EFTA01370229.pdf

Deutsche Bank Compliance Rules List Tborsday. 12 July. 2017 Rile Type: tiselDefned Schedekd :Scheduled Alert Case : Pre:Post esul of toy : Rae Code Title Description Parameters RepTranIn2 Detects rename Incoming Transfers exceeding $95.000 within 7 Amity Type = 'MY Alert or Case Alert drys 34mmoum Amon • 95000' Schedule Weekly Munn= Con ='J' Detects repent ton mons of a specieted activity type exceeding Monier of Days • 7 Emil Thee Post-EOD a CaslalstouCashall = 'AD' Scheidt& free Weekly deugnatei moon went a selected time art RoceneTty = 11' Designed to be ma Pre-EAD $5700(tprio to 929f2011) RepTranOnC Detects apatite Cagomg Transfers caged* 662,000 within 7 Activity Type = '1174 Alen or Caw Mat days MAI/UM] Amount • '5.70041 Sande Weekly Simms= Cam ='S' Eat That Pon-EOD Detects repetitive tin sar=an of e specified nanny type terming Number of Den = 7 a CatialtatanAll • All' Schedule Freq Weakly dmipated amount within a selected time frame. Rash...Pay • 2' Designed to be ma Pre-EOD. (Man An $43000 and min coat 4 prior to 9 29:20 I 1) Reptilian Detects repetitive Incoming Wires excenag 3600.000 within 7 days Activity Type • 9130 Ant or Case Alen Mint= Amount ='600000' Schedule Weekly 1etects 3 repetitive trenacsons of a specified sonny type exceeding kfisontatn Coat • '4' . Maas of Dm = Eyed Time PothEICO designated amount wan a selected time frame. CativItioCashAll • Schedule Frew Weekly Desipsed to be rim Pte-EOD. (min ant 5400.000 and min Can l Receive:Pay = 11' prism 9^.9^011) RepWnsOut Detects repetitive Omani Wires exceeding 5300.000 wan 7 days Acttity Type • 9210 Ant or Caw Alen MIMTIAIM Ammar -50000cr Schedule Weekly Detects repentive trainman of a ;pealed acmuy type exceeding min= Con • 3' Number of Days It 7 Eva Time Post-EOD a designated amount within a selected time fame. CatitNoaCashAll • 'All' Schedule Frew Weekly Dazed to be run Pm-EOD. (=a a=$250,000 prior to P'29.1011) ftvenwPay =12' Cap nr,lt Pose 4 of 14 http://compliance.intraneLdb.comll 7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062892 CONFIDENTIAL SDNY_GM_00209076 EFTA01370229