EFTA01121701.pdf

Global Investment Opportunities Group I) • MorgOn Secnr9 GI o pne.lPK4CO4bMM1yrMM Account Position and MTM Summary (Open Positions) Peopared I or SOVIlvin Trust as ol August 30.1013 USPAMN 13 355 XMAND 1391138 GRUSD Isne WIPPT Å.160 USDPIP 547.4 USDLA 102868 EUOUSD 13718 USDON. 23201 115004, 09306 MONO I0536 USIYMY oso USDNOK 61203 Ustod • Intr ß0n9 ONombee Pofe Dole 0202404 Conll 20.13 ITIWOTM Cool Omi. ISI Modret reelpe IS) Molen'/ing Hm Per* Norma Premoum Curreall etermurin MIM Dnlr 2O/t011 Gaus 01 1/112014 so 1991 S, m2, PO Co 59.91 51042 (591 24.101.13 Gaul ii91 (nenou 91 IDA 519.833 5si 5 58% CO 51047 SM 00 410.5073 Usled Option, MTM 520.884 IS3t611) 410,3461 Sltuth...Mtleta • Manual /1 2 / w.lou 114.1orq.u. lin.team Borde s.d rak., dsv Tiede Date Mstuaty //ae. Amount IomJ Deserlpten Cal Omis (I) Metal /Mus Cif mimest tecoma tnuy Prim Curront Prim (5) MIM INAPpl3 27.M.v.14 Ii07470 sek PS Stop UP • 115% None • 59eCto • 2055L Mortrn. MONO Sinke 1 9619 31,0310:0 5114 eo, 50 51(000 $71.45 54pr43 2141pr.14 IA00.000 WW Oft SteP UP • 85% Burne • S% <Co • 28 5% Metro leutel Smke 2 0035 vo.cono:et 1331102 SO 51(000 $1395 lobnational Rad Istopme • 'sind) hione oLsfibernboo {niry Pate Cumnli Inte Mode DM. Matt.r.ly Iatu amovol 14402 sist Ratrnq CuriencY Coup.. Praopal Gable) Makel V.ulme UI Total IM. Atuumi IS) Y.MI to Wont MIM ILould) 0.9.0 Zekhb.I3 0240ov/017 1.500.020 horerem De VOMIuM15 B USD 8.500% 111,10110.0t 1809107 442,500 137614 tco Co 8149 452.6021 044m13 02410e2012 1.600.010 Peuorpof De Vcoetocro B USD 8.500% 1$999.COP 5891.903 543411 11.7644 se 20 49 130 4631 Ustod 3303Pn. Csarent PrO. fl ade Oste Metvrhy Mn. Cempurry Snoant209 Pat Ameunt Coupon Pernopel Cest IS) 1.Astkel V.Iwe (5) Ohliftet Rettend IS) Yekt In Wend MIM (1.040 (totall I I.M. I) Pepeloni $7,104 AR I towann( (CC* P • 525.00 0501: 31,2449101 5).533920 511,114 S69% 23,14 2491 518.0) Mrword Coobacts • Amm messe] retodm Item 8bombroo Current Spot Curnent A.Lin teade Date Value Date Rauet Salti NM/0W raOale Contra« Spot CoMr.bal ferwald MIM Rate ro -word 294.4.13 23.51Pde uSI) 9719460 laD Z503.030 19-5.40-13 0,77830 0171 0772AØ 0,7714340 511.907 29Aug'13 94eprI3 050 1.788.000 AUD 2004C00 an. 0M4)7 0891 0350200J 03397970 13,401 ForwadalContr4K14 MTM 524.402 EX Opslono Currenry 2 Onmem Curnere Merrum Tible Dete Rsornoon Direction Cmrene I Tmo Spike Curresey 2 TyPo Uollonal Promom 153 2440313 23..1W.I. Sold USD Pur )0.00/003 012 NZD 331 10 •Are5 •7(00.103 5925300 117.896) $74.1(14 1440143 343m44 Sold USD Pur INOCOA00 es, APO Call 510%4K0088 59%350 ($10.173) min 2540143 2443443 Sold uso CMI 3~0 OP) 044 50084 3.0.520 (8102.6011 15592811 Z9401-13 21-3an-I4 Sold JPY CMI 5.002400 9500 PM KI 0944 KO 0101 $71.250 019.141) 5)2309 {.Men (144ob.M Sold USD Pur 2/20:400 OP) tm K00.77 $11.180 151.913) $134.87 64wg-13 CerrebrN Sold JPY CMI 3.000400 9500 USD 1111 1(0•99.35 5215200 (818.954) 59206 %Pell 064812.10 Sold 050 Pul 5.000.010 1.21 OP CRI 610 1.5851 1(00 153 $09.148 1149.0791 5775 8.4,0 241,.14 Sold USD CMI 4300400 0.0) AUD Rot RINDOOF Pro 0.876 uni.' 991) $43.655 (154.520) 114.3915I 90,0.13 921d CAD CMI 4.502400 1/92 USD PM 1%500 426.2811 532216 Options Mim 4448 472 (5170.2401 .1114.11 60110 410.598) $421 0 10.127) R/SP (5AMS) 46.3931 IRMA» 2012 307* Opon MIM SO R"so SO 50 SO 40.1•4•410pen MIM 11468.164) NO1ST 50 50 ui DIIIntlel. 