EFTA01276055.pdf

UBS 1.3S Financial Services Inc 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 October 2015 CNP70057253251015 Y1 0 NIS IN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Indiv Chockkar Account number: Your Financial Advisor: SCOTT STACK LIAN/LYLE CASRIEL Phone Questions about your statement? Call yoa Advisor or fte Value of your account RMA Resourceline at 800-RMA-1000, on September 30 (S) on October 30 (5) account 026023576 Your assets 23,883.82 15,875.44 Visit our website: Your liabilities 0.00 0.00 swirw.ubscorniI inancialsetwes Value of your account $23,883.82 S15,875.44 Sources of your was eat growth Tracking the value of your account during 2015 value of your account S Thousands at year end 2014 671,570.66 Net deposits and 716 withdrawals 455,706.45 Your rivestrnerit return Diudend and interest income $11.23 13 9 Change in 159 market value $0.00 • Value of your emote& on Oct 30, 201S S15,875.44 De< 1014 se') ioi s 2ois SDNY GM 00023664 Member SIPC CNP10303005725315 NP7000199496 00009 1015 030575004 Y113576550000000 Page 1 of 8 CONFIDENTIAL EFTA_00134284 EFTA01276055 sUBS Resource Management Account October 2015 Account name: GHI$LAINE MA51/4EU. Friendly account name;I iv. Account number: ar Your Nnuncid Advisor. SCOTT STACK M ANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 30 (1) your account , Cash and money balances may include A Cash and money balances 15,875.44 100.00% Your current asset allocation available cash balances. UBS Bank LISA deposit B Cash alternatives 0.00 0 00% account balances, WS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about yaw statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional Total assets 515,875.44 100.00% A Value of your account $15,875.44 Eye on the markets Percentage change Index October 2015 Year to date S&P 500 8.44% 2.70% Russell 3000 7.90% 2.02% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14% Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% CNP70009005725326NP7000183496 COCO 1015030579004 T12357655000MyGm000238tsge 2 of 8 CONFIDENTIAL EFTA_00134285 EFTA01276056  Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: *UBS friendly account name: Inch,' Checkkar Account number. SCOTT STACK MAN/LYLE CASF0EL Change in the value of your account Cash activity summary October 2015(3) Year to date (I) See account ac May Ma month tot details mantes in your sweep ono ons are aid udedIn the openng and closing balances vale. FDIC Insurance /poi., oNy to deposits at u85 Bank USA, not to depouts at ties AG, Stamford french Or bank deposin placed throuq the UBSIntemaiona Depose Account program. WC Opening account value $23,883.82 $71,570.66 protection applies to money market sweep find holdings but rot bank deposits Seelmportane information about your statement on the rat Mra pages cf this document for detals Deposits, including investments transferred in 169.62 86,559.08 October 2015 (g) Year to date (5) Withdrawals and fees, Opening balances $23,883.82 $71,570.66 including investments transferred Addrtions out -8,178.40 -142,265.53 Deposits and other funds credited 169.62 86,559.08 Dividend and interest income 0.40 11.23 Dividend and interest income 0.40 11.23 Closing account value $15,875.44 $15,875.44 Total additions $170.02 S86,570.31 Dividend and interest income earned Subtractions Checks and bill payments -7,39616 -140,009.36 rot outposts of Ins Statement temerity of interest and dindend Income has been determined limn a US Card payments -226.98 -1,700.91 tat reConirg perspective. Baud upon the residence of the account holder. account type, or product type, tome interest ands dvidend payments may not be subjoin to United States (US) anda