EFTA01255728.pdf

DB12000P - Deutsche Bank Private Bank Alert rdc Person Name: Paul S Barrett Batch Date: 10/15/2018 Added to Monitoring: 10/15/2018 Alert Date: Date of Birth: 10/15/2018 Address: (Global Search) Tracking ID: KYC 01977695 Reporting ID: Alerted Entity # 1 of 2 Risk Priority: Critical Alert ID. 16074787.11641987.88122994 Entity Information Entity ID: 88122994 Ftiskid: 8119568444 Entity Name: Paul Barrett PEP Type: FAM Address: • PEP - UNITED STATES • UNITED STATES Recent Event(s): • PEP - Person Political I ASC - Associated with, Seen with, 02/162018 On List (PEP Connect - United States), 02/16/2018 PEP Connect- United States Event: • PEP - Person Political / ASC - Associated with. Seen with. 02/16/2018 On List (PEP Connect - United States), 02/16/2018 PEP Connect • United States Relationship: Son of Thomas J Barrett PEP Rating: 9:03/02/2018 Sex: M Alert Notes Notes: Paul Barrett, of United States, Son of Thomas J Barrett, who served as Vice Commandant - Coast Guard, United States. Source Information RDC URL: httos://aridsdc.com/wss/entityhtmPentityld=f0fe3e98ecacd3c35d3f3d53eb346ccA Source Name: RlskConnect, 10/14/2018 Sources: • PEP Connect - United States, PEP Connect - United States, etlp://rdo.com/contracts/pepconnectiandinqoage.pdf • legacy. THOMAS JOSEPH BARRETT, This document provides the relationship between Paul Barrett and Thomas J Barrett, http:Then.lestasy.com/obituaries/newsday/obituasy.espx7oid=17741192 For internal use only SDNY_GM_00064004 CONFIDENTIAL - PURSUANT TO FED. FQQN 6(e)DENTIAL DB-SDNY-0026829 EPTA_00174510 EFTA01255728  Consistent wa the terns anal corstom of year late Sutecnisea Agreement ow talorrnabon tatted in this doonnt is lot dent purposes only and is not ta be used be purposes at detennrang InStotbars olgtaary Sot any mat or any Mot FCRA pare:amble purposes Use' farther glen to hold Such national and intormoton m Uncles! conladoreo not to make use Immo, other than tor authohaed proceos to filet. tonic to emalicrses reitaiMp such soli:rotation. and not to Weal* of *Weld n b thins caw pang Tao Abrt mformetion tontine0 n this tlinument may or may Mt pens,n to the mdtaci. or only f.f.rerceo ataJf Pitt I of 2 DB12000P - Deutsche Bank Private Bank Alert C Batch Date: 10115/2018 Added to Monitoring: 10/15/2018 Alert Date: 10/15/2018 Person Name: Paul S Barrett Date of Birth: Address: (Global Search) Tracking ID: KYC 01977695 Reporting ID: Alerted Entity #. 2 of 2 Risk Priority: Valuable Alert ID: 16074787.11641987.84669453 Entity Information Entity ID: 84669453 Riskid: 8118137938 Entity Name: Paul Barrett Address: Recent Event(s): • TAX - Tax Related Offenses / FIL - Fine - Less than 510.000, 01/01/2017 Paul Barrett appears on the Irish Tax and Customs list of tax defaulters for FAILURE TO LODGE INCOME TAX RETURN(S). No. of Charges. 2. Fine Amount: E4000, 01/01/2017. Irish Tax and Customs - Tax Defaulters Event: • TAX - Tax Related Offenses! FIL - Fine - Less than $10,000. 01/01/2017 Paul Barrett appears on the Irish Tax and Customs list of tax defaulters for FAILURE TO LODGE INCOME TAX RETURN(S). No. of Charges' 2. Fine Amount E4000, 01/01/2017 Irish Tax and Customs.- Tax Defaulters Occupation: BUILDER Alert Notes Notes: Paul Barrett, of Appears On The Irish Tax And Customs List Of Tax Defaulters For Failure To Lodge Income Tax Return(S). Source Information RDC URL: httpsligrid rdc.comAvssientitv.htril?entityld=2197357fea25b7505d3f6d53eb346cc4 Source Name: RiskConnect, 10/14/2018 Entity URL: http:/NArAv revenue.ie/en/corporate/press-officeffist-of-defaulters/2017/defaulters-list1-rnarch2017 pdf Sources: Irish Tax and Customs — Tax Defaulters, Irish Tax and Customs — Tax Defaulters, ht1P.,10n01/.10.YerLtAtieth0/.5.9P91..ete./PIM:00C.0111:91.:defaMiterVilliteWIPX For internal use only SDNY_GM_00064005 CONFIDENTIAL - PURSUANT TO FED. Clabl VejDENTIAL DB-SDNY-0026830 EFTA_00 1745 I EFTA01255729  Consts.art wT Iry tern an, corcitonsotyDa RCC &Anent:cc Agreement Ire niormabon crenea in the Document la ler Sect Dowses only and is not to be usel tor purposes oleetemnnrg an 3ny c•nOrt or any cent FCRA perm sad* giro:pas user netner ogees to non ',An memo! arxi intorrnaban in strictest conlxlence not b nuke use troroot otritt than not authorized D./poses to relistq e. only to empicriees regorma spell 111%/11110Ce and not to release or ctsense ,1 to any Otner party. In. Alert inlorrrobon coeftne0 n no clocuntee fl y or nay not Dorian to Pe ,rthodual or *Mr! rererencoO .n your 'Nur, Pow 2 02 For internal use only SDNY_GM_00064006 CONFIDENTIAL — PURSUANT TO FED. 16(ej DENTIAL 0B-SDNY-0026831 EFTA 00174512 EFTA01255730