EFTA01372882.pdf

715:2019 KYC Pt M. Case Comments Created By Date Comments Cynthia Rodriguez 2/2/117 9:55 411 Email confirmation from Jason Shames is attached. During the lifetime of the grantor, the trustees have the nght to add/delete beneficiaries under Article Third of the Trust agreement by an acknowledged instrument delivered to the Grantor. Cynthia Rodriguez 12/30/116 11:29 AM Attached is the acknowledged instrument for the addition and deletion of the beneficiaries, signed by the trustees pncl the Orantet. Cynthia Rodriguez 2/1/117 11:23 All Amended list of beneficianes attached to induce Research is also attached. Jason Shames advised on1/03/2017 that fully executed addition of beneficiary forms by the trustee, along with Cynthia Rodriguez 1/30/117 2:45 PM acknowledgment signature from the grantor are what is needed to make changes to the beneficiaries of the trust. Cynthia Rodriguez 12/19/116 5:02 PM Attached are the supporting documents for the addkion/deletion of tones of this trust. ONSHORE APPROVALS Client Facing Professional (CFP): tent sohrab (Signature) 12/15(2016 tern sohrab Office Director/Business Head: Armen Brash (Signature) 12/15/2016 Armen Brash Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) Ricardo Mendoza Ricardo Mendoza 2./2/2017 Yconsun Chung Yoonsun Chung 2/2/2017 LATAM/ INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/Sub- (Signature) Market Team Head (SrifTH): AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTHMANAGEMENTPOLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so, Client Facing Professionalsl(I) (CFP k) should establish and maintain business relationships only withpersons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship and https://dbforcepb.my.ealesforatcomMen4eVeentletintegrationflis01N30000000D9Digekl•50032000015VROXIc•151MabkensVmpFPSxNakF4T... 14/15 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066785 CONFIDENTIAL SDNY GM_00212969 EFTA01372882