EFTA01322110.pdf

EFTA01322110 Statements SDNYG,00352647 CONFIDENTIAL EFTA 00225339  Ciimmo 11410001 FTS %HOLLY ~CD SUIASOMAY OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. Me Swami Semmes en BEAR 383 MadIsm AY011L10 New York New York 10179 Ost liarcsedi c Him &steps Ws Vent 112014159 STEARNS (212) 272-2000 0121272.1000 INSTITUTIONAL INTERESTS NC $2 ALAN C. Sumer nre00 November 30. 2002 noCitnli Dettastst 31.2002 vial' WIC F/Lbant 14.00.11 AOIOLINT What's In This Statement Ilntlllrllnitll TAXPAYER MASER Lit LAST STATnitta Notember 29. 2002 Financial Summary 3 INSTITUTIONAL INTERESTS AC #2 Tom Portfolio Holdings 4 CJO FINANCIAL TRUST COMPANY ATTN LARRY KEMP Transaction Detail 5 6100 RED HOOK QUARTER Fund Activity 5 SUITE 8-3 Trades Not Yet Settled 7 ST THOMAS VI 00802 Your Messages 7 -n C Your Portfolio at a Glance Market Value of Your Portfolio in TOTAL VALUE OF SECURITIES INS PERIOD 18,116.298 Egos. 31.413.487 51.369.211 Important Message II any information regarding 2002interest. dividends. miscellaneous Income. NO [RENT MANCE 738,561 518.116.298 gross proceeds or crignal asides issue decoure is required MONEY IMRKET RPM BALANCE 674.926 $19.475.152 to be reported to the MS for this &COME. a Current mate value Consolidated Form 1099 NIT Ran THIS PE/000 519.529.785 r NET EQUITY LAST STATEMENT 20.844.363 NM Lest 'moments menet vela will be maned to you by January 31.2003or a 1042Sby March 17.2003. CHANGE SPICE LAST STATEMENT -1.314.578 There are no 'Stop Loss' orders or other pending buy or sell open orders on file fa your account. 8179ZSE00- 019- ANGS Pau timed Minns.> ren.noitit ee.e9 co etas State as Marta it rs.. - Ns tummy b Ice 0/0-010esi tiolgst$ oft n is not lessfeil n E lax dent 1,611 Swots et 000134-142( nen Can Somas See Min Swan 'Iss intent web as tetann tot you, rewds. See mend ads be Wont itItestIon On, onii wedge. Cow Peet acute. 20 5950 017 0931/03:09-30 001 "639 EFTA01322111  CLEME0 1149:90.14 ITS WHOLLY ONK0 SUISOMere eme. Saws Seoran Cap. Ors lArleuva) Center at Breoap. Mw Yeet 11201.3839 C2173 272.ICCO INSTITUTIONAL INTERESTS NC #2 2 el 7 -n STATEMENT BACKER IS PRINTED ON THIS PAGE in z -H r 6179ZSE00- 019- ANGS 027 01/01.0.90930 am VS39 8 b.) IJ tJ EFTA01322112  OFFCE SERVICING VOLE ACCOUNT vox:at Co CLEARED Titres ire SIASRMARY au Stan SecirROS Cay. Bear. Steams 6 Co. Inc. BEAR 383 Madison Avenue New York, New Yoh 10179 One — Brae," Orme kat, Nee von i 201.3159 STEARNS (212) 272-2000 (21D 212.11:00 INSTITUTIONAL INTERESTS AIC #2 3 ce STATEMENT PEIDOO Nezeptar 30.2002 THACD04 DACembe' 31.2002 ACCOUNT KAMM Cash Flow Analysis Income Summary TAXPAYER NUUKA On Fik NB POTICO THIS MOD 9610 10 