EFTA01322030.pdf

EFTA01322030 Statements SDNYGM,352567 CONFIDENTIAL EFTA_00225259  CALMS° 114ROUOM IS WA3LAY COWED litlitSOVAY OFFICE SERVICNO YOUR ACCOUNT U. Stems Simnel Cab Bear. Steams & Co. Inc. BUR 383 Mattson Avenue New York. New Yak 10179 Ore Weeroledi COOL None Wasp% we en 20 INS STERNS (212) 272-2000 I212) 272.1020 INSTITUTIONAL INTERESTS NC #2 ACCOUNT EXECU1NE GREENBERG.AIAN C. STATEMENT Poem Decanter 1.2031 TELEPHONE (212)272.4605 71411CAON December 31. 2001 NMI OUR Y3BSIlE wewbcarsteams cam ACCOrit MAIM What's In This Statement 11.1.11...13.1.11 ri TN/MAYER MAMA On no LAST STATEMENT Nowerrber 30.2001 Financial Summary 3 INSiTTUTIONAL INTERESTS NC 12 Yin Portfolio Holdings 4 C/0 FINANCIAL TRUST COMPANY ATTN LARRY KEMP Transaction Detail 5 6100 RED HOOK QUARTER Yak Messages 7 SUITE B-3 ST THOMAS VI 00802 m C Your Portfolio at a Glance Market Value of Your Portfolio Important Message in TOTAL VAWE Of SECURMES THIS PERIOD 21.096.865 Coup sr waft 510.7309037 _rs22, 4 if any intimation regardirg 2001Interest. WiltleildS. miscellaneous income. NET CREDIT BALANCE 1.309,037 gross proceeds or atrial 321.096.865 issue discount s required 522.293.700 to be teemed to the IRS for NET MITT TIM PERIOD $22.405.902 this account. a Current market value Ccosoklated Form 1099 NET EQUITY LAST STATEMENT r CHANGE SINCE LAST STATEMENT 22.315,774 90.128 Lag statements market Mee wit be mailed to yea, by January 31.2002or 10425 by suns 15.2002. There are no Stop Loss orders or other pending buy or sell open orders on file for your account 89SZSE00- 019- ANGS NW mar my 4114•404 Tr feemetrAt M 4440s a Minh. Aber es AtImiree b Erm S warty it b'rberrinaial rArposet Ork is •Ct httnftJ ai a tat 0,,UTO.L Ta cal SIMON w 8034.14.1420. et .110 le Cart Semen t S.- Simms Smiling TIE urenitrt Mrill be reMATE la rm. ,t art. Em morn tat lar rimns-1 aternalm Orb. PM metarir c.$. we. Ortekir r 017 01010/C4114 011 1515 I8 b.) IJ IJ C O EFTA01322031  2 • O z m STATEMENT BACKER IS PRINTED ON THIS PAGE ci m z H r 69SZSE00- IND- ANGS 021 00110201:34 001 V519 EFTA01322032  WARS) DOWN ITS N.OLLY OwNEO StAISCANY OFFICE SERVICING YOUR ACCOUNT Bear. Steams 8 Co. Inc. ate Sums Smelt Oyu BEAR 383 NIECISC71 Avenue New York. New York 10179 Oft Uernsecti Caner Nem Srooltu. Nea TOM 112014350 STOMINS (212) 272.2000 (Ina 272.1003 INSTITUTIONAL INTERESTS AFC 412 3 on ETATDIENT PEA= Decanter 1.2001 THROWN Camber 31.2001 ACOZOIT KUSER Cash Flow Analysis Income Summary n, TAXIMNIR MNIIER THIS PI3030 TM To Oct, LAST STATEMENT Ncrucriur 30.2001 OpenIng8alence $22474.32 CaWdends «mote 308,51540 Credit Eltill101 M 36.42 8.239.86 