EFTA01275887.pdf

U85 Femncial Services tsc. Private Wealth Management c;It UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 June 2017 0,70065845790617>0745Y1 0 GHISLAINE MAXWELL Account name: GfrilStANE MAXWELL Friendly account name: Indiv.ChecIdCar Account number. Your linancial Advisor- SCOTT TACKMANLYLE CASHEL Phone Questions about your statement? call your Financial Advisor or the Value of your account RMA IleSOtnCeline at 800-RMA- '000, on May 31 (1) On lune 30 (1) accourn Your assets 20,507.54 18,573.84 %Ask our websIte: Your liabilities 0.00 0.00 NW1W. Lbscornilinancia:services Value of your account $20,507.54 $18,57324 Items for your attention • for Information about our fees, charget and compensation, please see ubs.cornigukletofees and istos.comraccotardisclosures Sources of your account growth Tracking the value of your account during 2017 Value of your account S 76cusandS at year end 2016 143,932.84 Net ckpoorls and 716 withdrawals -125,360.31 Wur investment return 431 Dhidend and interest income 11.31 70.5 18.6 Change in 1.9 • marker value Value of your &corn woo on Jun 30, 2017 91157314 Dec 2014 Dec 2015 DK kl 6 May 7017 Ion 20'7 SDNY GM 00023496 Member SIPC CM100C0306%4579NP7000306428 00003 C617 0305750a tom) Page 1 of 8 CONFIDENTIAL EFTA_00134116 EFTA01275887 SUBS Resource Management Account June 2017 Account name: Friendly account na Account number: • GHISLAINE MAXWELL Your Fi nancial Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of June 30 (1) your account • Cash and money balances may include A Cash and rrxmey balances 18,573.84 100 00% Your current asset allocation available cash balances, VBS Bank LISA deposit B Cash alternatives 0.00 0 00% account, VBS INC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important formabon about ;our statement on the last two pages of this statement for detaks about those balances. Total assets 518,573.84 100.00% A Value of your account $18,573.84 Eye on the markets Percentage change Index rule 2017 year to date S&P 500 0.62% 9.34% Russell 3000 0.90% 893% MSC I - Europe, Australia & Far East -0.15% 14.23% Barclays Capital U.S. Aggregate Bond Index -O.10% 2.27% Interest rates on June 30, 2017 One-month UlsOll. 1.22% CHF 703C0006584580 NP7000305420 C0033 P5i7 0305793° IICgely 2 of 8 CONFIDENTIAL EFTA_00134117 EFTA01275888 SUBS , Resource Management Account Account name: GHISLAINE MAXWELL Your elnodal Advisor: Friendly account name:Indiv CheckJCar SCOTT STACK MAN/LYLE CASNEL Account number: Change in the value of your account Cash activity summary lune207W Year to date (I) See account activity this month1Or detah. asancet in your Sweep000PS ate indudedin the openng and closing haLsnces vote. FDIC Insurance *pies to dept.:itsat UBS Bast USA and ea balks participating in the Opening account value $20,507.54 $43,932.84 UBS FDIC insured Komori' Progarn. R &es not apply to deposits at UBS AG. Stardold Er:arch of bank cfrponts placed through the U8Sinteinational Deposit Account program WC protection /Wits to money market sweep fund hoidrgs tut not bank deposits See Important Mformation about your statement on the Deposits, including investments lag two pages of this 0:Ktment for detain. transferred in 29,492.46 446,367.27 lone 2017 (5) Year to date (1) Withdrawals and fees, including investments transferred Opening balances $20,507.54 $43,932.84 cut -31,426. 48 -471,727.58 Additions Dividend and interest income 0.32 1.31 Deposits and other funds credited 29,492.46 446,367.27 Closing account value $18,573.84 $18,573.84 Dividend aid interest income 0.32 1.31 Total additions $29,492.78 $446,368.58 Dividend and interest income earned Subtractions Checks and bill payments -31,365.48 -470,752.96 For proposes of tins statement, renglity of interest and dAdend income has been determined from a US tat lePatIrg perspective. Based upon the residence of the account holder, account type, or ptcdtxl type, Card payments -61.00 -974.62 scan interest ands dvidend payments may not be subject to United States (US) an/or Puerto Rico (PR) income taies. The teen monthly statement is not intended lo be used and cannot be retied upon for tat Total subtractions -$31,426.48 -$471,727.58 purposes. Clients should refer to the acisfratre to reponing forms they receive from MS annualy, such as the forms 1099 and the Forms 493, foe lac reporting information is