EFTA01362825.pdf

From: Liam Osullivan Sent: 9/21/2018 1:28:03 PM To: Davide-A Sferrazza Subject: FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCISII499733) under the SOUTHERN FINANCIAL RELATIONSHIP [II [C] Importance: High Classification: Confidential I do not recognize the account code. Do you know what it is? Thanks From: Stewart Oldfield Sent: Friday, September 21, 2018 1:20 PM To: Liam Osullivan Cc: Bradley Gilli ; Richard larossi Subject: FW: 2018 Periodic Review of Accts Southern Financial LLC (GCISI$483882) & LSJE, LLC (GCISS$499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I] Importance: High Do you recognize account code STRUPDT0118001? Thanks From: Vijay-A Sawant Sent: Friday, September 21, 2018 10:18 AM To: Richard larossi Cc: Bradley Gillin Stewart Oldfield • Mayur Rathod Subject: RE: 2018 Periodic Review of Accts Southern Financial LLC (GCIStf483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I) Importance: High Hi Rich, Following are the pending items in above accounts - • One of the account for Southern Financial LLC (GCIS 483882) is Structured Transactions account with account ID on DB Force customer page as STRUPDT0118001. We believe it's a dummy account number, as we couldn't fetch any details on DB Insight. We'll need Purpose of this account, expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. • "Purpose of the account" required for all the below accounts. nEpprz . 61E-PEcei TPA, ' , WAY! PC 77ZOWA Er.mr Pa, - von., ;re mot. PT ;Poland r 1103.07•V 712t20.? k 01, 102 .. RP<'cog. TitVtt.X4/14W"C 10001442 jpers, Parflporp rt POPP». Tanga rESICIT.00 2/24/20) 44 '2.4A4 2:::!-E,',..7!-.-:! ,7.:tt, e. s'e:. ..41242E4 1P4IPTE.Nrniritti-M. /gat Ifialleiterta.ACCEPICI Rain 24 OCMCCI3 EX: pc";::EiEl EtEC.x1E-tEflGes 991005≥ CO 0111:,41 Ogre. .Et LEIX 1, E7PE6 PiP7:1 — DB Insight is not showing the below account. We'll need expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. My.re, thew Newt Of VOA D. Or e.,: trine Nam* 4, Qt 2`, 4.ri—t.1 711 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052444 CONFIDENTIAL SDNY_GM_00198628 EFTA01362825