EFTA01585367.pdf

20 I. Hon- 29 . 1- 2 -r - 1 r• "2. • atas too t3 Certificate for the Purchase of IPOs of Equity Securities J.P. Morgan (Individual/Joint/Non-Institutional Account Holders) Customer Representation Paps 1 al 3 J • II the repenentaUens set forth in Vil• Cliftfrade ate true end seconder. Aorta It eelnplet• al lettiOns, sqn and return. 1944. fixerefrt- tr•treh:Ics) Fes - CP.71/17. elanleo( Ail a pnmendidee le eying renew Sue. einfrelty mini toes an WWII Wile Wilily CIROlf) alOpay amount the alcuttetiOri Fie sal Endue, RegUltsay snot (FRIBA) romans that you lien ire Mum a coneeate Indleallne SNOW or not your account(%) is dyable piadiese shams cf new suns cm eceadance with FORA Ruin AM few 'Raw Issue Rule/ and B131 (the IPO *Vacation Ruh'). A. The full nofneu and bualneee affiliations of ell pertens having any beneficial Interest In the account are as follow% Nome of Beneficial Owner* Company Aratlalkine a td Sell•Employed. List Occupation Nature buinsea at frcleht ••• (fentrai .r7 fleeter more agora S Melded please ate on method nom and check Nee 2 D. FINRA Rule 5130 Now Issues Certification FINM Rule 5130 fornirtv NASD HS MIA (Cie Not !MA ROC). mcrsOfts sale or any now too mares to any amount in veal • reetrietad person notes a beree..r. :Merest, sfosS 001044.4 Pormiled and 1114 n-do Each of the undersigned hereby tertian to J.P. Moen Seeterlskm U C l'JP Morgan') that no anon having a bentiffielal fl ees* in Me account(*) It (1) Aaooated *MI a FINRA member or oner Creloysdeater (I.e., any efts. director. general error, InSCOaleti iteribri a Other en 'ogee Oe a member CC other Crenercleelor): An agent of a FNMA manilas finn a any mem broltercoake (ah. , than a "mood Palm= b/Olter-008/0f) 041 P eni/oCmjm en Immenent banking ram secuntas Memos: (n) A NOM who her aulnonly to buy or sell scarabs for smogs and lean inSteuten, Moan°, COnFebY. ome4004^1 °nen% nemmegfi odwficry firm or Mee col*Crye momernen account (rcludIne a badge fund. imminent ponnersmo evettmon, corP7Iltien. Or blybillet 0:4006**t., it venni Ina: a monad prInfergy e the purchase antic= sale of sourhlµ).' (Iv) A person Wu Shia a brokendoryee (v) Apeman *he malodor vat Moire the MSc Offenne or odor Pinson *Ring In a briubary eaPaelM bThe roanafitn; undo-Ante. including. bet not knead to, IMOrneyS, oxourtonts rd trate cenSANCO: A member of Ina ',mast* family' or eery such panel in the above sabre Sens nyeaVes mouta sepal from the ;anion cr eta eke Infeenej suPpOrt to the person. ' fl eeing .nwastnent isomer does not rclude a Y.Nly inastment .ennIF 0.• . 310001 **W the 4 00,1066WY owned SCSI by ammoettle %TIM menten; tOr an nveStment dub (i.a.. a grow of Mena napes* busts OSSOCalte, su diners who pod the money le invest m rests ce other zoc-4,1110$ &V ore OV.ec leurY rOSPOre tie for making invaimert fiat MICO0) AM Wien ito.hro rozwod In no Woo fn SchOdules A. 13 or C of d Fenn BD ei any person who *wetly v wickedly Owns 10% a mend a pulite memory =many krloU. Cr recy..aed lo to lead el Schedule A of a Form BD. or any person Ma throaty ymdrocly owns 25%er mete of a reperfry company :sets or mowed to twisted in Schedule B of a Ran BO Pa papooses or Section B, Me lets "MM00101e lenly" :aid ee parents, melhewisiew or IttecenernY, nusband w weld. bother a fl ier. brother. int* Of Sigler- Maw. ;birdmen or any reams° or ores moon vas m supported Meets or mdinsaly to a materiel Went by the mentor, Parkel tieleOciatos with the member Cr Other person in me above mu:pones. March 2051 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00065329 EFTA01585367