DATE LAST Amirante Nowt-tee 29.2002 Opening8alance 5695.112.61 DO/Wends 44.203.12 287.026.95 Creak Balance Int. 73.42 2,529.16 Money Fund 828.12 0/Aden:Is/Interest Total 444.278.54 $289,556.11 43,448.42 Amount Credited 544.276.54 z Money Fund -828.12 Portfolio Composition ii •••• Amount Debited S-828.12 CesIVCash Equivalent 1.413.487 Net Cash Acthity 43.448.42 Equities 18,118.298 C in Closinealance 3738,581.03 Total $19.529.785 z -H Cash Balance Summary Your Portfolio Allocation 0.1).NG "owe r Cash Net Cash Balance 695.112.61 5695.112.61 738.561.03 5738.561.03 Cash 1Equivaltmt 7% 0S9ZSE00- 019- ANGS — Equates 93% Eveneoes ;atom emou .R01 taint. infiv w. rang wpm 11. Abcolan NARY.. Word Pcvn RR *Raub Nene TARN a v a RatRie ol,v1.01.0) 3> COI VS39 EFTA01322113  CUAR03 ~WON rra ...Cur ~CD etitiSa».RY 0ErICE SERVICING YOUR ACCOUNT Bear, Steams d Co. Inc. Ns. 399,99 Secants Cap. BEAR 383 Madison Avenue New Yak. New York 10179 One Meagan Otter 11,17. bco.44 Na Apt 11201.3.49 STEARNS (212) 2724000 O18 272.1000 INSTITUIMNAL INTERESTS AEC #2 4 C BUMS« MR,20 ibierrOlt 30.2002 ?Mani 0999mber 31.2002 Your Portfolio Holdings ACCOuNT —ER CASH 8 CASH EQUIVALENTS TAXPAYER ~ER Ile usu ~mom 11099,909/ 29.2002 MUTT (SWAM cuosen DISCRinION SYIADOLan. oummre nett MOE ANNUAL WORE vil100,4 CASH MaNCE 738,561 BEAR STEARNS PRME MONEY SSW 674.926.45 1.0000 674.926 8.774 1.3003 ~KU PORTFOLIO CL 0 DIVIDEND REINVESTED TOTAL CASH & CASH EQUIVALENTS 41.413,487 $8,774 a l EQUITIES Equities 8, Options in OESCSINIDN SWI101/CvSP Pal PIK WPM,' ~CET YNJJE ES113MTED ANN" PROW CU NT MON AOt TIME WARNER INC AOL CASH 50.000 13.1000 655.000 AMERICAN INTERNATIONAL GROUP NG CASH 25.000 57.8500 1.446.250 4.700 0.3250 ITC BANK OF AMER CORP BAG CASH 30.000 69.5700 2.087.100 76.800 3.6797 CITIGROUP INC C CASH 27.375 35.1900 963.326 19.710 2.0460 r GOLDMAN SACHS GROUP INC GS CASH 12.000 68.1000 817.200 5,760 0.7048 INTERNATIONAL BUSINESS MIA CASH 20.000 77.5000 1.550,000 12.000 0.7742 eiAcHNES CORP JOHNSON& JOHNSON IN) CASH 50.000 53.7100 2.685.500 41.000 1.5267 MBNA CORP KRB CASH 90.000 19.0200 1.711.800 25.200 1.4721 IS9Z5£00-IA19-ÅNGS PFIZER INC PFE CASH 75.000 30.5700 2.292.750 45.000 1.9627 PROCTER I GAMBLE CO PG CASH 25.000 85.9400 2.148.500 41.000 1.9083 TYCO INTERNATIONAL LTD 700 CASH 50.000 17.0930 854.1300 2.500 0.2927 027 01/01/03.0•30 001 V0.19 EFTA01322114  CtEARED Tabula ITS ,CtLV CatED Sanwa OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. ea Sam Saabs Oa BEAR 383 Madison Avenue New Yak. New York 10179 a lama tear I erean. Rb Yin 112014059 STEARNS (212) 272.2000 0/12I 272.100) INSTITUTIONAL INTERESTS NC *2 5 a7 STAMEN/ PEA= November 3o. 2002 