Puerto Rico (PR) income tares. The tient monthy statement is not intended to he used and cannot be feted upon for tar Other funds debited -555.26 -555.26 purposes. Clients should refer to the laPOKE0e tar reporting forms they reCeite from UBS annualy, such as the Mims 1099 and the Farm 480, for tax reporting information. his the practice of UBS to file the Total subtractions -$8,178.40 -$142,265.53 aPpkatle ten reporting forms with the US 'MOM Revenue SentCe and PR Treasury Pei:aliment and in sigh f0rrns accurately (rasa fy (imam:Saraa IntereSI as I& exempt or tamable ifixtme nease consult yell Net cash flow -$8,008.38 -$55,695.22 inthicliel tax prepare: dosing balances $15,675.44 $15,875.44 October 2015 (S) Year to date (1) 0.40 9.30 Taxable interest UBS Bank USA Deposit Account APY Total current year $040 $9.30 Interest period Sep 8 - Oct 6 Prior year adjustment 0.00 1.93 Opening UBS Bank USA Deposit balance Sep 8 $4,394.68 Total dividend & interest $0A0 $11.23 Closing UBS Bank USA Deposit balance Oct 6 $20,126.38 Number of days in nterest period 29 Average daily ba lance $25,201.41 Interest earned $0.40 Annual percentage yield earned 002% SDNY GM 00023666 CelP70309305725327NPMC0169496 00003 MIS 0305'79004 Y123576S50000000 ►age 3 of 8 CONFIDENTIAL EFTA_00 134286 EFTA01276057  .1 Your Ileencial Advisor. 4t UBS Resource Management Account Account name: Friendly account name: SCOTT STACK MANFLYLE CASRIEL October 2015 Account number: My Choice Rewards Points from UBS Rewards pants are reflected as of the 26th of the month or the pnot business day if the 26th tab on a weekend holiday Reward, point activuy cetais can be found on teamiubs.toreionaneservxes October 2015 teal to date Opening balance 3,759 1,433 Points earned 195 2,521 Closing balance 3,954 3,954 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change than, please contact your Fmancial Advisor or Branch Manager. You can find a ful description of the attemabve investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your dsk profile: Primary Aggressive Investment eligibility consderat:on None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, First Out. CNP7C0C0305725328NP70C0189496 C0038 1015 030575004 Y123576550 C0M#4YGM000236ftge 4 of a CONFIDENTIAL EFTA_00I 34287 EFTA01276058 (SUBS GHISLAINE MAXWELL Resource Management Account Account norm: Your /1nandal Advisor: friendly account name:Inch,' ChecklCar SCOTT STACK MANLYLE CASRiEL d. . Account number: Your assets Some Prices, income and current values ShOeM may be approximate. AS a rest*. darn and lOsses may rot tie accurately reflected. See Aportant informabon about your statement a the end of the cbcumeM for more infornason. Cash Cash and money balances Cash and monly bances may include avalaole cash balances, UBS Bent USA depost account balances, UBS AG Startord Branch deposit account balances and money matte mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MK vat to n applicable limits, but are not protected by SIPC tins AG Stanford Branch deposit account balances an not insured by FDIC and se not protected by WC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for details about those Sancti. Cowing balance Closing Wine Nice per enact Average Daidenel Interest Dap en Hddng on Oct I ($) on Oct 20 (S) on Ocl 30(1) rate period period Cep anounl (1) UBS BANK USA EV ACCT 23,883.82 15,875.44 250.00000 Your total assets Peicenta?? Con abrnate0 Urrealize0 Value on OR 30 (5) your ac0unl oasis (SI annual intone (11 gain or loss (1) Cash Cash sad money balances 15,875.44 100.00% 15,875.44 Total $15,875.44 100.00% $15,875.44 Account activity this month Date notary Description Amount (1) Deposits and other fends audited