Seaaities Soli 1.248.916.88 T4iNaGUNO0 Diridendsintecesl Total 540,046.42 5318,754.68 40.046.42 Amount Credited 51.266.963.10 Nat Cash Amway 1.288.963.10 Portfolio Composition ClosingBalance 51,309,037.42 CasniCasn EquivNenc 1.309.037 Equities 21.098.886 Total 522 405.902 Cash Balance Summary C00.10 0.03010 Cat 22,074.32 1.309.037.42 Your Portfolio Allocation Net Cosh Balance 522.07432 31.308437.42 MZSEOCMANCIS 95% paw. Q e* Not 5aLaNe ey4 ow: novo, Nara T.. Oxus:. gwygf • er"Id fra• OM' i.:40.410 ?neve: .04 01 /QV raft. O17 0101/02021 34 '451O m IJ IJ IJ to IJ EFTA01322033  0.EARED 1141080.4 atb Vistur Cote sussomtv OFFICE SERVICING YOUR ACCOUNT Boat. Sawn fain Co',. Bear. Steams & Co. Inc. BEAR 383 Madison Avenue New York. New York 10179 Ore latemen Center Mai, tecce8a. Mrs Yet 11201.3639 STEARNS (212) 272-2000 0 10 272.1003 INSTITUTIONAL INTERESTS NC #2 4 01 STATEMENT PERO, Decanter 1.2001 Tme003.4 December 31.2001 Your Portfolio Holdings ACCOura mmsta 049-5'880 281 CASH & CASH EQUIVALENTS Mamie Nvidete On Fle Lyn inflate Marta 30.2001 muba7 ESTPHJED 0.837041 OCSCRIOMN SYMOCIAUS0 040/8-, PR/C( mt. Mau& 1.17081 1101%2 CASH BALANCE 1.309.037 TOTAL CASH & CASH EQUIVALENTS 51,309.037 0 EQUMES -n Equities & Options otscasmak 571A3OUCUSIP 7148 SSM(TIIY MCI 88UMX7 YAWL /SWAIM Malik WOW COMM 7100 re C AMERICAN HOME PRODUCTS CORP LIP CASH 24.000 61.3600 1,472.640 22.080 1.4993 rn AMERICAN INTERNATIONAL GROUP INC BANK OF AMER CORP MG BAC CASH CASH 20.000 25.000 79.4000 62.9500 1.588.000 1.573.750 3.360 80.000 0.2116 3.8125 CITIGROUP INC C CASH 15.000 50.4800 757,200 9.600 1.2678 GOLDMAN SACHS GROUP INC GS CASH 12.000 92.7500 1.113.000 5.760 0.5175 INTERNATIONAL BUSINESS IBM CASH 10000 120.9600 1.209,600 5.600 0.4630 mACHNES CORP r IP MORGAN CHASE & CO JOHNSON& JOHNSON JPM 1,41 CASH CASH 37.500 50.000 36.3500 59.1000 1.383.125 2.955.000 51,000 36.000 3.7414 1.2183 MEINA CORP KR& CASH 70.070 35.2000 2.484.000 25,200 1.0227 AMER INC PEE CASH 75.000 39.8500 2.988.750 39.000 1.3049 PROCTER & GAMBLE CO PG CASH 26.070 79)300 1.978.250 38.003 1.9209 ILSZSEOCIND- ANGS VIACOM INC-C1. B VIAB CASH 37.000 500 1.633.650 Total EquItles& Options 521.098.865 $295.600 TOTAL EQUITIES 321.096,865 5295.600 027 Cr. 0107.00 CO, EFTA01322034  =Am; Tise:031. ITS 'wietsy 0204.3 SuESOWTY OFFICE SERVICNG YOUR ACCOUNT Bea. Steams & Co. Inc. Mr, Si—'. Secultim Cap. BEAR 383 Madson Avenue New York. New Mk 10179 ow memo owter Nall Era" NA. Yak It 201-35S9 STEARNS (212) 212-2000 1212)212.1020 INSTITUTIONAL INTERESTS NC *2 5 a, r Suttee /MOO 00010100 1.2031 7200002i 0.0101ber 31.2001 ADOCUNT KAMM TAY:PAWN KRIM CM