EFTA01372880.pdf

715:2019 KYC Print DB PWM GLOBAL KYC/NCA: US/LatAm/Intl PART B Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comments: Booking Center :Ar. ply (.. , litiskModerate .4 ,: High Risk Yoonsun Chung Offshore NY/Offshore (Compliance Signature) L..% De Employee ..... DB Managed PIC ..... DB is Trustee/Co-Trustee -.., Bearer Shares 4. Attachments A. Type of Photo ID Provided A!: Drivers License i. Passport 1...j National/State ID Other B. Checklist of names (individuals and/or entities) that were submitted for database searches is attached It Yes :.--; No C. Please indicate the results of the database searches performed RDC searches complete le: Yes '‘. i No negative results found yr ''';', PCR checks complete NG Yes ...) No negative results found 1 vet '4.:, OFAC checks complete fit Yes '--J No negative results found Yes I No BIS searches complete (Leis/Nip:is, Factiva, Reuters, Dow Jones, D&B) fit Yes .....f No negative results found st, Yes ... No . , . Denial Orders checks complete ise.: Yes LJ No negative results found Lj Neste No - . Martindale-Hubbell searched (Lawyers/LawFirms only) , No Li Yes !fi negative results found " Yes ',.._: No Please summarize any negative results from the database searches indicated above: BUTTERFLY TRUST: Negative Media: All negative media pertains to a company called the Butterfly Trust in Europe. This is not our client. Our client is an actual trust created by a Grantor and not a company. No court cases JEFFREY EPSTEIN: Previously approved KYC A:01082293 8.01121718 Ni negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been closed a RDC alerts for Richard Kahn came up but they were all false positives as the age and locations of the alerts did not match the age and address on file. HARRY BELLER: No negative media Court case lists him as a defendant for being chief of medical staff for Jackson Memorial Hospital. The court concluded that the plaintiff had no cognizable claim that his civil rights has been violated, but refused to dismiss his complaint as to his antitrust claim Defendants' motion was thus granted in part and denied in part. The defendants listed in this case have not committed any illegal acts of conduct in any way. The case was settled on 6/30/1987. ERIKA KELLERHALS: No negative media Erika is an attorney and listed as legal counsel for several court case. Court case to appeal from a decision of the bankruptcy court. Appellee trustee moved to dismiss the appeal for failure to prosecute under Fed R. of the six Poulis factors, five weighed in favor of dismissal and it was granted. Mother court case for disscivino of maniaoe and property settlement. The case was concluded. . .. . E. To the best of your knowledge, has the client ever been convicted of a criminal offense? ?.: Yes No To the best of your knowledge, has the customer ever been involved in any past litigation against F. Deutsche Bank AG or any of its subsidiaries or is the customerthreatening litigation against Deutsche Bank AG or any of its subsidiaries? (Jr Veg. provide details below and contact QuanY Mgt Yt-,- I No (LatArnant7)or the Regidatoty ControlGrow andnotify anciance Immeilately) G. Does the client or related party have any financial or other association / interactions within countries Yes I, No or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? H. Does the client or related party have any financial aother association/ interactions within high risk Yes I No countries? httpeRdbforcephmy.salestorce.comiseryletfsenlet.Integration?lid=01N30000000D9018eid=50032000015VRiO&ic=18,linkToken=VmpF PSxNa k F 4T .. 12:15 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066783 CONFIDENTIAL SDNY_GM_00212967 EFTA01372880