the practice of UBS to file the cooker:it to reporting forms vAth the US InternM Rewrite service and PR Tler9SUry creparovent and in Net cash flow -$1,933.70 -S25,359.00 such corms accurately oeiv fy chodena Arad interest as la exempt or iamb* 'oxen* Please corsair your Ocher:WA tax preparer. Closing balances $18,573.84 $18,573.84 line 2017 (3) rear to date (S) Taxable interest 0.32 1.06 UBS Bank USA Deposit Account APY Total current year $032 $1.06 Interest period May 5 - Jun 6 Prior year adjustment 0.00 a25 Opening UBS Bank USA Deposa balance May S 821,288.54 Total dividend & interest $032 $1.31 Closing UBS Bank USA Deposit balance Jun 6 819,282 88 Humber of days in nterest period 33 Average daily balance $23,335.04 Interest earned 80.32 Annual percentage yield earned 002% SDNY GM 00023498 CelP70003306934581 MI003305428 00033 CEA 7 03057a0110 ►age 3 of 8 CONFIDENTIAL EFTA_001341I8 EFTA01275889  Account name: GH1SLAINE MAXWELL *UBS Resource Management Account June 2017 Friendly account n Account number. • ' Your 1g sandal Advisor. SCOTT STACK MANYLYLE CASRIEL My Choice Rewards Points from UBS Rewards pants are reflected as of the 26th of the month or the poor bus ness day if the 26th fah on a weekend h0110.6y Rovatct. point activity cetais can be lOund On minv.u6S.00o/OnNneteneire4 line 20'7 Year to date Opening balance 6,549 5,709 Points earned 193 1,033 Closing balance 6,742 6,742 Your investment objectives: You have identified the following investment objectiires for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you" friandal Advisor or Branch Manager. Youcan find a ful description of the altemabve investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected Your account instructions e Vow account cost basis default closing method is FIFO, First In, First Out. CHM:N:0306584592 W7060305428 00033 0617 03057500 .1Y_GM_000234Wie 4 of 8 CONFIDENTIAL EFTA_00134119 EFTA01275890  Account name: GHISLAINE MAXWELL Resource Management Account Your Finandal Advisor: *UBS JUI • ' Friendly account name:Indsv Cheek/Car Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some ()noes, income and current vaues shorn may teEoproximene. As a result. gains astllOssesns 1101 be &easterly refkoed. See Aperient into/tenon abut your statement a the end of ths documem for more Cash Cash and money balances Cash and morel balances may include avalasie cash balances, UBS Bank USA depot account balances, UBS Bast USA and al Uss FDIC Insured Program Bank deposit account tdaXes are insured by the FDIC within UBS EDI( insured Rogan Bank Balances, UBS AG Stamford Stanch deposit account baasces and rroney applicable lents, but ale not protected by 9FC. UBS AG Stanford Blanc hdepost account balances me not insured Mate MUIUS Sid sweep balances. by NYC and are not protected by 51K. Money market sweep balances are protected by SIPC but are rot Insured by the FDC See the important information tout your statement at the endof this document for detain about those balances. 0penng baexue Closing baance Pike per share Average Dnidend Interest Crays in stldng on sun I(1) on fun 30 (1) on Ain 30 (1) rate ()tried PellOd Cap &nun' 01 U8S SANK USA DEP ACCT 20,507 54 18,573.84 250,000.00 Your total assets Percentage of Cost Unmated UnreSatd Inoue on run 30 (5) your account bass (1) annual IneCme (S) gan or Ions (1) Cash Cash and money balances 18,573.84 100.00% 18,573.84 Total $18,573.84 100.00% $18,573.84 Account activity this month Date Acliety Description Amount (I) Deposits and other funds credited Jun I Transfer JOURNAL FROM HISLAINE MAXWELL 29,492.46 Total deposits and other funds credited $29492.46 Date *direly (sesc notion ArrOUS (5) Dividend and interest income Taxable interest hill 7 interest UPS BANK USA DEPOSIT ACCOUNT AS OF 0& 17 0.32 Total taxable interest $0.32 Total dividend and interest income $0.32 SDNY GM 00023500 CHP7C0030055E01683NP7003305428 00033 C6I 7 030579001 Page 5 of 8 CONFIDENTIAL EFTA_00134120 EFTA01275891 SUBS Resource Management Account lure 201 7 Account name: Friendly account n Account number: GHISLAINE MAXWELL • inclisi rhPfkirTf Your dnandel Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (contnuedi Check number Dale Description knowit Checks 001053 Am 21 INSURANCE OFFICE OF CENTRAL -347.00 Total chat 4347.00 Oae Activity DeSCrlDh0n AM0unt (I) All payments Jun 2 Withdrawal ACH WITHDRAWAL