Oct 5 Ceposit NON-LOCAL CHECK 169.62 Total deposits and other funds credited 516942 Oat ACtiuty Descnoton Amount ($) Dividend and interest income Taxable interest Oct 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I Cr 0Ei 15 0.40 Total taxable interest 50.40 Total dividend and interest income 90.40 SDNY GM 00023668 CNP700011301725329NPTOCOI$9496 DOOOB 10IS 030571004 Y12357611000000) Page 5 of 8 CONFIDENTIAL EFTA_00134288 EFTA01276059 SUBS Resource Management Account October 2015 Account name: Friendly account name- ir Account number: ' Your Handal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (Contrived) Check nurrtier Date Description Amount (1) Checks 005012 Oct 1 ANITA R CELA MD -2.775.00 Total chat 42.775.00 Date Aditity Description Amount (5) NI payments Oct 2 Withdrawal ACH VATHCRAWAL UPITEDHEALTHONE -556.98 Oct 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -00.22 Oct 9 Withdrawal ACH WITHDRAWAL AMEX EPayment -4.023.96 Total bill payments 44.621.16 Transaction Posting date dale Decal:elm Amount CO Card purdsraes ten Visa debit MOO 3536 G makwELL Oct 22 Oct 27 STLIMANS GREENHOUSE NEW BRAINTREE MA 24529698000277839d $14.00 Oct 22 Oct 26 mt. NOODLE LAB BOSTON MA 005296000311237304 S5.30 Oct 23 Oct 27 JENNFERS NAILS AND BOSTON MA 605296300446097483 $13.00 Oct 25 Oct 27 ZOE HAP UX BOSTON MA 43529910300 t 84091 7 $99.00 Total charges 213130 Date Description Amount (I) Card payments Oct 16 CREDIT CARD PAYMENT -95.68 Total card payments 49548 CNP70009005725330 W7000189496 00003 WI 5 030575004 Y123576550 009fritiy_ontoonaderie 6 of 8 CONFIDENTIAL EFTA_00134289 EFTA01276060  GHISLAINE MAXWELL (SUBS Resource Management Account Account nanw: Your N nandal Advisor: Friendly account narne:Indiv Cherkkar SCOTT STACK MANLYLE CASRIEL October 2015 Account number: Minrrurn Payment Due Payment Due Date Creel% Int Avalatie Credo tine Outstanding bamre UBS Visa Signature credit card(s) payment information for November 23, 2015 $68.21 Nov 23, 2015 135,000 00 132,754 77 12,245 23 This creth cad it enrolled in UBS Pay Credo Card for um and will automatcaoy b pad Bornyou' account Your pament is schoctared lot No enter 18. 2015 we sonde this inforrwt•on on 'cis U85 Visa Signature credit cads sckt'y as a courtesy to you. The UBS visa Brow re crew card and account se issued by UBS Bard:05.4.08S Bank USA sends you the official statement for this account and you shottd maw your memnt accenting to thee InitnaCUOm: We do not indude your outstanding crecit cam baste in the valued you/ account with UBS Financla Snwes Date Actimly Desception Amain' 01 Other funds debited Oct 1 Withdrawal FEDERAL FUNDS CONPUMENTARY FED FUND WIRE TO Cohn Cowie AT -555.26 FIRST REPUBLIC BANK Total other funds debited -$55536 t Activity Detcroon Amount (S) Money balance activities Sep 30 Balance forward 623,86322 Oct 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/01/15 -3330.26 Oct 5 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT ASOF 1(702/15 -597.20 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 169.62 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10/06/15 0.40 Oct 13 Withdrawal UBS BANK USA DEPOSIT ACCOUNT -4,023.96 Oct 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10/16115 -95.68 Oct 27 Withdrawal L185 BANK USA DEPOSIT ACCOUNT AS OF 10/26/15 -5.30 Oct 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10127115 -126.00 Oct 30 Closing UBS Bank USA Deposit Account $15.87544 The UBS Bank USA DeD09t Account Is your primary sweep coon SDNY GM 00023670 C NP7C00?30572S331 NP7003189496 000:03 1015030575004 Y123576%0000000 Page 7 of 8 CONFIDENTIAL EFTA_00134290 EFTA01276061 *UBS Your notes CNP70.005725332 NP70001.96 00003 1015 030575004 