THROUGH December 31.200> Your Portfolio Holdings (continued) A1/024042 Man TAWAYER MMBER LAST STATEIat Mama 29.2002 Equities 8 Options (cordinusx0 ACM Mad/ ES11193ED CURRENT DESCOS0109 SYMMUCUSIP TIN atwanv Kea Val( neat IMMIE 11/10 () VIACOM INC-CL VMS CASH 22.200 40.7600 904.872 Total Equities& Options 518.116.298 3273.670 0 TOTAL EQUITIES $18.116.298 $273.670 z -n YOUR TOTAL ESTIMATED ANNUAL INCOME YOUR PRICED PORTFOLIOHOLDINGS 5282.444 519.529,785 C in z Transaction Detail MONEY FUND ACTIVITY r DA12 MODAY 11/30/02 TRANSACTICH 01.9299110N OFENINGBALANCE SIWOUOMP Olierra 674,098.33 MU OM Wert CREW MIOIIN1 12/02/02 DIVIDEND 85MU 828.12 BigErairaUTIN ETPA°8" RECORD 11/2902 PAY 11/20102 12/02/02 REINVEST M EffrengtIKE,,MONEY RS= 828.12 828.12 ZS9ZSEOCIA19- ANGS REINVEST PRICE S 1.00 12/31/02 CLOSINGBALANCE 674,926.45 TOTAL $428.12 S828.12 02/ 010 0 029230 001 Wee rn 8 b.) IJ W p EFTA01322115  CU/RED TROUGH ~OA NAVA StAINCOAY OFFICE SERVIMIG YOUR ACCOUNT Bear. Steams & Co. Inc. Bor. Stars Saint Cap BUAR 383 MaidIsm Avenue NON Vatic, New Y09 10179 °M IA:~ Lets ilenh RANA" lAr York 112014359 C/121272.1CCO STDRNS (212) 272-2000 INS1TTUTIONAL INTERESTS NC 12 AMMAN nteCO 13:Nember 30.2002 ~NA Decentee 31.2002 Transaction Detail (continued) Art.0, ma AutE11 INAPAYEA Aulatel DIVIDENDS AST ATATDÆNT Nc999-9et 29. 2902 dll CC.SZNITON SWAM/CUSP WAWA, RAIL IN NAOUNI 01ENT AWN 12/05/02 PFIZER INC PFE 75.000 0.1300 9.750.00 REC 11/1902 PAY 1210E/02 12/10/02 INTERNATIONAL BUSINESS IBM 20.000 0.1500 3.000.00 MACHINES CORP REC 11/08102 PAY 12/1002 12/10/02 JOHNSCN8 JOHNSON JNJ 50.1:00 0.2050 10.250.00 RE 11/19/02 PAY 12/10.02 12/20102 AMERICAN INTERNATIONAL GROUP AIG 25.000 0.0470 1.175.00 INC REG 12.106/02 PAY " 70 07 12/27/02 BANK OF ANER BAC 30.000 0.8400 19.200.00 REC 12106)02 m TOTAL 543 375 00 INTEREST DATA DESCAP11011 STMOOKUSIP 03111111A WitIW CEBnfWPtt COtbli 1410"1 12/23/02 INTEREST ON CREDIT BALANCE 0.1250 73.42 r AT 1 .8% '121 NW.) '220 573.42 ES9ZSE00- IND- ANGS 01/01a30 001 1aM IT! IJ EFTA01322116  °JAPED /141.01/011 ITS 1914OLLY 010.40 SUS310tOre °Fitt SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. tar. karts Swarm Cap. BEAR 383 Marksman Avenue New 9Ork, New York 10179 One larciect Cabe NWT Swan Pew Yol 11101.3859 STEARNS (212) 272.2000 (2121 212.1030 INSTITUTIONAL INTERESTS At #2 7 or ST81790P49 PEA00 Nommer 30. 2002 na0u0.4 Oecemba 31.2002 .000uTIT wince Trades Executed Pending Settlement Unwell Warn LAST STA/Doerr rirrormber 29. 2002 SETTursEKT TRWE DOE DAN TITIMACTION DCIWIIOW SINICTATUSIT GUAM/ PRICE DENT NAOUT0 CLINT A/JOUNT 01/06/03 12/31/02 SOW INTERNA113NAL L10 TYC -12.500.00 17.0166 211. 