EFTA01121698.pdf

Global Investment Opportunities Group J.P. Morgan Securities LLC. Account Position and MTM Summary (Open Positions) Prepared for Southern Trust as of June 28. 2013 Oneent FA Sr Commodity rates USDMXN 110144 XAUUSO 1200.9 GIPUSD 1.5258 USDRY 98420 USDARS 13765 USOL1A 9.9387 SURUSD 13037 USDEIRL 2.1989 USDCHF 09453 USOCAD 1.0479 US1318Y 1.920 USD/I0K 60463 Struottred Mass • Manual Pricing via 1PMorgan Investment Bank as et prior day Long Description Interest Trade Date Maturity Face Amount Cost Basis (5) Market Value IS) Entry Price (5) Current Price (5) MTM Received 13-Mar-13 21•Mar-14 1,001000 ItS8C1381. Step Up • 85% Banic- 5% Con - 28.5% Moir% Initial Stine 1.9619 <51.000.0001 5840.400 so 510000 58.4 04 15159.600) SAP-13 21.Ape.14 1,000,000 HS8C Bit Step Up - 85% Banic- 5% Con- 28.5% Metre. Initial Stike 20035 ($1.030.0001 1.861800 $o Site 03 585 18 l$110.200) Structceed Notes NUM (52.000.000) 51.702300 50 (5292.800.00) International Fixed Income • Ineaday Prime via Bloomberg Market Value 15) Total Int. Entry Price Current Price Trade Date Maturity Face Amount !wee- 58P Rating Currency Coupon Principal Cost (5) Yield to Worst MTM Accrued (5) (local) (Local) 28-Feb-13 02-Nov-2012 1.000.00) PetrOleos De Venezuela 5 s VS0 810)% (51.000.Iy201 $910.030 521,861 11.17% 100.00 9100 1562.139) 8-Mar•13 02-Nov-2012 1.000.00) PetrOleos De Venezuela 5 s VSO 1503% 15985.0050 $910.030 525912 11.17% 9150 9100 1549.02E0 International Fixed Income MTM (51.985.000) ■ $1.820.000 553.833 (5111.166 67) Listed Preform* Trade. Date 11./un 13 Maturity Perpetual Shares 5/.000 Company Fmanoal Inc S&P Rating (CC* Par Amount $25.00 Coupon 150% Principal Cost 155 (11,689.9801 l arket Value 15) to)4,020 Dividends Received IS) $0 Yield to Wont 6.73% Entry Price (Local) 26.14 Current Pricy (Local) 25.136 MTIA (5)5960) Listed Pre( errech MIM (51.489.980) 51,474.020 5.0 (15.960) MTM Snapshot Open MTM 2013 Closed Pt Open MT/A e 7013 Closed PA, Performance Snapshot EQ /10 SO 5421 3411 Fl I SP ($.421927I IS1398/ (5431,324) 2012 EOY Open MTM SO Repo 50 SO SO Current Open MW4I (5420.927) MF I ST 50 SO SO Derivative 50 SO SO YTD Change in Open MOM (5420.927) Alternative 50 SO SO 2013 Closed PA (55.9271 Other / Miscellaneous 50 SO SO 1(12013IVIbr9anCaae 6 C EFTA01121698  G I0 r.... Deem tqmoreimiet• Account Position and MTM Summary (2013 Closed Positions) Prepared for Southern Trust as of June 28, 2013 Dividend Fnt,y Price aosing Price Trade Date Symbol Shares Company Currency Indy:try Oast Elam (5) Market Value (5) Cliaunq Date Yield (Local) (Leal) 19Mar13 REP A000 Holly Energy Partners Lp USD Energy 5.02% 15163.200) 5160,101 19.1Aar.13 40.80 40.03 153.099) 20Mar13 MOON 900 Model N Inc USD Technology 0.00% 1513.950) $18.234 20Mar13 15.50 20.26 $4.284 20Mar13 HE A000 HaVAISall Electric Inds USD Untrue, 4.90% (5107.000) $107.398 20.Mar.13 26.75 26.45 539/1 21.Mar.13 ENTA 400 Enanta Pharmaceuticals Inc USD rtsumer. Nemcy(lic 0.00% 155.600) 56.324 21.1Aar.13 14.00 1581 5224 22.Mar.13 GP% 3.000 Graphic Packaging Holdmg Co USD Irdustruil 0.00% 1521.000) $21,210 22.1Aar.13 7.00 7.07 $210 26Mar13 CUNT 3.000 Calumet Specialty Products USD Energy 7.48% 15112.500) 3111,173 26-Mar13 37.50 37.06 15%322) -Mar-13 28 TUMI 2000 Tumi Holdings Inc 160 /roomer. Noncydic 0.00% 1542.200) 541,899 28-Mar-13 21.10 20.95 15301) 3.Apr.13 ARCC 3.500 Ares Capitol Corp 1.150 Financial 8.84% 1561.635) 561.214 3-Apr-13 17.61 17.09 I S421) quity Pot $471 quit Syndicate Pit listed Pretends Dividenda Entry Price aiming Prim Track. Date Maturity Share, Compnny SSP listing P.. Amount Coupon Principdl Cost 151 hlorket Val.. (5) Closing Date Received 15) (Local) (Local) 15 Mar.13 Perpetual 45.000 Wet Fargo & Company BOB. 525.00 5.25% ($1.125.000) 11.121,25 28 -Mar-13 25.00 24.93 (63.175) 19Mar.13 Perpetual 40.000 CitifirOuP Int BB $2500 5.80% 151.000.000) 5996.77$ 3.Apg.13 25.00 2492 1$3.222) sled P....... ds (56398) hted Peeeeereds Syndicate PA (56398) 10 2013 "%man Chase & Co. EFTA01121699  Global Investment Opportunities Group 1.P. Meagan Sectorklas BLC GIO 'sesames Oosoneeela Account Position and P/L Summary (Disclaimer) Prepared for Southern Trust as of June 28. 2013 IMPORTANT INFORMATION o,ega dots averse • - 9 advio).Anordlexpy. any &London of u.S. tax matters ante:red heroin 'including any indressal heroin maydiffer from the opinions **rased by other Areas of 1...Morgan, inducing attachments) is not intended or written to be wad, and cannot be used, inconnection with research. The investment strategist and views slated hero may differ from those expressed for the promotion. marketing or recommendation by anyone emaildated with I...Megan Ouse other purposes or in other tenantry other I.P. 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JPIArgan Chase & Co and ea tiMIlles do not guarantee4s scorer/ or completeness fl exed' nalotritylor any teat or corned/total lanes none Iran cis use. Trisinlomudon b to the sob uses the Arson sedumII b abases. end maybe prmloged and tomorrow' Any us*. etstribuson. cackploalco by anion. ate/ than tie addressee is preabled. B you Wens lb. I% erre. please n:dly to sender we:nodule,' rd mama by rm. (C) 20I3 )MogenPee 6 Co. EFTA01121700