vi 23576550 00MY_OM_000238/49* 8 of 8 End of statement for account numb.. CONFIDENTIAL EFTA_00134291 EFTA01276062  Important information about your statement UBS Fhancial Sakes Mc Marini MSS Frani Swim/ The km or Cad 69a wit nentigateyOtrtteintint a+1 Win on the books aid records of the nicer Over a ervekpos —you may Mane househollrg by arm your is a ranter of al parr di senrity. camgddy and owns wall OrteCI any taw pronvly thnSt agent). Emma Adv5Or echarges UBS f Mica Waco and MBank I.PSt ay Slied 9ubtaliris of IS AG and Off liras of ulltS Semites Pleawnie al Seeks payaelo so the Fernor to Soma • (ens roonarent cora:hoe norms% Most (99. Friona, account mew LLC Met nwstnaicial sweat it Sable won rennin Animal ndcated on te front oft) slawnint haddt it Mined parowshos aid prvae plawents) that are na TiothienTh warn nave reflects Manorial that icy the Mrs ermine offices at a to agar want fem. Watt may be strict to mislead VOX the Sthlx es Act of 1933. and mead on the fans online wow webste It as mamma.. loco thaws Ice Ise parent for saurtee customizable •nosumo• ass by you a erase Sou win U3S incanted Soros tic putchaws and chrm fee tread nulls n cat scants • Commas/Ms coniram to 9. font's 'Pahang* and your nortecon n Nn no kga afoot on your arum 1200 Haber Badman AaountS ma Ye tralsiernid to olio niteutcns may be proaus metal contort fumes comoas and l'Cu on mange you* 'rands", atom names. trout Mine Viceimak en NI 07086 Mira to a banner lee. commend WW1 contracts Somas of Mottacun; pm Mato, Adds°r 1h6stawnem represents.* hnly °POP rased of me OBS OBS Sweep Option The 9 ,C protection rid to omplorrimto protection do not Account etwiow Belinda Sauces aCCOunt Other reC0f05..:Cept0110.31taK UBS oilers orlon for 'among cat batricei braices *ay to these assetsmen Ohm Ottenede antiwar,* • Mlle or sow ittounrpardsoz Ne‘ Of asset aid doomeno. honoring conflOng data should not be Med bar &posts a USS Bak USA ISM AG Parford Omit summon The WC protects and the sppbristt hatpins ups d you bets? there 6 an sera sisal. 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Fath 1099. SOO. 10415. at LOS Bar USA are FOC routed n accordance with Wsz: by ammrg SPC at 202.3M/3300a by Mum tie SP( • LiSkteS PiCI)005 CAC balriCK. outmoding magi tic) ohs prepring )our return The f or is misled by rules For was :lo ma prat out wow Ida go Allovle al *SW alt 010 loan. mat Me. short account banes Ian to ram tote RS al troh le Meilen& repent!e non Deposits a LOS AG amiford Thant ad thares C ?Ass • Catemantytalaxty Tots of tun led as/Sheaf' IathW Mann' ad oaf* meter toned on senates FuldS tenet nsure3 by the FOC. Dividend It Merniem Program OW) heU n your acCoure, nil proceeds on sale tranUctost and bSancts. plus LS'S Ball" USA dips', balson 1.195 AG the rw aikaal do average pnce you may °bean the Stanford Brant depose balances and maim meter maul cost batonratan mead Snots; Through the Om available to can Manors re swat to actualagehos your rinanoi Adeoor Only whole Sees laid sweep balsam a the dose of the Statement period CISOS/ aCCOuniS a IBS AG Wreak Brach and IlSAG are premed safer CAP. partial taw coil be sold and die wonorrenos Ey Me peas batman h yea ao:ounl at not Ctrl iumicitIons with the HIM Caplan Brant These deposits arena roved by the FIX ash iv,' be destard n yor mom The diritend • Neale ((Kaden, any oral Ccrivrole.atons nemngto SaarKe'S heLf a me LOS AG Comm Brash re terrowily maimed from etabaron and tre Femme use any Of renvestrer6 pot* supplied by the sous may deter fro., the these furls n the ordiwy course of as banns These fun% furrier mum your Mitt ncliding you* rigirs undo, the oposed TO TN. 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