EFTA01585368.pdf

3011 Mar 29 12:17 PH J -P)1020ANCrIMSE - 10127100100 . Pape Zola C. SOMA Rule 5131 "A ntl-Spinninr Catiflcatlon FINRA Rue 5131 proats the aeration of hive issims to oars end enacts a Pula and Cara NomPubM Ca rgethes in warn circumstaras The underarms mere the Mang cortthcabon am regard lo each eccourt(s) in warn an opOorturaly to fl ex and:Or theca% new omen may De Werra (check ad bona that apply): eubirmpany Athilation No pan roving a bonteleith Internit n the thomett(r') if en thecubee °Mon or tractor al a public oampany. Ora person who a ma:ornery sumo-text by mod etsecterni officer ce Greco, CovapdNon-Public Company Affiliation 7No parsec amp a benericia Interthe N ter Othmellf6) N an °leaven officer or director tos a covered nam-publto company. or a pan Wt es matentray au:awned by swcf, exeCa.ve Off.C.e, CC ?rota. O Apar:ea having a bimetal Mast in the ethOdrelth s an Otheuthe Wider or &Meth CR It My/NW non-public company °reason rye M molaffla suiPonea by such person NJ o.e canay a a !army naafi-ore melee or tenor rico of bbanbso eiby that rad have no former, Current or proxecrNe Investment hareem gala dent rairciam ate P Wigan Soranbas LLC G mean farniy ORM aCCOunte MEOW einiothmarf condoners. oemonal noe.g comporma professions arms aim s.T., ar IA:we...Nes. ate) Nam of Cared Non-Pubic Company (tritest For purposes of Section D and C Move. Ma focowIng definitions shoal spa (I) 1}ames,,,aSflar. Any anoint mw-ast.. .nctong the MN vs share in gains ce IOWA. CAW than anamment a pmformance Eased ISO. for moratrg a 0000Ctive ,nvelleTIO a 1/0"aunL a Other leas for aeon; m a hammy ospemly. (0) 'aerie 5,130•X1 Meetly a ontheCty plthedIng mate than 25% of a parbores arena in the pax caercra, year Members e# the erwmadato tansy My et the same ethefAitead an deithed to be prowling oaCh Maar with farad sipport ON 'Executive cfta FirlFlr My Person mad as an executive °nicer or anew in a U.S peAsro caps/a most recent perry Merl Wen the SEC airman anneal regal Ned with Me SEC on Fern 10.K or Form 20-F, diroclor &aromas many that Is ramrod wen the SCC aler the 14 AM, as moat Vt 00) dear al a frond nomPoO6F coral. Fa NoaxcLilwaircgr Ot • covered nor- pubic Crawly (1 •Estiaramant My company that Ingtafte0d ardor Swam 12 of the SeCuMAS Exuenpa orates probe span plaUant to Spoon 15(e) '210ttot (V) tolo(egion-pub)C tenant Any raputlic company methane the Mang merit (i) trans el at least SI man n ma lac aa mar or In tee of ter last Urea hal yeas at inerenoloenc ecitay of at Met 315 million. (d shareholders' *grey of at lest 370 deign and two-year coethang history, a oth ntS &note and total waren of at loan 5/5 million an tic :eta fa year or in a of the tast throe la - mars (e) Tratmer. beinkrere aerviCay InCIuderS Maul imitaeort *amebae tit Cent pectutheerth et a leang ;Menlo offering bar the sear« eilonmse =ono in furtherance anionic dead or ma mum acia as a &uncial adsmor in a merger, acgmaton or air camas fecemeimion. provaling venture Wit& Opiate anon of ant peyote amosoment pubic equity hansealons (WEN or ma immersers or Ma me acta in Mtwara ol a my/do of trim of the issuer. or serving as paean agent fur the issuer. D. Signature HY siror9 YOJ FelfY that the aCCOure(S)nlloreno90 oboes Is °Vale to purchase shares of new %suss in accoraotre kern FINRA Mae. 5170 ant 'Now Issue Run) end 5131 (the Allocation Role, Asotonay, hecifty &WO, to JP MOW MS Bee unSrtgoaf ii itueS1.-00 la peciale the CrbribeO01. The v000(5;0100 L'oltlerSlanCS 0000.0049°3 that JP 00191b, is r6b4q UPS US Cerefraseon 8n1 the unefsgned agrees :o rata, inform Inn underrsyneO's JP Macon Invetayeeit PlaaftiOna: wilting. 1, say Mas rya thu nypreserlf.r.414 m (hit Corflet.b.on ceases tO be kV. and XCLable /14 / /far r1 y 20 IL__ fl at Sogrinare crWeiOal: 110r eff ► . Me l • er MS) ads. gyps or Pentad Nana (thse. B sponosbe.) E J.P. Morgan Use Only Tetouan, by SupervUory rasnyeement only. Account(s)lorowen BY: MIS 48-c-1-- ( Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00065330 EFTA01585368