014.120 131.00 S176.130 YlD Change in Oper, MTM 11468.164) Altormolvo $0 50 SO 201.3Clorod 823.4113 Other/MIscellannous SO 50 50 Touls 15043.160 525.693 1$442.401) 2013 Mn Podomunos 11042.11) 313014 .132atenCh.04 (Co EFTA01121701  Global Investment Opportunities Group J.P. Morgan Securities LEC. G IO Global 2 Account Position and MTM Summary (2013 Closed Positions) mønt Opberanieln Prepared for Southem Trust as of August 30. 2013 Dividend Entry Price Closing Price Trade Date Symbol Skares Company Currency Industry COst Basu (5) Market Value (5) Closing Dato øL `field (.ocil) (Lord) 19.Mar.13 HEP 4,000 Nelly Enemy Partners Lp USD Energy 5.46% ($163.200) 5160,101 19.14ar.13 40.80 40.03 ($3.099) 2DMar13 MODN 900 Model N Inc USD Tahnology 0.00% (113450) 118.234 20.Mar.13 15.50 20.26 54.284 20-Mar.13 HE 4,000 Mayatiara tkane Indt USD Utilities 4.96% ($107.000) 5107,398 20-Mar.13 26.75 26.85 $398 21.Mar.13 ENTA 400 Enanta Pharmaceuticals Inc USD msumer, Noncyclic 0.00% (15.600) 14324 21.Mar.13 1400 15.81 $7.24 22.Mar.13 GPK 3,000 Graphic Packaging Holding Co USD Industria! 0.00% (121400) 121,210 22.Mar.13 7.00 7.07 5210 26Mar.13 GMT 3,000 Calu-net Speraelty Products USD Energy 8.96% ($112500) 5111,178 26-Mar13 37.50 37.06 (31,322) 28-Mer-13 TUMI 2.803 Tuml Holding‚ Inc USD »Isomer. NOncyclk 0.00% (542.200) 541,899 28-Mar-13 21.10 20.95 (5301) 3-Aw.13 ARCC 3.503 AI% Cephal Corp USD Financial 8.65% (561.635) 561,214 3-Apr-I3 17.61 17.49 (5421) Equity Ph 5471 lewity Syndicade IA 5471 lated PrelArredi Dividende Received Entry Price Chning Prior Trade Date Malwity Snares Company 58P Reting Par Amount Coupon Principal Ccbt (5) Markel Valne /S1 Clofirg Date PE (S) »cal) ((ocal) 15-/Aar-13 Perpetual 45400 ‚Nells Fargo B Company 1388r 12500 5.25% 1/1.125000/ 51.121,825 28-Mar13 25.00 24.93 (53.175) 19.14..13 Peseto.' 40.000 Gligroup Inc 8B 12500 580% (SI.000.000) 5996.778 3-Apr-13 25.00 24 92 113.222) filted Preferrech (åfi 398) Listed Preferreds Syndicate (åfi 398) ForwardCentrals Trade Dat*. Vrik.. Date Bought Nolion.i Sold Nolional Fix Dali, Contract Spot COM.« emneard Clcbing Date ClcAing Pate Rl 23./ul-13 25-M-13 USD 1,514670 NID 1400.000 24-M-13 0.7993 0.7993 24-/ul-13 0,80015 151.615) 24-A613 25./41.13 USD 1,521,900 PUD t.sex000 24441.13 0.801 0.801 24-A613 040015 $1,615 2.Aug.13 26Aug.13 USD 395,850 PUD 500,000 25.Aug.13 0.793 0.7917 22.Aug.13 0.7834500 54.125 21-Aug.13 26Aug.13 USD 1,573,186 PUD 2400.000 25.Aug.13 0.786593 0.786593 22.Aug.13 0.7834500 $4286 21-Aug.13 26449.13 USD 1,799,236 41.0 2,000.000 25.Aug.13 0.899618 0.899616 22.Aug.13 0.9015000 ($2.264) 28.Aug.13 30449.13 USD 1,554600 PUD 2.000,000 28Aug»13 0.7773 0.77)3 28~3.13 0.7772600 5200 28.Aug.13 34Aug.13 USD 894300 AUD 1.000,000 28Aug»13 0.8943 0.8943 28~3.13 0.8942.700 3100 28.Aug.13 meo-13 USD 777,095 NID 1.000.000 30-AUSI-13 0.7773 0777095 28-Aug.13 0.77.09 (5995) 22-Aug.13 3-Sep-13 USD 1,802.000 AUD 