UNTECHEALThIONE -556.98 Jun 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -39.94 tun 5 Withdrawal ACH WITHDRAWAL AMEX [PAYMENT -30.120.52 Jun 9 Withdrawal ACM WITHDRAWAL Saks Retail -301.04 Total bill payments -131.018.48 Card Items for your Attendon: The new U8$ Visa Infinite credt card is here, packed with exclusive trawl benefits, more rewards and more of what you lore. including ertraordinany personalized service. All sturriinglyclad in metal. Visit ubs<cm'uisainfinite or call us at 888-762-1232 tolearn more tale ciesconcion Amount Card payments Jun 20 CREDIT CARD PAYMENT -61.00 Total card payments 461.00 Mint-non Payment We Payment Due Date Crecll Inn Ayala:it Croat line Outstanding biance lies Visa credit cards) payment information for July 23.2017 535OO Jul 23, 2017 135,00000 S34,807 20 4192.8O This Mgt cad is emoted in it BS Pay Credl Card feat ute and will autcmetcaty te paid from your account Your payment is scheduled for July 2Q 2017 We decide this information on you' Lin Visa vent card Sdely as a courtesy 10 you True 085 Visa credt cad and account ae issued ty U8$ Bank USA. UBS Bank USA send you the officid staernent for thus account and you should make your pia/men' accordng to their instruct ats. We do not indult* your outstanding <fedi card bdance in the •aue of you. account with U85 Firianifie Services Inc ctai7C003305584594 Ne7000305428 00003 OM 7 0305750tal I tgryky_Gm_OOO235rAge 6 of 8 CONFIDENTIAL EFTA_00134121 EFTA01275892  Resource Management Account Account name: GHISLA1NE MAXWELL Your Financial Advisor (SUBS June 2017 Friendly account name. Account number. SCOTT ST ACKMANI YIP CASFUEL Account activity this month (COntriVedl Dale Acirvity DesctclOn Am0unt (0 Money balance activities May 31 Balance foniterd $20.50754 Jun 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 29,492.46 Jun 5 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 06/02117 -596.92 Jun 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF C6/0W17 -30.120.52 Jun 7 Deposit 085 BANK USA DEPOSIT ACCOUNT AS OF 06106/17 0.32 Jun 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06/09117 -301.04 Jun 21 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 06/20117 .61.00 Jun 22 Withdrawal U85 BANK USA DEPOSIT ACCOUNT ASOF 06/21117 -347.00 Ain 30 Closing UBS Bank USA Deposit Account $18.573.4 The UBS tent USA woo &COM IS your primary sweep action SONY GM 00023502 CNe7001X0065134585 NP7000306428 00033 0617 030579301 0110 Pep 7 of 8 CONFIDENTIAL EFIA_00134122 EFTA01275893 *UBS Yournotes ---,== _ _oconften. . CONFIDENTIAL EFT,00134123 EFTA01275894  Important information about your statement U3S Fiuncial Services Pc. (the Firm or UBS Faint' her IroMyOu ro later then 60 days alter the Fern chins for used. bobnathey brochre maitre upon • Paractute Combination of Income and Capital Servbes), is a merrber of all principal washy, ccmrroday um you the list statalialt on which the erns or req.sest or at mew spc.org The SIC asset protector. Ammerman Investments Mang both the generation and optima exchanges. UB5 Financial Seniors and 1.85 Problem append, Min apply to all roosts tut you held in a orticulen of income rd growths" scribal. Bank USA re i-dien subsistent, of UPS AG and - Proved, yam name ad accant Metter (0 any) capx *lathes of UBS Secures U.C. The FiMs theme' - Cesabe tie error or the node, yeu avuTiure the Fitrn. h. together vrats certain satiates, ha also Overallrisk profiles statement R available upon regent. The Fim's roomer about, atherplain as dearly rya can why you purchased srplemernahnesake The ma mum • Conteware. Seeks to manUin nitre prithsal with off kes ere at believe d is an acne a why yw need more stipule paykb to al elobe client, whom& utter low rite ad volatility to the acorn overall even if dormrim this rotten:41is 5500 million as cie December 10, 2016. the metre ea amain does not generate signifrani UBSFina-col lances - Proirde the demean arrant of the suspected era. Subject to the poky conditiss at limitations, cash a income a Nun and may rot keep pace with 1200 Harbor Boulevard the Firm is further protected for up to 11.9 million n the inflatith Weehawken, RI 07086 The Firm or Card Issuer wet niestgete your carrion aggregate for all you accounts held n a particular • Moderate. Wiling 10 accept some rids to pincipal at and MI coned thy enor promptly. For alleged "Iron