EFTA01372881.pdf

7/15:2019 KYC Print I. Corporate Documentation Attached (Legal Entities Only) 11ft: Yes .. No i.. Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) . ; Yes .. . No Sr., Not Applicable K. If Leids/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? , Yes I No Is the account structure unusually complex? Ycs I N0 Is there any indication the client set up a non operating company expressly i for the purpose of transferring shares to third parties? 1 Yes "fr No Is there any indication this could be a prohibited business relationship? '-c,', I No Are the bearer shares identified subject to acceptable controls? i...., Yes fft, No https:Rdbforcepb.mysa lesforce.comiseryletiservlet Integrationliid=01N30000000D9Ddeid=50032000015VRni&c=18iinkToken=VmpFPSxNakFAT .. 13115 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066784 CONFIDENTIAL SDNY_GM_00212968 EFTA01372881