Ile Your Portfolio Holdings (continued) U$7 ITATENCHT Nowenter 30.2001 C) YOUR TOTAL ESTIMATED ANNUAL INCOME 5295.600 YOUR PRICEDPORTFOLIO/IC/ICINGS 522.405.902 -n Transaction Detail C in INVESTMENT ACTIVITY SETTLDAENT MOO DATE OAT1 TRANSACTION CESCR111131 SNAKIJ0.512 0.02/IT2f PRICE OfINTANCANI CREW miCtiriT 12)18101 12/11'01 SOLD BRISTOL MYERS SQUIBB CO BMY -25.000 50.16890 1.246.916.68 MM RIGHTS TO PURCIUM PREFRD SIX UNDER CERTAIN CIRCUMSTANCE r TOTAL 51.246 916.68 DIVIDENDS PAW OISCRIPTIOM SIVICUCUSP 0.IAAM^r RATE In DEW 43.O.1.O moo mow ZLSZSE00- 019- ANGS 1203/01 AMERICAN NOME PROOUCTS COPP AMP 24.000 0.2300 5.520.00 REC 11/13/01 PAY 12/01/01 12/06/01 PFIZER NC PFE 75,000 0.1100 8.250.00 REC 11316/01 PAY 12/0601 027 01010211014 001 Vile I S IJ IJ If IJ a EFTA01322035  CIAMIC0 TILL'/,'/ (TI wwCtLY ante Sul&0mIry OFFICE SERVICING YCIJR ACCOUNT Bear. Stearns & Co. Inc. Ow Stearns scans C.”. BEAR 383 Matson Anne New York. New Yak 10179 RN lattrDecn Cover MDT 8rtekbri. Yak 11201.3859 STEARNS (212) 272-2000 (2121 272.1003 msnnnx*mi. INTERESTS A/C 02 6 STAMM/a P8R100 Went& 1. 2C01 THROD:114 Decenter 31.2001 Transaction Detail (continued) AO:OUHT LOP8vER wile On Ile DIVIDENDS (continued) Le= STATIDADif NOWSW 30.2001 DATE 01.50891104 P1.180,-.W9P CIUMITIT SIC in tail mow moo moue 12/11/01 INTERNATiONAL BUSINESS IBM 10.000 01400 1.40000 MACHINES CORP REC 11/09/01 PAY 1211001 12/11/01 JOHNSON& JOHNSON JNJ 50.000 0.1800 0 9.000.00 REC 11120/01 PAY 12111/01 12/21/01 AMERICAN INTERNATIONAL GROUP MG 20.000 0.0420 840.00 IC REC 120701 PAY 12/21/01 -n 12/28/01 BANN OF AMER CORP REC 1207/01 PAY 12/2801 BAC 25.000 0.6000 15.000.00 C TOTAL 340.010.00 in INTEREST DATE 013011Val swum, OW/MY ROC re OM /MOM CREW MOXIIT 1212101 INTEREST ON CREDIT BALANCE 0.5000 7,23 AT 0112%11121 THRU 12/10 12/21/01 INTEREST ON CREDIT BALANCE 0.2500 29.19 r TOTAL AT 0114% 12/11 ¶HRU 12120 S36.42 ELSZSE00- 019- ANGS ov 011133.0LOR.34 001 '15111 I8 IJ b.) b.) EFTA01322036  CLEARS', nIROu0Li ITS *LOLLY OWNED u**oav OFFICE SERVCING YOUR ACCOUNT Isar Sion SeoneS Boar. Steams a Co. Inc. BEAR 383 Madison Avenue New Yin, NOW York 10179 One Meectecil Weer Sens lfroeltr. Res T0.1 11201.3859 STEARNS (212)272.2000 CM 272-1020 INS1111MONAL INTERESTS AK •2 sTATreasT PIRKO December 1,'2001 TRROUGO. DeWitt, 31.2001 ACOXIST muffin TAXPAYER M2 1* Your messages LAST STATEMERT NoIernbef 30.2001 As part of the National Association of Securities Dealers (NASD) Investor Education Program. you may obtain information on the NAStrs Pubic Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which 0 is vnwv.nasdr.com. In addition. a