capacity. A hi spy of he poky wordng is erwilebk tolerate same volalety to seek eater returns. This stattmirit represents the conk official record of you' roolving UBS Vire debil ca-dtransacliam. if we take mon request. • Aggressive: Wiling to accept hit irk to pnnopal and LBS Financial Semites account. Other wads, except more than 1014 Wets days to dotes, we MO credk high volatility to seek hobreturns our time. official tx dsurents. contanng coneliang data should you rant for the amount you that 6 in error, so that The SIPC protection and the supplemathl protection MI be relied man II you believe there 6 an ma a you wt brie the use of the money dunng the tine e both do not apply to • rmestment Ebadidm Consideration: I selected a omission. Pease report it "media* n writing to the takes us to cemplete our imestiption. • Celan lruncial theta controlled by (and ridged ii portion of the pOre101io for that account may include Branch Manager of the office wvig your account. your account value) but hell away from UBSFinancir corrplex strategies, I Mated 1i4ii6ty and gear Please mice all checks payabb to the Finn or the volatilty. Smarts (e g.. certain(I) deposes a affihaed and ron. Althea)' al limits shown re intended to be accurate, Irina& ingerian ndcated on the front of tha ablated bats 00 nsurace products, naming statement dela take not be wed Ice ear purposes Rely statement In addition to roods attest lar4 accoures variable errata's, and (6/ shares of mutual funds Sturtementehotaoholdier meek on yeasend tax kerns, (1e Form:1099. 5498. ma/ be abject to mareenrce lees, chaps for late Mtn such tier are regained candy in the name We may consoldate al related account statements with 10425. etc) when prepamg your tax return. The Fim pasimint kr securities purchases and charges kr unpaid of tie account hot:khan the books and records of the the sane address in the sure envelthe eg. because requiredby taw to(ism to he IRS alterable deaden* arnants n cash accotnts Accounts that are tansferred they have omen who also maintain jori scant issuer or trawler agent); report/re nantarable drebkna and uxAsk interest to other instnitins may be subject to a Vander tee. • "regiment contracts or nvestment reerests (e.g., rebtionahjin wen other dents a the same address. If end an secures held ni pv accour net proceeds kneed partnerships and private placements) tut are you prefer to receive individual striments mailed in an sit breadore, rd cost basisancertain covered UBS Sweep Options not registered under the Securities Act of 1933; and separateenvelopes, yo may decline householding by stories. LES offers options kr mewing cash balances to bals • Commodities contacts leg. freign exchange and cailig your Femoral Admor. depose accounts al non-affiliated bats rd affiliated precious metal contracts), includny Mures convects Cram"onkel, with the Firm banks. money market mutualfunds (Money FLOW at Friendly account none and corm:mak option contracts. The Friendly account name is a cvskrnetee Man.-m.1 • Please reconfirm any oral arrnwnoatona in wining the eternal:nal GIMP Locate (CA) for customers the SIPC protection and to supplemental protection do to further protect your rills, mdudrg your nthts will as Internet:oral fenathe Management Accost. chosen by you io assist you with your recondkeeprig not apply to these amen ewes d ll-ayo•harvehe mom has no legal effect an your account Yea ca)ataxy under the Seosiies Investor Protection Ad (SPAT Deposit accent al UB5 Bak USA and nos-ablated on spa statements. The SVC protection and the banks panicipatng n the UBSFPCinstred Deposit your Friendly accost" names, through Onthe Services or • If thefinancial ithitution m the top left of the bard "pplerrental protection do not protect agarst changes of this stream* snot LBS Franca Senrees,U3S Program re FDIC iimured in accordance wits HNC rules. by contacting you Fa-antral Advisor. in the mantel veer of mu investments (Melba as a Financial &mien carries you account as dearing For men idarnatin, pima wick wwwfdicom.Deposk result of market movement, issuer briouptcy a broker by arrathement wit the a-dieted instarin accounts at UBS AG StamfordBranch and shires of Moped overview other...at) • Valet of you emounapsenteo. Net of assets axe We informed you of this relatcnshil when you MoreyFut are rot tared by theFCC opened this accost h the