0 84 AVG PRICE SHOWN-DETAILS ON 8E0 ACTUAL CONFINA 10 YOUR AGENT DISCRETIONARY ORDER 0 01/06/03 12/31/02 SOW TYCO INTERNATIONAL LTD AVG PRICE SHOWN-DETAILS ON RN) TYC -12.500.00 17.1509 211120.79 z ACTUAL CONFIRM TO YOUR AGENT DISCRETIONARY ORDER m TOTAL 50.00 5424.579.63 TM ea. bras Ga -a r ew a wry oh> ward ins ilanare. C in z Your messages As part of the National Association of Securities Dealer's (NASD) Investor Education Program. you may obtain information on the r WASCis Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the Internet address which is wmv.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is anted° from the NASD upon request. STOPS End of Statement PS9ZSEOCIA19- ANGS 021 0101/00:910 1101 9631 fn I SIJ IJ EFTA01322117  CLEARED TelettATI ITS 818004. Chealf SUISIDUAY OFFICE SERVICING YOUR ACCOUNT Sew. Steam Seaton Cap. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue Die Masted, Cony Math 8.90184 New Yen 11201485) STEARNS New York. New Yak 10179 (212)272.2000 C212I 2724CCO INSTITLMONM. INTERESTS NC #2 ACCOUNT [MOW: GIZEENBERGALAN C. STATENIEWT PERICO OCtobar 25.2002 TELEPHONE THROUGH Almcnbor n.2002 VISIT CUR 'HERSH W819.00191203(111X0r11 sOZCCIST MAWR What's In This Statement Iiiiill...1..I.II Ill TAXPAYItiet 00 me LAST SIATtIltet OCI:Oelt 25.2002 Financial Summary 3 mann:DONAL INTERESTS Art In Your Portfolio Holdings 4 CJO FINANCIAL TRUST COMPANY ATTN LARRY KEMP Transaction Demi 5 6100 RED HOOK QUARTER 0 Fund Activity SUITE 8-3 ST THOMAS VI 00802 0 Z T F I C Your Portfolio at a Glance Market Value of Your Portfolio in TOTAL VALVE OF SECURITIES NTS PERK* 19.475.152 c.o.& Equ,aent 51,389,211 SI.350.585 NET CREDO BALANCE 695.113 fouties 119.475.152 MONEY MARKET FUND BALANCE 674.098 ST 8.897.639 Mi Cunert motet woe NET Boum THIS PERIOD $20,844.363 61S1 VII0491101105 mast Yaks r NET EOUFFY LAST STATEMENT 20.244.221 CHANGE SINCE LAST STATEMENT 600,141 There are no 'Stop Loss' ceders or other pending buy or sell open orders on file for your account. SS9ZSEOCIA19- ANGS tone meet se :1•4,e-. ee efeeteowe Cl dwas Cr ;lees Mend be 'Revved e We. The Tunnies. a To• Wenn:Saul cinesei One. II re •ct Seeman' as • tai Omen.el. e Cwe Seven a eXeCee/e1420, wen* b One, seer.' W'. .Yµr* Seceen nA name. vna: be refined he y-xr record. Set wine 644 Re 01)Setan Worrnatcn. 027 If (3001.14 25 0)1 VLSI En I8 IJ V.2 EFTA01322118  CLEAMED inniGH In vma.LY Ostia auliStOtuiv Bart.Surni> CaP. -. IAMeleth Ca North artne" Nis Yet Ilt014•69 min 2n.lcco INSTITUTIONAL INTERESTS NC #2 2 as O z ii STATEMENT SACKER IS PRINTED ON THIS PAGE C in z -H r 9S9ZSEOCIN9- ANGS 1.40/02.14:25 001 Veal IJ IJ EFTA01322119  CLEARED TIRO..104 in Cme40 SUID