brochure explaining the Public Disclosure Program is available from the NASD upon request. z -n End of Statement C in z -H r VLSZSE00- 019- ANGS 027 01.01.02.0932 C01 VS19 EFTA01322037  wino mocton riS VoitY DATIL) SIALSCORY OFFICE SERVICING YOUR ACCOUNT Ikar. Swann Semmes Conn. Bear. Steams & Co. Inc. BEAR 383 Madison ATellUe New York. New Talc 10179 0nel...reelect, Cent *oh &tan" Sc. Tort 11201.31150 STEARNS (21 2) 272-2000 (2121272.100D INSIITUTiONAL INTERESTS Alt 02 ACCOUNT EXECUINE GREENBERGALAN C. ST 110.Sh fl oc° Ock:ber 27.2001 TELEPHONE (212)272-4605 THROLOI November 30.2001 VISIT OUR VIESSTIE wmv.beatsteams.arn ACCOAT MAW What's In This Statement TMPAYV1 MAW on Fie WT arAyeverry October 26. 2C01 INSTITUTIONAL INTERESTS NC Itt Financial Summary 3 Your Portfolio Holdings 4 00 FINANCIAL TRUST COMPANY ATTN LARRY KEMP Transaction Detail S T4iNROUNO0 6100 RED HOOK QUARTER SUITE B-3 S7 THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITES MIS ROOD 22.293.700 Casa a [carmen: d 522.074 5162.319 NET CREDIT BALANCE 22.074 522.26.3.760 EGAUes 321,496.925 NET EQUITY 11118 PERIOD 522215,774 Current TIINIUS Ma NET EQUITY LAST STATEMENT 21.659.264 MI Last statement's market value CHANGE SINCE LAST STATEMENT 656.510 There are IV "Stop Loss orders or other pending buy or sell open orders on file for your account. SLSZSE00-019-ANCIS Puss meet Ofeeree wren-yew el reason:as. necog4 me *leered o ea Cr, SOMen 1 10043,-U1S. awl* II* Case Swoon a Can. One Menace Cense Nal, &wide NY 20 4519 Sn.,. feerarnets stm "snowy en. Irbeffeeltel Ofit.tet em. I. Mt NV clid n Lil Oeanett .u21wn Medd an Mind kr you. recerai See .w.34 We la noun rnymnen On 32.010, ISIS 001 '4513 rn 8 IJ IJ IJ -4 EFTA01322038  0.1Jaen -1ww-.H ITS voiCtLY ()MAW SIASCaRY Bar. ken SKIM'S CM. Ow 1.1.101.00 UM , NOV Sneer We ot 20 3859 1212)27140:0 INSTMAXINAL INTERESTS NC in 2 0 z m STATEMENT BACKER IS PRINTED ON THIS PAGE ci m z H r 9LSZSE00- IND- ANGS 01, 11.31.01:1046 001 VS13 rn 8 b.) IJ b.) 00 00 EFTA01322039  Ct2-011.0 11001.474 ITS POSY Oww6D 1411.101711Y of ncE SERVICING YOUR ACCOUNT Dot Slam Sicultes Cap. Bear. Steams 8 Co. Inc. BEAR 383 Madison Avenue New York. Now York 10179 Cy* Wrote° Caner M0011 Ilteddr7 New Tin 11201.21411 STEARNS (212) 272.2030 Q121272.1030 INSTITUTIONAL INTERESTS AC 02 3 a STATEMENT PERO> CCICter 27.2001 O41007371 Nwernber 30.2001 ANY. ea 76.11066 Cash Flow Analysis Income Summary tveArtI1 µ\CSR On Re 0161077100 nit eteet0 Yea ro ar( ▪ STAMICK &MSS 26. 2001 Opening Balance 5162.339.12 Dividends 32.72540 268,505.00 Credit Balance Inr_ 94.69 9.203.26 0Mdendsilnterest 32.819.69 Total 532.819.89