EFTA01255716.pdf

Vi at tili .'4 egg, Aceorint AUTHORIZATION OF POWER OF ATTORNEY For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI This Authorization/Power ofAttorney constitutes a non-durable limitedpower of attorney, designed to give a person er persons designated by you either (1) limited authority over your Account(s) or (21 full authority Over your Account(s) as spt forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED, VERBATIM, NJ EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important elncument As the "Principal," you give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your property during your lifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority, he or she must act according to any instructions you have provided or, when there are no specific instructions, in your best interest. Important Information for the Agent" at the end of this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of Attorney before a notary public. You can request information from your agent at any time. If you are revoking a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial institutions where your accounts are located. You can revoke or terminate your Power of Attorney at any time for any reason as long as you are of sound mind. If you are no longer of sound mind, a court can remove an agent for acting improperly. Your agent cannot make health care deoisions for you. You may execute a "Health Care Proxy" to do this. Tne law governing Powers of Attorney is contained in the New York General Obligations Law, Article 5, Title 15. This law is available at a law library, or online through the New York State Senate or Assembly websites, www.senatestate.ny.us or www.aesemoly.state.ny.us. If there is anything in this document that you do net understand, you should consult with your lawyer. AUTHORITY The u dersig Principal (the "Undersigned" or "Principal") hereby appoints: r, 01k Pg as the Undersigned's agent(s) and attorney's) in-fact ent(s)") to act INDM UOLLY with respect to any and all accounts, if applicable (see below) in the Undersigned's name ("Account(s "), held individually or jointly (provided that all joint account holders have executed this form) with DOSI, as well as individual retirement accounts held for the benefit of the Undersigned ("IRAs"). with the authority to direct DBSI to buy, sell (including short sales) and otherwise transact in ony security, including but not limited to stocks, bonds, mutual fund shares, limited partnership interests, call and put options (covered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating to same, on margin Of otherwise, or onter into fetures, options on futures and forward connects, interest rate, currency, equity or commodity swap transactions, deposit accounts at financial institutions and direct or indirect interests in securities, deposit instruments or contracts where all or part of the return is calculated by reference to changes in, among other things, the value of securities, commodities, commies, interest rates, property of any description or indices, in each case in accordance with DBSI's terms and conditions for the Undersigned's account, account type, and risk and in the Undersigned's names, or mariner's) on DBSI's books, Agent(s) nust exercise the authority granted herein pursuant to the Undersigned's instructions, or otherwise for purposes which the Agent(s) reasonably deems to be in the Undersigned's best interest. By giving this authority, the Undersigned authorizes Agent(s) to make inquiries on the Account(s), including requesting information about account transactions, balm-ices and holdings. Ella 'NEI 1 C ORIGINAL 1-FY•74 0995 (01,12) 0%611410612 SDNY_GM_00063992 CONFIDENTIAL - PURSUANT TO FED. ?,IN VejDENTIAL DB-SDNY-0026817 EFTA_00174498 EFTA01255716  " Principal agrees that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s), or that would violate any applicable laws, rules or regulations, or that would be otherwise limited by the account type or documentation on tile. THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE COPIES OF ACCOUNT STATEMENTS AND TRANSACTION CONFIRMATIONS UPON THE AGENT(SYS REOUEST. DBSI RETAINS THE RIGHT IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY DESIGNATIONS. NOTE: If you want to authorize your Agent(s) to make gifts of your money or assets or other property held in the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent(s) grants your Agent(s) authority to take actions which could significantly reduce your property or change how your property is distributed at death. OBS, shall not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider. SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION O LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is authorized to follow the instructions of Agent(s) in every respect conceming the Account(s), and Agent(s) is/are authorized to ad for the Undersigned and on the Undersigned's behalf in the same manner and with the same force and effect as the Undersigned might or could do with respect to such purchases, sales or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or trades. Note: This Limited Authorization does not permit Agent(s) to withdraw or transfer assets from the Account(s). — OR— liF.1'.1LL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the Mrs, instructions of Agent(s) in every respect concerning the Accounts), and to make deliveries or transfers of assets (including cash), from tho Accounts) and payment of moneys as directed by Agent(s), without restriction 4inelridingerestrargairek;himself, herself or themselves except in connection with IRAs) in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned, as well as in all other things neoessary or incidental to the furtherance or conduct of the Account(s). Agent(s) may act in the same manner and with the same force and effect as the Undersigned might or could do. Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to withdraw or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with distributions. This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or his or her branch manager. However, the limited power of attorney granted hereunder is pat a durable power of attorney and will cease to be effective upon actual receipt by DBSI of written notice of the occurrence of either of the following events: (i) the Undersigned is judicially declared to be incompetent, or (ii) the death of the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shell be entitled to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual written notice. 2 OMOINAL waistcoats mint) C09611410512 SDNY_GM_00063993 CONFIDENTIAL — PURSUANT TO FED. Pabl Vej DENTIAL DB-SDNY-0026818 EFTA_00174499 EFTA01255717  . The Undersigned understands and agrees that OBSI has the right to require additional verification and • documentation from the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its sole discretion, deems necessary. In addition, DBSI has the right to request that either a new Authorization/ Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization/ Power of Attorney. Agent Name: Agent Nam Address: Address: TIN of A Relationship to Principal: THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE LINES BELOW. INDEMNIFICATION The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned hereby agrees, individually ar d en behalf of histhar heirs, executors, legal representatives, and assigns to indemnity and hold harmless DBSI and its parents, affiliates, subsidiaries, officers, employees, and agents (collectively, "DB") from all claims that may arise in connection herewith, and to pay DB promptly, on demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned further hereby ratifies and cantinas any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. The Undersigned understands and agrees that the DBSI may require joint account holder(s) to sign all requests for withdrawals from an account jointly with the Agent(s). ORiGINAL 3 11•PWIA•0386 (01/12I 009611-010512 SDNY_GM_00063994 CONFIDENTIAL — PURSUANT TO FED. Clabl Vej DENTIAL 0B-SDNY-0026819 EFTA_00 174500 EFTA01255718  The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this Power of Attorney from his/her advisers as he/sho has deemed necessary or • advisable. in witness whereof, the Undersigned has executed this A riz ion/Power of A Date: /o/9/3 Signature: Print Name: (the "Unclers' • ned") TO BE EFFECTIVE FOR JOINT ACCOUNTIS), ALL ACCOUNT HOLDERS MUST SIGN: In witness whereof, the Undersigned has executed this Authorization/Power of Attorney. Date: Signature: Print Name: (the "Undersigned") Dunicinm, This section intentionally left blank. 4 11PWMOD8S (01121 0296I 1.010612 SDNY_GM_00063995 CONFIDENTIAL — PURSUANT TO FED. IQQN Fe) DENTIAL DB-SDNY-0026820 EFTA_00 174501 EFTA01255719  ' ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF iikk tV 44c SS.: ' On 0 e4Dial t,3 / before me, fry &/(1--- - personally appeared iait: te-rfc tot personally known to me 6r proved to me on the basis of satisfactory evidence to e the ind idua s) whose name(s) is (a re) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by histherhheir signature(s) on the instrument, the individual(s), or the person upon bejtgff of whom the in trans) acted, executed the instrument. Notary Public HARRY 1. SELLER Notary Public, State of New York No OIRE4853924 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW yomottwATE in Rockland County Commission Expires Feb. 17..20 STATE OF COUNTY OF ss.: On before me personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/shehhey executed the same in his/her/their capacity(ies), and that by his/her/ their signatures) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/coumry). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF ss On before me, personally appeared personally known to roe or proved to me on the basis of satisfactory evidence to be the individuals) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/shehhey oxecuted the same in hislherhheir capacityfiesl, and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individuals) acted, executed the instrument. Notary Public ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On before me, personalty appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/herhheir capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) 5 11.PINM.09BS (01'121 D ORICINAL 009011-010612 SDNY_GM_00063996 CONFIDENTIAL — PURSUANT TO FED. IQQN Fe) DENTIAL DB-SDNY-0026821 EFTA_00 174502 EFTA01255720 . ' IMPORTANT INFORMATION FOR THE AGENT(S): When you accept the authority granted under this Authorization/Power of Attorney, a special legal relationship is created between you and the Principal. This relationship imposes on you legal responsibilities that continue until you resign or the Authorization/Power of Attorney is terminated or revoked. You must: 1. act according to any instructions from the Principal, or, where there are no instructions, in the Principal's best Interest; 2. avoid conflicts that would impair your ability to act in the Principal's best interest; 3. keep the Prinoipal's property separate and distinct from any assets you own or control, unless otherwise perm;tted by law; 4. keep a record of all receipts, payments, and transactions conducted for the Principal; 5. disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name and signing your own name as "Agent" in either of the following manner: (Principal's Name) by (Your Signature) as Agent, or (Your Signature) as Agent for (Principal's Name); and 6. agree that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations. You may not use the Principal's assets to benefit yourself or give major gifts to yourself or anyone else unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which the Principal may attach to this Authorization/Power of Attorney. If you have that authority, you must act according to any instructions of the Principal or, where there are no such instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to any co-agent, successor agent, or the Principal's guardian if one has been appoirted. If there is anything about this document or your responsibilities that you do not understand, you should seek legal advice. Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law, Article 5, Title 15. If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of Attorney, you may be liable under the law for your violation. AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT: It is not required that the Principal and the,Agent(s) sign at the same time, nor that multiple Agents sign at the same time. I/we, ,P1-11ott ~hPx Nth have read the foregoing ;insert nenuM6 of Agentlef) Authorization/Power of Attorney. I am/we are e person(s) identified therein as Agent(s) for e Principal amed therein. Agent's suture Age 't's sig ature Dated: A/2AS_ Dated: DORIGINAL 8 li.pwM-096510'712) 016041I.A1nCil SDNY_GM_00063997 CONFIDENTIAL — PURSUANT TO FED. CQIN Fej DENTIAL DB-SDNY-0026822 EFTA_00 174503 EFTA01255721  • ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF Ps-- You- SS.: On /o/,//3 , .., before me AL-Y 7 8114/ - personally appeared bi n -IA 04-4 t,mkk-c-4,. personally known to me or proved to me on the basis of satisfactory evidence to the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their acity(ies), and that by. is/her/their signature(s) on the instrument, the individual(s), or the person upon bh,H of whom the iduel(s) acted, executed the instrument. ----) --1 HARRY I. BELLER Notary Public Notary Public. State of New York No. 018E4852924 Qualified in Rockland County ACKNOWLEDGEMENT OF AGENT(SI SIGNATURE OUTSIDE NEW YORK STATtommiSSIOn Expires Feb. Fab. 17,20 /y STATE OF COUNTY OF ss.: On before me personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/shehhey executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, aed that such individual(s) made such appearance before the Uedersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NE YORK, COUNTY OF /Jai/ \:/O r e ss.: On /O/2 /+3 before me It> bao..• b.* .(2.'t..I.,.., nit.— - personally appeared - at rr,/cjo / te r personally known to me or proved to me on the basis of satisfactory evidence to the in iv ual(s) whose names) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by hisTherhheir signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individ4I8ILskatted, itxecuted ANUA RILHARDSON the instrument. Notary Public. &AC of New York 4w‘,.\--- (7:.‘tA, _ No 01R16053071 Qualified in Queens County Notary Public Commission Expires January 2. 20.15 ACKNOWLEDGEMENT OF AGENTIS)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), end that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) E ORIGINAL 7 11•01/all.039S(0)/121 009611.010512 4 SDNY_GM_00063998 CONFIDENTIAL - PURSUANT TO FED. IQQN Fe) DENTIAL OB-SDNY-0026823 EFTA_00174504 EFTA01255722  SDNY_GM_00063999 CONFIDENTIAL - PURSUANT TO FED. R~CR?,I VejDENTIAL DB-SDNY-0026824 EFTA_00174505 EFTA01255723  ....thAixcearri•rf4a6<kk2Sx.ree • :..0:6.werorirr:v.V.a,“alhapro, SDNY_GM_00064000 CONFIDENTIAL - PURSUANT TO FED. ?,IN VejDENTIAL DB-SDNY-0026825 EFTA_00174506 EFTA01255724  Ei Current Classification. (click here for help) Internal Re: BSO Exception Request - DB POA Form [I] Qi Zia Memon to: Zbynek Kozelsky, Vahe Stepanian 10/22/2013 07:54 AM Cc. Jay Lipman. Tazia Smith. Fran M Wickman, Amanda Kirby Sender Date Subject Vahe Stepanian 10/21/2013 08:47 AM BSO Exception Request - Zbynek Kozelsky 10/22/2013 07:49 AM Re: BSO Exception Zia Memon 10/22/2013 07:54 AM Re: BSO E Classification: For internal use only * BSO approved Zbynek Kozelsky Original Message --- Prom: Zbynek Kozelaky Sent: 10/22/2013 07:49 AN EDT To: Vahe Stepanian/db/ Zia Memon Ce: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form [I] Classification: For internal use only Good morning lit Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue New York_ NY 10154 Sent From Blackberry Vahe Stepanian Original Message ---- From: Vahe Stepanian Sent: 10/21/2013 08:47 AM EDT To: Zia Memon Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: BSO Exception Request - DB POA Form (II Classification: For internal use only Good Morning Zia, Hope you had a great weekend. SDNY_GM_00064001 CONFIDENTIAL — PURSUANT TO FED. CQIN Fe) DENTIAL DB-SDNY-0026826 EFTA_00 174507 EFTA01255725  Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we are in the process of onboarding a new client. Jeffrey Epstein. who has already transferred in S120mm+ liquid across his accounts. A few items that we're requesting exceptions for 1) Using DB POA (or entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants tb have FULL POA over accts. Cannot use L TA in this situation. 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (ether assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meet ng with the client tomorrow morning, so we would appreciate if you could please review at some point today. Thanks in advance for your help. Vahe Forwarded by Vahe StepaniaNdbidbcom on 10/21/2013 08:35 AM — From: To: S. Cc: Date IW1S/11130z:SLPM Subject: POA Issues III Classification: For internal use only - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts 8 corporations. - Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs. not a valid acct #. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman SDNY_GM_00064002 CONFIDENTIAL — PURSUANT TO FED. C IZI 16(ej DENTIAL DB-SDNY-0026827 EFTA_00174508 EFTA01255726  Fran Wickman Deutsche Bank Securities inc. Private and Ubangi Chant Services (MS) Soi mom MD. USA Tel • Fax • Moot Erna Pasierwhia#on SDNY_GM_00064003 CONFIDENTIAL - PURSUANT TO FED. C labl Et) DENTIAL 0B-SDNY-0026828 EFTA_00 II 74509 EFTA01255727