2.000.000 30.409-13 0.901 0.901 29-Aug.13 0.8943700 113,260 22-Aug.13 3-Sep-13 USD 1,559.213 G8P 1400.000 30.409-13 1.5995 1559213 29-Aug.13 15492800 19433 21-Rug-13 23-Sep-13 GBP 1000.000 USD 1.563.633 19-Sep-13 1564 1563633 29-Aug.13 15490%0 1514.641) 22-Aug.13 3-Sep-13 USD 1,957.500 nap 2.500.000 30.409-13 0.783 0.7,33 29-Aug.13 07780903 512,275 Forward Contra«. PA. 519,217 FX Opijani CurrPrAy 2 Origmal Clo•ing Prymium Trade Date Explration Direction Currrncy I Type Strik.. Currency 2 Typ.. ~ing. Date Prt National Pimmium (5) (5) 25-1u413 M.Oct-13 Sold USD Call 2.000,000 OSO H20 Put IC00.84 8/14013 528480 ($55.440) (526.560) 26-Aal-13 26.4.00-13 Bought ItS0 Put 2.000.800 0.78 HID Call 8/2/2013 (512246) $17,160 /4.914 24-A4-13 24.1an-14 Sold CAD Call 14000.000 102 (250 Put K1471.005 KO•1.055 8/7,2013 591.000 1549.080) 542,000 26-A4-13 26.4.00-13 Bought ItS0 Put 3000.800 0.78 HZ» Call 8/23,2013 1518.3691 110413 (57.956) FX OPtieab PR 517.398 Total 2013 PA $25.6113 KI 20)3 Irnorsan<bme 6 C EFTA01121702  Global Investment Opportunities Group J.P. Morgan Securities ILL GIO Account Position and PA_ Summary (Disclaimer) Prepared for Southern Trust as of August 30. 2013 IMPORTANT INFORMATION uro.no (SU usoosure...r.morgan It a Lo. aim its annum. ao nix pierce[ I NI Olattlial IFIZIO00 net De m941000 as ra541.010/ a Jr maroon researcn repot uptown advise. Arsordingh. any casoasion of U.S. to matters contained heroin &madded any egressedhwein may differ from the opinions espresso.] by other areas of LP. Morgan, ;Mud." attachments) is not intended or witless to be wad, and cannot be used, Inconnection with feleafell. The DWOSITOAC strategies and views slated here may differ bent those expressed for the 'Hermann, marketing or recommendation by anyone muff toted with I.P.Mergan Ouse other purposes cr in ocher contexts by other I.P. Morgan mein strategists. &Co. of any of the Mittens addressed herein or for thepurposeof avoiding U.S. ea./elated le Morgan Securities LLC may act as a market mate. relevant to structured products of option Penalties. products and may engage in hedging or other operations in such markets relevant to Its Uncured Each recipient of Ns presentee:art and each arm thereof, may discaxe to any person, product wagons exposures. 5n-cured products and options are not insured by the Federal ...then limitation, the U.S. income and franchise tax treason, and tax structure of the Caine& insurance Corporation ODIC, the Federal Resent Board, or any other governmental trananlons dwaltod herein and may autos* Y materials of wry kind Onduding opinions agency. other lax anatyses) provided to oath redolent insofar as the materialsrelate to a U.S. In discussion of options and other strathaes. results and Asksare based solely an hypothetical intone or reandliie Mc strategy provided to suds recipient by I.P.Morgan Ouse & Co. and examples cited actual results and rigs will vary depandrog on specific circumstances. Investors its subsidiaries. we urged to consider carefully whether option or option-related products in general. to well es the Bak products and invitesare offered by J.P.Magon Own