EFTA01362826.pdf

Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gor 3, India Tel. Mo From: Vijay-A Sawant Sent: Friday, August 24, 2018 5:28 PM To: Richard larossi Cc: Bradley Gillin tewart Oldfield Subject: FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [Ij Importance: High Hello Rich, For the above accounts, we have received confirmation from Brad that there are no material changes to these accounts in another email. We have launched KYCCase#01977703 for these accounts and following are pending items - • Southern Financial LLC — One of the RP's Jean Anne Brennan Wiebracht has incorrect name reflected in Corp Resolution and Signature Card from 2017. The name reflecting there is Jeanne Brennan whereas her driving license, attached for reference reflects Jean Anne Brennan. Could we request for an updated Corp Resolution with correct name, please? Note the Operating agreement reflects the name Jeanne Brennan). • Southern Financial LLC - SOS from USVI website or COGS dated within last 6 months. • ISJE LLC — SOS from USVI website or COGS dated within the last 6 months. Thanks & Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Umited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East. Mumbai 400063, India Tel. From: Vijay-A Sawant Sent: Tuesday, August 14, 2018 5:20 PM To: Bradley Gillin CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0052445 CONFIDENTIAL SDNY_GM_00198629 EFTA01362826