EFTA01449670.pdf

SOUTHERN FINANCIAL LLC ACCT For the Period 8/1/13 to N/31/13 Cash & Fixed Income Summary NET FX CONTRACTS EXPOSURE SUMMARY Value in Currency CANADIAN DOLLAR (5,000,000.00) JAPANESE YEN 468,650,000.00 Note: P indicates position adjusted for Pending Trade Activity. ' This Is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a fun year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain,Loss Accrued Interest Yield Cash US DOLLAR 1.00 1,394.841 62 1,394,841.62 1,394,841.62 139.48 0.01% 1 19.71 PROCEEDS FROM PENDING SALES 1.00 250 250 00 250,250.00 250,250.00 Total Cash $1,1146,091.62 $1,646,091.132 $0.00 $139.48 0.01% $19.71 Non-USD Cash CANADIAN DOLLAR 0.95 0.01 0.01 0.01 J.P Morgan Account Page 13 of 48 Consolidated Statement Page 16 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 105124 CONFIDENTIAL SDNY_GM_00251308 EFTA01449670