Bank. NA. and its affiliates. products or strenesees discussed herein we suit** to their mech. In actual transactions. the Saturant products and services ore offend by TO. Morgan Securities LK. member NYSE. tlienth toramerpony for OTCderivatives applications b .P.PAtorgan ho se Bank NA. Londe, . PUCKA and SIPC.1.P. Wagon Securities LLC is on °Haute of J.P.Margan Gine Bank. NA. branch. Fa e tog of the - theradtriSte3 end Risks of Sterdwdted Options' booklet. phase and other afferates psalm., as loot legislation permits SDK insurance and domestic deposit contact your LP. Morgan Advisor. reef'fenceare not applaable to deposits or other obligations of our bark trenches or Reel estate. hedge heck and other private investments mey not be suitable for ollindmdual Wintry, affiliates outede the United gates. invasion. may present significant mks. end may be sold or redeemed et mare or less than the In the UnitedKingdom. his materiel isapproved by TO. MorganInternational Bank limited aignel °mow insetted. emote invesunents ere offered only by *Benno morrows* whith more (01.5) web the registered offite located at 123 London Well CC2Y SAL reordered in fie dewtbe the post.* risks. Thereare no easurances that the stated investment ofhectint England No. 0)53$766 and isauthorised and regulated by the Roundel Senates Authanbr. any investment product will be met Hedge Funds la funds of hedge hndslt oftenengage in In acketim this material may be distntuted by:1P.Morgan Chase Be*. HA. WisICIO leveragirg aid other speculative Mmlp tt - they may increase the risk of investment Paris brand% vthids a regulatedby the French banking ewthoribet Avtonte de (cobalt loss; tan be highly Illiquid are not reeved to ;monde periodic pitting evaluation informationto Pnclentiel and Monte des Marches Financiers. I.P. Morgan Ouisse)Sa regulated by the newton; may involve complex tax Strtaltirel old <MAWS WI distributing important tax information; SwissFinancial Market Supervisory Authority:IPMCB otbal branch, regulatedby the Dubai are not slalect to the sank regulatory rocraements as mutual funds; and often charge high fees. Financial Siallfet Authority; IPMCI3 Bahrain branch, lensed as a conventionalneva/dale Further. any cumber of conflictsof interest may exist in the context of the management anther bat* by theCentral Bank of BahraMOor professional clients onlyk JPMCB Hong Kong operation of any hedge find. branch, regulated by the Kong Kong Monetary Authority and IPMCB Singapore brands In the US. l.P.I.lorgan Mutual Funds are distributed tyl.e.Morgan DiStrIbulleff Services Inc, regulated by the Monetary Authorny of Singapore. which isanaffix. of I.P.M0f9att Chao) & Co. AttaatelOt J.P./dergae Chase & Co. receive foes This materials not intended at an one, or solicitationfog thepurchase ot sale of any for wonting various sentas to the funds. Call JP.Morgan Distribution Services at 1-11C4/480. Humid instrument I.P. Morgan Securities LLC or Its brokerage affiliates may bald a 4111 or vita www.l.P.MeegaNuOdLONOIor the prospeaus. Investors theutd C.Weful/y consider the positionor act as market maker in the financial instrumentsof