EFTA01449671.pdf

SOUTHERN FINANCIAL 1.1.0 ACCT. For the Period 8/1/13 to 8/31/13 Adjusted Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gaintoss Accrued Interest Yield Non-USD Cash SWISS FRANC 1.07 001 0.01 0.01 EURO PRINCIPAL CURRENCY 1.32 283,178.22 373.398 52 377.195.09 (3.796.57) Total Non-USD Cash 5373,396.64 $377,195.11 ($3,796.57) $0.00 0.00% US Fixed Income HEADWATERS INC 106.50 1,000,000.00 1.065000.00 1,035,000.00 30,000.00 76,250.00 6.23% 7.625 04/01/2019 DTD 03/11/2011 31,770.00 42210P-A0-5 B+ /B2 EARTHL1NK INC 96.52 1,000,030.00 965,200.00 1,033,500.00 (68,300.00) 88.750.00 9.68% 8 7/8% MAY 15 2019 26,131.00 DTD 05(17/2011 270321-AC-6 CCC /B3 KINDRED HEALTHCARE INC 105.00 Z0003:00.00 Z10051:0.00 1,966,250.00 133,750.00 165,000.00 7.17% 8 1/4% JUN 01 2019 41,250.00 DTD 061012011 494580-AB-9 NR /B3 SERVICEMASTER COMPANY 95.50 2,500,000.00 2,387,500.00 2,865,625.00 (278.125.00) 200,000.00 8.93% 8% FEB 15 2020 8,887.50 DTD 02J13/2012 81760N-AN-9 CCC /CAA LLOYDS TSB BANK PLC 119.29 1,500,000.00 1,789560.00 1.627.500 00 161.880.00 148,125.00 6.75% MTN 9 7/8% DEC 16 2021 104,920.50 DID 12/162011 HELD BY EUROCLEAR ISIN XS0717735822 SEDOL B7FOXT1 G.4715J-9D-3 BBB /BA1 J.P Morgan Account Page 14 of 48 Consolidated Statement Page 17 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 105125 CONFIDENTIAL SDNY_GM_00251309 EFTA01449671