cast your hide and Dividend Reiwanment lerograrn (DPW) Sabres Porkies a* boated aims financial Services and rot Through the DA, cash Winces ere swept to deposit The price reflected 6 an average price. You may obtan • Asses Includes arab" cash balances vat es for the imodrithbrokers and younun make a mon accounts at UBS AG New Yon Brand, a-dUBS AG the actual price fran tar financial Atext Only vrok restricted security (est ), and Global Time Deposits, of ay error or omission to both limo. Carnal Branch. These deposits are not inured byte sham re purchasedunder DRIP; partial alms voile be unrealized marks to make, andcertain assets not held • As desisted in the account agreements yw rust FDIC. Palates held at tee LBS AG Cayman Branch are sold at the cash leer be deposited 'a your account The by tie Finn. Does rot induck unmated secuntiestassets roily us of any enors or 'Feud involving decks tenthsanly eposed to tux sovereign nett of the Cayman chictend reiwesbnent price aeplied by the Auer may at the end of the plot and assent statement periods, a retlecled alyote statement within 30 days after a was blends ad there is no aura-rtee or other obligation of 611e from the make price at othich the patial shares pinata lemstmerrt . unmated stock options and mailed or made avelabla. UBS AG to repay the balances while on the UBS Cayman re sold exercisable cod options • Please di-octagon-4r complaith or ixreies to the Branch's beaks. • List,//pea harks Mat Waxes, orstandith mato Fim's C fent gelatins Derailment *201-352-1693 Cash-raitu loths, credit lint short accant balances. or tolUree at 8C0-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by SIPC . Mosepy Fund Only whole urds may be had n vas' recut If you are • Casheironey balances. Total of uninvested arra* ET Monday through Friday, a in *nig to UBS shires we protected by 51K. See "LOS Finarthel 541-ricth enlisted to a panel use as a result of a Perini payment cash balances, pleas deicer balances at attained at Fivnual Senior Pc., Client Retrials Deprimenk Account Protection' below. or al-meows the Simi we ether sell pa-WILE-Ms at nen-allileted banks, a-dmemmotet mutual Ind P.O. Box 766 Union City, NI 07007. Market Cri:. Cr accept an arrant determined by a swop batances, at the cbs• of tie statement period • A 0 stamens shall be deemed complete and accuse I4XriyOut request, balances n the bare deposits maw be registered clevh) agency, at credit yar accord Non.cornmodily tree creek balances in yar accord acv if not objected to in writing within 60 days wthdawn, ad shoes of a limey Ford may be not semegaied from other balances and tethrn may • Fa TT' services_ Call 1344-612.0986 or tan outside liaidatect and he proceeds nand to you a your InItat&aent objectives tau any of these fords in the ordnity cow. of is the US.: Cal 201.3521495 sentries accctre The rmstmert objectives and risk profile ar• spec Rk to busier. These funds arepa/MA mon your demath. • In use of ems, or china:re Abair en electronic each anoint and may thy between you accounts This total 6 nolded in tie curet period closing vakae. Further limner:a about available sweep options, Were adze the Firm prorrotbr in meting 01Rot' firth transfer WO. bR payment ce UPS Vorockbil ithrerg current interest rates and yields, is available at card transadons, call KO-762-1000, or wile to UPS sginf bent change in your Inancial silualon or Linda's information Fronual wenvubsoombweepygIM from your Friencial Adviser inveitmeM cbactives. For each accant heti, you For detaid hicrmalion on the Firm's MISR pricier Ix., 10% Harbor Blvd, 6th floor, a by calling KO-762-1000. Weellah4.e% NI 07086, Atn RIANESA Sakes, choose are al the following investment Mirth's: ad dscbsures, refer to yes Cam Relationshg • PeocaxeCurnentincomt Investments seeking the Agreement a accara Agreement and Iffe General UBS Financial Senecas meant protection gereratith of Mane only. Terms and Co tons. US Statement of Credit feather Cal a mite as soon ammo can, if you tit yam statement a receipt is wagor 4 mu need more The Firm is a marten of the Searain tutees Protection available n Agreements andOnclosures Corp:ration Or/. Mach protects securities antomen • Achieve Capita Aporaiabon threstments seeking • ev,,uturnuney,,,uw., neomialon tat a transfer on the statement or growth of principal caber tan the generation of resets. The