any issur discussed herein or investment objectives. risks, charges and expenses of the mutual funk before Insetting. The an at an undenwiter, placement agent, advisor or lender to such issuer. The Wasys and prospeaus containsIN and other information about the mutual fund and should be read carehrty proteges deathbed herein may not bo suitable for all sweeten. The discussion of loans or before investing_ other extensions of credit in thisMaterial s for IlluStratke popases only. No cavernment to As apostates, nations of mutual fund poi'omense information may be provided by Upper, a lend shooed be ccrtstruad or implied. This material it claributed rah the undemanang that Retelat cceroarry, subject to the following: 0 20lieai.ilett Al rights mew. d. AN/ copying. we am not rendering accounting legal or tax advice. Male planting rMWet 14931 republication ce redistribution of Lipper °mum including by caching cuing or tinder means, it ea/Mance. You touts consult with pad irdependent altos Mean*" kith manors. epaftrioy prelibted without the prior Written contend of Upper. Lipper shall not be liable for any We Wert the informationcontend n ths materiel to be reliable but de Mt W44.401Its errors or delays in to content, or for wry acorntoken n reliance thereon ettUreCy a completeness Cs:miens, estimates. end imestment *elegies end views Past perform an is not • reliable inclkotor of tomparoble future reline end investors may get NOT AN OFFICIAL COMM/ATM is informalonal Wreak, Dray. TMs capon does not represent an °Moat account of to liabreps. balances. or trareaceare node in yap Id and le berg prouder tit no' request Please refer to your Mealy OCCOWt thatement forte Whoa, record of SOW Me sacrum accedes For CelOSOOM. Pease osilyowJ P. Morgan ropeesenlasve The kekerg is bons worded for nlormahonal pawky any ander nine:reek. war mann eformation oreared rifts message and any excimpanyvg doonentsion. noldrg but not Smiled to wry retoeroh. model ValUtbeinS. etallOMOrte.conlymeoons, calodialons or a:Wales. is beamed 0 be arable. tut we Os nol wane& its completeness or accwacy.Opnia& Yd 0S1(0014A eCnOltil• Cur lutNareel 005 are YAW le Wong* vAto.1nose.Pale pelleendeee b eel medleallve al kaare Mute. TM falallIal IS nal aNterided as an offer or soleitalkan lor the peones* or sale of any Mandel instrumem. Tro OfeketilealeIS &Wel titer amb les and corployeas may bend a posilon or ad es matte maker In Tha Ilnafelal al:UNMANS. 01sty Issuer discussed boron or act as indemenor.placomern agent aSVC01 or lender to with oma. Vatalleg. recmckel redact pace 'remake on t0 dok<s)spowled AIM:4mb irtennalco et tease doorents bee been dared From =WOOS belesee to be reliable. JP1.1:news Chase & Co and es rallies do not guarantee its scorn or cempleteneta and accept no labfly loran any deed or tontapenise/ totes smog Iran es use. MIS Miamian is lot the sob used the person kwhomil Is Od&CdSid. OMmay be prhil000d era COMdernal My tilt dsinbumn. otckpficalco by anyone Odkl than Fk addieSS.00 IS prettied. II Su reCeae INS Fella. Maass natty to Seeder in/nodule/ and room by rm. 10_20_13)P_Morgen ChM! a CO EFTA01121703