! Types tepattd by mama Use -ALL- fa All. • '-ALL-1 Lc of Activity Types imentad by comm. the -ALL- fa AIL.' '-.41-L-1 Liu of Commies separated by CO= Via -ALL- for All " 'AX.,ALD,ALAQ,BELI3/313.1k1W,BILBW.XC,KLEMB O.CV.KY,XT.OLCC,HR.DM-SVIE.FERO.£1,PRTF ,GDGP.MCililsi,DLQW.TROC,Q1:,QT2O.1:P_RWL S,I.T.MT.MUSL.FQ,NA.XLAN.XPMF,MPKR O.SILLC.PM,S.M.SPR. GSS/.S.Z.TIVS14,Q.K ICY VAE,AF-OK34,11VXANA,VGXF.ltR Receive or Pay. 1 for Pereira, 2 for Payment. 3 Mr Both =3' Lass of Menthes separated bytann. I:14 -ALL- for Liu of Deportmeuts separateci by cotoma. Use -ALL- for Cat a non-Cash. I fore**, 0 forNemeash, 2 for both ROCIZIODEO fear. nnei »64 PtIorAw..xxx n. Page 5 of 14 http://compliance.intraneldb.corrill 8 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062893 CONFIDENTIAL SDNY_GM_00209077 EFTA01370230